Barings Participation Investors 

NC

  SEC # 831655

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

514  SEC Filings   from  2/24/94  to  3/27/24  (5 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘DEF 14A’ — Definitive Proxy Statement — Schedule 14A — for 5/16/24 — Filed as:  Filer / Offerer — Filed by:  Barings Corporate Investors
New-Filing E-Mail:			Send me notifications of all Filings involving  Barings Participation Investors

in

the most-recent Filings. all 514 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  329 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/27/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	29
3/14/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	29
3/14/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
3/13/24			NT-NCSR		Update:		Notice of a Late Filing of a Form N-CSR Shareholder Report — Form 12b-25	1
2/29/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	32
12/4/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	10
11/29/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	16
9/22/23			40-17G		Update:		Fidelity Bonds for Investment Companies	23
9/8/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	20
8/31/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	20
10/16/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
4/9/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
11/29/18	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	49
11/29/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	29
3/7/18	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
2/28/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	33
8/29/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	29
3/22/13	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/24/08	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/9/04	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
11/23/98	OLD		N-30B-2		Update:		Periodic and Interim Reports Mailed to Shareholders by Investment Companies  OLD	6
					Letters:
3/25/13	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					Form-Specific Documents:
11/29/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			16
					General Exhibits:
9/8/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			2
3/6/15	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
3/14/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  32 Certifications — §302 – SOA’02;  6 Certifications — §906 – SOA’02 — Form N-SAR:  24 Accountants’ Reports re: Internal Controls;  20 Late-Filing Reports — Reg. S-K – Item 405;  7 Legal Proceedings;  1 Letter re: a Change in Accountant;  5 Other Disclosures;  1 Other Info;  1 Terms of New or Amended Securities;  8 Transactions Effected — Rule 10f-3 – ICA’40  (105 total)			268
					Investment Company Exhibits:
3/14/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			6
					Financials:
9/8/23			EX-31		Certification — §302 – SOA’02			1
9/8/23			EX-32		Certification — §906 – SOA’02			1
2/27/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			13
					Graphics:
3/27/24			GRAPHIC		Photos, Images and Graphs			618

Forms , Documents & Exhibits  in  184 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 06761A

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	15
5/25/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	91
5/22/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	73
2/14/17	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	5
					General Exhibits:
5/22/23			EX-24		Powers of Attorney			58

        

Filings History

Year		# of Filings
2024		9
2023		36
2022		14
2021		13
2020		25
2019		12
2018		18
2017		19
2016		27
2015		17
2014		18
2013		30
2012		39
2011		21
2010		14
2009		14
2008		47
2007		26
2006		18
2005		17
2004		15
2003		9
2002		8
2001		5
2000		6
1999		7
1998		7
1997		9
1996		7
1995		5
1994		2