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Barings Participation Investors – ‘N-CSRS/A’ for 6/30/23 – ‘EX-31’

On:  Friday, 9/8/23, at 11:48am ET   ·   Effective:  9/8/23   ·   For:  6/30/23   ·   Accession #:  1628280-23-31811   ·   File #:  811-05531

Previous ‘N-CSRS’:  ‘N-CSRS’ on 9/8/22 for 6/30/22   ·   Latest ‘N-CSRS’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/08/23  Barings Participation Investors   N-CSRS/A    6/30/23    4:1.7M                                   Workiva Inc Wde… FA01/FA

Amendment to Semi-Annual Certified Shareholder Report by an Investment Company   —   Form N-CSR   —   ICA’40

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-CSRS/A    Amendment to Semi-Annual Certified Shareholder      HTML   1.38M 
                Report by an Investment Company                                  
 2: EX-1        Underwriting Agreement or Conflict Minerals Report  HTML     11K 
 3: EX-31       Certification -- §302 - SOA'02                      HTML      7K 
 4: EX-32       Certification -- §906 - SOA'02                      HTML      6K 


‘EX-31’   —   Certification — §302 – SOA’02


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 C:   C: 
  Document  

Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

 
(Registrant):Barings Participation Investors
By:/s/ Christina Emery
Christina Emery, President
Date:September 8, 2023

By:/s/ Christopher Hanscom
Christopher Hanscom
Chief Financial Officer
Date:September 8, 2023


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-CSRS/A’ Filing    Date    Other Filings
Filed on / Effective on:9/8/23
For Period end:6/30/23N-CSR,  N-PX,  NPORT-P
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Filing Submission 0001628280-23-031811   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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