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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/28/22 Duke Energy Corp. 8-K:5,9 9/22/22 12:633K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 40K 2: EX-3.1 Articles of Incorporation/Organization or Bylaws HTML 299K 7: R1 Cover HTML 60K 10: XML IDEA XML File -- Filing Summary XML 12K 8: XML XBRL Instance -- tm2226468d1_8k_htm XML 27K 9: EXCEL IDEA Workbook of Financial Reports XLSX 8K 4: EX-101.DEF XBRL Definitions -- duk-20220922_def XML 77K 5: EX-101.LAB XBRL Labels -- duk-20220922_lab XML 112K 6: EX-101.PRE XBRL Presentations -- duk-20220922_pre XML 74K 3: EX-101.SCH XBRL Schema -- duk-20220922 XSD 16K 11: JSON XBRL Instance as JSON Data -- MetaLinks 28± 36K 12: ZIP XBRL Zipped Folder -- 0001104659-22-103713-xbrl Zip 85K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i September 22, 2022
| Commission file number | Registrant, State of Incorporation or Organization, Address of Principal Executive Offices and Telephone Number |
IRS Employer Identification Number |
 |
||
| i 1-32853 | i DUKE ENERGY CORPORATION | i 20-2777218 |
i Charlotte, i North Carolina i 28202-1803
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
C:
ITEM 5.03. AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCAL YEAR.
On September 22, 2022, the Board of Directors (the “Board”) of Duke Energy Corporation (the “Corporation”) adopted Amended and Restated By-Laws (the “By-Laws”), effective immediately. Among other things, the amendments:
| · | Update certain provisions related to stockholder meetings, including (i) clarifying the timing and means of notification of meetings to stockholders (ii) the preparation and production of the list of stockholders entitled to vote at the meeting; (iii) the method of determining the record date for stockholders entitled to take action by written consent; and (iv) the process for nominations and proposals for business to be made at any annual or special meeting of stockholders; |
| · | Update certain provisions related to the advance notice provision to (i) include additional requirements regarding the information stockholders must submit and representations stockholders must make in connection with providing advance notice of stockholder meeting proposals and director nominations as well as the timing of such notifications, (ii) require candidates for election to the Board to submit a questionnaire and make certain representations (in each case, in the forms provided by the Corporation), and (iii) require any stockholder submitting a proposal or a nomination to represent whether such stockholder intends to solicit proxies in support of director nominations or other business and, not later than eight business days prior to the date of the stockholder meeting, provide notice of such compliance; |
| · | Update certain terms regarding the timing of the determination of whether directors shall be elected by majority vote or plurality vote; and |
| · | Make certain other administrative, clarifying and conforming changes. |
The foregoing description is qualified in its entirety by reference to the full text of the By-Laws, a copy of which is attached hereto as Exhibit 3.1 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| 3.1 | Amended and Restated By-Laws of Duke Energy Corporate, effective as of September 22, 2022 |
| 104 | Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document). |
C:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DUKE ENERGY CORPORATION | ||
| Date: September 28, 2022 | By: /s/ David S. Maltz | |
| Name: | David S. Maltz | |
| Title: | Vice President, Legal, Chief Governance Officer and Assistant Corporate Secretary | |
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 9/28/22 | None on these Dates | ||
| For Period end: | 9/22/22 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/05/23 Duke Energy Corp. S-8 5/05/23 4:87K Toppan Merrill/FA 2/27/23 Duke Energy Corp. 10-K 12/31/22 231:79M 12/06/22 Duke Energy Corp. 424B5 2:435K Toppan Merrill/FA 12/05/22 Duke Energy Corp. 424B5 1:421K Toppan Merrill/FA 11/10/22 Duke Energy Corp. 424B5 2:329K Toppan Merrill/FA 11/04/22 Duke Energy Corp. 10-Q 9/30/22 178:41M 9/30/22 Duke Energy Corp. S-3ASR 9/30/22 5:549K Toppan Merrill/FA |