ATS-N/UA: Filer Information
Filer CIK | 0001110644 |
Filer CCC |
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File No: | 013-00078 |
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Statement about the Form ATS-N Amendment pursuant to Instruction A.7 (g) of this form. | This updating amendment is being made to SEC Form ATS-N for the Liquidnet H2O ATS, operated by Liquidnet, Inc. Please note that this amendment applies to all subscribers of the Liquidnet H2O ATS and to the overall broker-dealer operator, Liquidnet, Inc. This is an updating amendment to MA 052, that provides details on changes being made to the Liquidnet Employee Trading Policy. |