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SEC Filing Agents
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The
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25 Most-Active Filing Agents in

As of   Yesterday, 9/29/22            Info about Filing Agents



Filing Agent¹FilingsSince
1992
#    Filings Ratio:  For Others : For Themself ² — SEC CIK ³   2022   2021   2020   2019   2018        
 
In descending order
1  
 NY
 
Donnelley Financial Solutions All : 0 — 119312547,644  68,994  62,490  62,972  71,685  1,275,740
2  
 TX
 
Toppan Merrill 100+ : 1 — 110465939,231  58,474  53,344  27,948  26,338  604,602
3  
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Donnelley Financial Solutions File16 All : 0 — 120919131,282  43,882  40,050  38,303  39,734  773,772
4  
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Confluence Technologies Inc. All : 0 — 175272429,221  37,772  37,689  15,554  440  120,676
5  
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EdgarAgents LLC All : 0 — 121390022,483  27,677  19,260  10,819  7,721  122,486
6  
 NY
 
Davis Polk & Wardwell LLP 01 All : 0 — 95010316,425  20,142  24,834  18,014  15,227  185,675
7  
 NJ
 
Computershare Inc 100+ : 1 — 112760212,551  17,280  17,245  19,951  21,258  267,566
8  
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Filing Agent 1493152 All : 0 — 149315212,269  15,277  11,294  9,037  8,273  74,325
9  
 TX
 
ActiveDisclosure All : 0 — 156459011,639  19,800  18,267  14,256  8,538  87,589
10  
 TX
 
Broadridge Financial Solutions, Inc. 100+ : 1 — 114036110,896  14,029  10,576  8,189  19,890  336,527
11  
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Quality Edgar – QES All : 0 — 183988210,536  9,795  –  –  –  20,331
12  
 TX
 
Donnelley Financial Solutions 06 100+ : 1 — 89924310,523  16,376  11,363  9,586  9,235  87,518
13  
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DFIN Solutions FundSuiteArc All : 0 — 114554910,484  13,599  13,412  5,925  3,482  85,710
14  
 NY
 
Broadridge Financial Solutions, Inc. All : 0 — 15676199,859  12,561  11,973  12,931  4,822  54,689
15  
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Newsfile Corp. All : 0 — 10629939,505  6,486  3,089  2,268  2,432  59,108
16  
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RDG Filings All : 0 — 14377497,925  10,073  9,181  8,716  8,177  95,238
17  
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Workiva Inc. Wdesk FA01 All : 0 — 16282807,581  7,504  5,629  4,950  5,385  43,901
18  
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Empire Filings All : 0 — 18291267,442  7,892  136  –  –  15,470
19  
 NY
 
CT’s hCue All : 0 — 12252086,087  8,608  8,470  9,000  9,459  193,288
20  
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Computershare Trust Co. NA/CCT All : 0 — 18885245,440  1,614  –  –  –  7,054
21  
 CA
 
SEC Connect 100+ : 1 — 14158895,280  3,176  1,563  803  944  20,747
22  
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Securex Filings All : 0 — 12146595,214  6,462  5,235  3,964  3,985  55,485
23  
 FL
 
Donnelley Financial Solutions All : 0 — 9501705,102  1,360  14  –  –  11,458
24  
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Solium Capital Inc. 100+ : 1 — 15621804,964  5,924  5,514  4,567  3,583  29,790
25  
 NC
 
Blueprint All : 0 — 16549544,612  5,773  6,025  6,196  6,068  35,493
 21 Filing Agents — 4 Registrants
 
Most-Active “True” Filing Agents:    516  583  582  605  616  
Total “True” Filing Agents:    3,920  3,841  3,741  3,667  3,594  
________
 ¹  A “filing agent” (in non-bold lower case herein) is the entity submitting a Filing, i.e., the one who pushes the button to send it to the SEC’s EDGAR system, and is identified by the CIK³ used to login to EDGAR.  They are either an SEC-registered Filing Agent (in bold herein), or a Registrant (in non-bold names above) who has self-filed a Filing as the Filer/Issuer or is submitting one for their affiliate, or the SEC itself.  A registered Filing Agent is in the business of submitting Filings for other Registrants.  You cannot tell whether a filing agent’s CIK³ is that of a Filing Agent or a Registrant, because Registrants may be (or own) Filing Agents (e.g., Donnelley Financial Solutions) or submit Filings for their directors/officers, and Filing Agents may be Registrants for other business purposes (e.g., some Transfer Agents).  Further complicating this, some “parents” submit Filings for their subsidiaries, Funds/ETFs or ABSs, and some Money Managers submit Filings for other related Money Managers.  Our algorithms reconcile all of this daily, and figure out who the “true” Filing Agents are.
 ²  We determine which of the 300K+ historic filing agents are “true” Filing Agents, and of those 4K±, which are “pure” (90%) or not (10%), by comparing the CIK³ of each Filing’s filing agent with that of the Filer/Issuer for whom the Filing was filed.  We consider a Registrant to be a “true” Filing Agent when they either have done Filings only for others or have done 32+ Filings for others for each Filing they did for themself as the Filer/Issuer.  The “Filings Ratio” after each name above indicates if the filing agent is a “pure” Filing Agent (shown as “All : 0” when all of their Filings have been for other Registrants) or the ratio of Filings for others versus for themself as a Registrant (e.g., “100+ : 1”).  Not all Filing Agents are listed above; some are paying us to remain “anonymous” for competitive reasons, mostly to protect their client lists from poaching by other Filing Agents (see the Services We Offer below).
 ³  To submit Filings, an entity must first register with the SEC to receive its 10-digit Central Index Key (“CIK”).  When a Filing is submitted, the CIK of the filing agent¹ is used, and it may differ from that of the Filer/Issuer legally required to make the Filing.  The submitting filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing for a related Registrant.  The filing agent’s CIK shows up as the first part of each Filing’s identifying SEC Accession Number, which is in CIK-Year-Submission# format (e.g., 0001193125-22-047644).

We are the Only Site in the World
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that has SEC Filing Agents Info!
 
Proprietary to SEC Info:  The SEC does not publish the names of, nor data about, registered Filing Agents.  Try to find Filing Agent #1 by entering 0001193125 (its CIK) on the SEC’s Company and Person Lookup page.  You won’t find them!  We have been researching and gathering info on Filing Agents for 25 years.
 
To see more or all registered Filing Agents, or to get our data on them:  Please submit your request on our Help page, or call
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  Fran Finnegan  at  +1 415-420-4604  to discuss your needs.
 
Services We Offer
 
 Complete list of all Filing Agents — all in each year, as above, and all since 1992
 Complete client lists for over 99% of all Filing Agents — great for “new business” prospecting
 Client list protection
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— we won’t sell your client list per the previous item (see footnote ² above)
 Complete daily lists of new Registrants:  200±/day — sell yourself to them before their 1st Filing
 E-mail notifications of first-time Filers — sell yourself to them before other Filing Agents do
 E-mail notifications of Filings submitted by you or other chosen Filing Agents
 Customized Data Sets and private pages here related to Filing Agent activity (see non-FA Demos)
 Group-subscription discounts — so that all of your employees can easily use SEC Info
 Place your ad in the ad space at the top of this page on the right-hand side — when someone is looking for a new Filing Agent, they search Google or Bing, and this page shows up first!
 

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