ATS-N/UA: Filer Information
Filer CIK | 0001110644 |
Filer CCC |
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File No: | 013-00107 |
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Statement about the Form ATS-N Amendment pursuant to Instruction A.7 (g) of this form. | This updating amendment is being made to the SEC Form ATS-N for the Liquidnet Negotiation ATS, operated by Liquidnet, Inc Please note that this amendment applies to all subscribers of the Liquidnet Negotiation ATS and to the overall broker-dealer operator Liquidnet, Inc. This updating amendment is to MA 051, which amends Part II Item 7a to provide details on changes being made to the Liquidnet Employee Trading Policy. |