Kepler David E 

CA

  SEC # 1183686

        

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5  Owner Relationships  (where the Issuers of the  Kepler David E-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
2/16/16		5/7/21		4			Autoliv Inc.
11/5/07		2/12/21		4		CA	Teradata Corp./DE
		2/19/15		3			Autoliv Inc.
9/24/02		9/17/14		4		MI	Dow Chemical Co./DE
11/5/07		11/7/07		3		CA	Teradata Corp./DE

        

No  Issuer Relationships  (where the Owners of the  Kepler David E  securities are...)

        

9  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
2/19/15		5/7/21		Director	of		Autoliv Inc.
11/5/07		2/12/21		Director	of	CA	Teradata Corp./DE
4/18/08		9/17/14		Officer:  Executive Vice President & CIO	of	MI	Dow Chemical Co./DE
3/2/06		2/20/08		Officer:  Senior Vice President & CIO	of		"
3/12/04		4/4/07		Officer:  Corp Vice President & CIO	of		"
2/2/05		3/16/06		Officer:  Corp VP & CIO	of		"
7/31/03		12/6/05		Officer:  Corporate Vice President & CIO	of		"
9/24/02		8/24/04		Director	of		"
10/31/02		3/18/03		Officer	of		"

        

6  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

Latest Filing		Registrant			Filings
3/8/19			Johansson Hasse		1
3/8/19			Senko Thaddeus		1
3/8/19			Kortuem Franz-Josef		1
3/8/19			Liu Xiaozhi		1
3/8/19			Johansson Leif		1
3/8/19		MI	Ringler James M		1

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

5  Filing Agents and/or Registrants have submitted Filings for  Kepler David E:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
5/7/21		4		TX	Donnelley Financial Solutions 06/FA [ formerly Dfin Solutions 06/FA ] — 899243		18
2/12/21		4		IL	DONNELLEY FINANCIAL SOLUTIONS File16/FA — 1209191		14
9/17/14		4		NY	CT's hCue/FA — 1225208		42
4/30/14		4		NY	R R Donnelley Financial – Net Filer/FA — 1181431		34
4/19/06		4			No Filing Agent:  Self-filed — 1183686		25
Total:							133
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.