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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/12/24 Duke Energy Corp. 8-K:8,9 4/12/24 14:731K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 39K 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 129K 3: EX-5.1 Opinion of Counsel re: Legality HTML 20K 4: EX-99.1 Miscellaneous Exhibit HTML 205K 9: R1 Cover HTML 55K 11: XML IDEA XML File -- Filing Summary XML 13K 14: XML XBRL Instance -- tm2411031d5_8k_htm XML 29K 10: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 6: EX-101.DEF XBRL Definitions -- duk-20240412_def XML 77K 7: EX-101.LAB XBRL Labels -- duk-20240412_lab XML 113K 8: EX-101.PRE XBRL Presentations -- duk-20240412_pre XML 74K 5: EX-101.SCH XBRL Schema -- duk-20240412 XSD 16K 12: JSON XBRL Instance as JSON Data -- MetaLinks 28± 37K 13: ZIP XBRL Zipped Folder -- 0001104659-24-046618-xbrl Zip 122K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i April 12, 2024
(Exact Name of Registrant as Specified in its Charter)
| i Delaware | i 001-32853 | i 20-2777218 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
i 525 South Tryon Street, i Charlotte, i North Carolina i 28202-1803
(Address of Principal Executive Offices, including Zip Code)
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| i ¨ | Emerging growth company |
| ¨ | If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. |
Item 8.01. Other Events.
On April 12, 2024, Duke Energy Corporation (the “Company”) consummated the issuance and sale of the securities described below pursuant to an underwriting agreement, dated April 9, 2024 (the “Underwriting Agreement”), with Banco Santander, S.A., Barclays Bank PLC, BNP Paribas and MUFG Securities EMEA plc, as representatives of the several underwriters named therein (the “Underwriters”), pursuant to which the Company agreed to issue and sell to the Underwriters €750,000,000 aggregate principal amount of the Company’s 3.75% Senior Notes due 2031 (the “Securities”). The Securities were sold to the Underwriters at a discount to their principal amount. The Securities were issued pursuant to an Indenture, dated as of June 3, 2008 (the “Indenture”), by and between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”), as amended and supplemented by various supplemental indentures thereto, including the Thirty-second Supplemental Indenture, dated as of April 12, 2024 (the “Supplemental Indenture”), between the Company and the Trustee. The disclosure in this Item 8.01 is qualified in its entirety by the provisions of the Indenture, the Supplemental Indenture, together with the form of global note evidencing the Securities included therein, is filed as Exhibit 4.1 hereto, and the Underwriting Agreement, which is filed as Exhibit 99.1 hereto. Such exhibits are incorporated herein by reference. Also, in connection with the issuance and sale of the Securities, the Company is filing a legal opinion regarding the validity of the Securities as Exhibit 5.1 to this Form 8-K for the purpose of incorporating such opinion into the Company’s Registration Statement on Form S-3, No. 333-267583.
Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits. |
2
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DUKE ENERGY CORPORATION | |||
| Date: April 12, 2024 | |||
| By: | /s/ Robert T. Lucas III | ||
| Name: | Robert T. Lucas III | ||
| Title: | Assistant Corporate Secretary | ||
3
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 4/12/24 | |||
| 4/9/24 | 424B5, FWP | |||
| 6/3/08 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/12/24 Duke Energy Corp. 8-A12B 1:20K Toppan Merrill/FA |