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SEC Filing Agents

   as of Saturday, 5/18/19

The Top 25 Most-Active Filing Agents¹ in 2019

FilingsSince
7/6/92
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#  Filing Agent¹SEC CIK² 2019   2018   2017   2016   2015  

In descending order
1
NY
Donnelley Financial Solutions/FA119312529,03471,64876,65880,80484,0611,062,612
2
DC
DONNELLEY FINANCIAL SOLUTIONS File16/FA120919119,42139,73441,71842,61649,939639,676
3
NJ
Computershare Inc112760210,83521,25819,00319,58919,463211,374
4
MN
Merrill Corp-MD/FA110465910,65026,32326,28625,94729,195436,235
5
NY
Toppan Vintage/FA11442049,80623,10222,51123,54426,173403,183
6
NY
Davis Polk & Wardwell LLP 01/FA9501036,49715,22712,9599,1749,759112,757
7
NY
Broadridge Financial Solutions, Inc./FA15676196,3584,82290366767513,723
8
TX
ActiveDisclosure/FA15645905,5318,5336,3164,6842,83729,153
9
NY
CT's hCue/FA12252084,6139,45910,80711,65213,056165,736
10
TX
Donnelley Financial Solutions 06/FA8992434,3399,2358,6878,8804,16244,009
11
NJ
Edgar Agents LLC/FA12139003,7097,6876,0544,3374,21645,921
12
CA
RDG Filings/FA14377493,7078,1777,8247,7697,72163,049
13
TX
Section16 Direct/FA11791103,5447,8848,7789,1149,323164,605
14
CA
M2 Compliance/FA14931523,4158,2576,8314,4642,84729,846
15
TX
Broadridge Financial Solutions, Inc.11403613,19819,88622,36221,85923,125296,031
16
NY
S2 Filings LLC/FA16157743,0626,0223,0672,3161,50916,200
17
PA
Vanguard Horizon Funds9324712,7943,6563,5413,3823,10536,731
18
DE
Bif Money Fund2154572,7602,9121,9303,03877711,461
19
NC
Blueprint/FA16549542,7576,0514,8811,93815,627
20
NY
Doremus Financial Printing/FA8910922,4804,1054,0363,7874,93956,597
21
IA
Workiva Inc. Wdesk FA01/FA16282802,2685,3824,6854,5783,57120,502
22
Flag of Canada emoji
Solium Capital Inc15621802,2043,5832,6591,88967111,025
23
NC
FilePoint/FA13983442,1745,0304,8094,3753,64529,713
24
OH
DFIN Solutions FundSuiteArc/FA11455492,0623,4823,6284,4464,37844,352
25
IL
Fitzgerald Marketing & Communications, LLC/FA14455461,9324,9865,0975,3755,17552,358
24 Filing Agents¹ — 1 Registrant²
Most-Active Filing Agents: 529634693734783
Total Filing Agents: 3,6403,6133,5363,4613,376
Self-Filing Registrants: 21,35937,27535,72734,31333,217
Active Registrants: 85,607129,978131,809128,874131,074
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive an SEC Central Index Key (CIK). When a Filing is submitted, its Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for a related Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
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at +1 415-420-4604. For Filing Agents, it’s great for “new business” prospecting.

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