|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/11/22 Duke Energy Corp. 8-K:8,9 8/08/22 14:909K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 41K 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 323K 3: EX-5.1 Opinion of Counsel re: Legality HTML 22K 4: EX-99.1 Miscellaneous Exhibit HTML 193K 9: R1 Cover HTML 55K 12: XML IDEA XML File -- Filing Summary XML 13K 10: XML XBRL Instance -- tm2222317d5_8k_htm XML 27K 11: EXCEL IDEA Workbook of Financial Reports XLSX 8K 6: EX-101.DEF XBRL Definitions -- duk-20220808_def XML 77K 7: EX-101.LAB XBRL Labels -- duk-20220808_lab XML 113K 8: EX-101.PRE XBRL Presentations -- duk-20220808_pre XML 74K 5: EX-101.SCH XBRL Schema -- duk-20220808 XSD 17K 13: JSON XBRL Instance as JSON Data -- MetaLinks 28± 36K 14: ZIP XBRL Zipped Folder -- 0001104659-22-089094-xbrl Zip 130K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i August 8, 2022
(Exact Name of Registrant as Specified in its Charter)
| i Delaware | i 001-32853 | i 20-2777218 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
i 526 South Church Street, i Charlotte, i North Carolina i 28202
(Address of Principal Executive Offices, including Zip Code)
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Securities registered pursuant to Section 12(b) of the Act:
Item 8.01. Other Events.
On August 11, 2022, Duke Energy Corporation (the “Company”) consummated the issuance and sale of the securities described below pursuant to an underwriting agreement, dated August 8, 2022 (the “Underwriting Agreement”), with BMO Capital Markets Corp., BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and PNC Capital Markets LLC, as representatives of the several underwriters named therein (the “Underwriters”), pursuant to which the Company agreed to issue and sell to the Underwriters $900,000,000 aggregate principal amount of the Company’s 4.300% Senior Notes due 2028, $1,150,000,000 aggregate principal amount of the Company’s 4.500% Senior Notes due 2032 and $1,150,000,000 aggregate principal amount of the Company’s 5.000% Senior Notes due 2052 (collectively, the “Securities”). The Securities were sold to the Underwriters at discounts to their principal amounts. The Securities were issued pursuant to an Indenture, dated as of June 3, 2008 (the “Indenture”), by and between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”), as amended and supplemented by various supplemental indentures thereto, including the Twenty-eighth Supplemental Indenture, dated as of August 11, 2022 (the “Supplemental Indenture”), between the Company and the Trustee. The disclosure in this Item 8.01 is qualified in its entirety by the provisions of the Indenture, the Supplemental Indenture, together with the forms of global notes evidencing the Securities included therein, which is filed as Exhibit 4.1 hereto, and the Underwriting Agreement, which is filed as Exhibit 99.1 hereto. Such exhibits are incorporated herein by reference. Also, in connection with the issuance and sale of the Securities, the Company is filing a legal opinion regarding the validity of the Securities as Exhibit 5.1 to this Form 8-K for the purpose of incorporating such opinion into the Company’s Registration Statement on Form S-3, No. 333-233896.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
C:
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DUKE ENERGY CORPORATION | |||
| Date: August 11, 2022 | |||
| By: | /s/ Robert T. Lucas III | ||
| Name: | Robert T. Lucas III | ||
| Title: | Assistant Corporate Secretary | ||
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 8/11/22 | |||
| For Period end: | 8/8/22 | 424B3, 424B5, FWP | ||
| 6/3/08 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/10/24 Duke Energy Corp. 424B5 2:469K Toppan Merrill/FA 4/09/24 Duke Energy Corp. 424B5 1:461K Toppan Merrill/FA 2/23/24 Duke Energy Corp. 10-K 12/31/23 261:76M 1/10/24 Duke Energy Corp. 424B5 2:434K Toppan Merrill/FA 1/09/24 Duke Energy Corp. 424B5 1:425K Toppan Merrill/FA 1/03/24 Duke Energy Corp. 424B5 2:445K Toppan Merrill/FA 1/02/24 Duke Energy Corp. 424B5 1:428K Toppan Merrill/FA 9/06/23 Duke Energy Corp. 424B5 2:474K Toppan Merrill/FA 9/05/23 Duke Energy Corp. 424B5 1:454K Toppan Merrill/FA 2/27/23 Duke Energy Corp. 10-K 12/31/22 231:79M 12/06/22 Duke Energy Corp. 424B5 2:435K Toppan Merrill/FA 12/05/22 Duke Energy Corp. 424B5 1:421K Toppan Merrill/FA 11/10/22 Duke Energy Corp. 424B5 2:329K Toppan Merrill/FA 11/04/22 Duke Energy Corp. 10-Q 9/30/22 178:41M 9/30/22 Duke Energy Corp. S-3ASR 9/30/22 5:549K Toppan Merrill/FA 9/23/22 Duke Energy Corp. S-3ASR 9/23/22 44:13M Toppan Merrill/FA |