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Dow Chemical Co./DE 
 MI
  SEC # 29915

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3,176  SEC Filings
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  from  5/16/94  to  3/25/24  (4 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘424B3’ — Prospectus – New Facts or Events — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Dow Chemical Co./DE 

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Forms
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, Documents
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& Exhibits
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 in  1,849 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!424B3Registration:  Prospectuses – New Facts or Events  New Document this Past Month! 435
2/9/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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373

8-K Items: 
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3/25/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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27
12/16/04 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
4/2/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
7/27/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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47
6/1/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
1/26/23 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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11
9/30/20 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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9
9/1/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
12/16/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
9/1/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
4/2/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
3/4/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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42
9/1/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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10
3/13/19 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
5/15/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
10/6/21 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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24
2/9/24
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  Events: 
Other Events — Item 8.01121
2/9/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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188

2/9/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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53
2/8/24424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities303
2/7/24FWPRegistration:  Prospectuses – Free Writing15
2/7/24424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events9
1/31/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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29
10/25/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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88
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
6/13/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 6
2/14/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 90
3/6/20 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 2
3/5/20 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
10/21/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
10/18/19 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 4
10/17/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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21
4/1/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 85
11/2/17 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 27
9/11/17 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
9/5/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 86
6/26/17 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 20
6/9/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 19
4/24/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 17
4/12/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 43
3/31/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 24
6/28/16 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 101
6/10/16 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
10/9/15 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
8/10/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 4
4/8/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 14
4/16/13 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
7/26/12 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 2
2/25/11 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 2
3/5/10 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
3/24/09 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
10/29/08 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
2/4/08 OLD1Trading:  Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1  OLD 1
11/1/07 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 9
5/6/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 9
5/5/04 OLD15-15DUpdate:  Notices of Suspensions of Duty to File Reports — Form 15  OLD 4
3/20/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
3/21/01 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
1/5/99 OLDT-3Registration:  Application for a Qualification of a Trust Indenture — Form T-3  OLD 1
10/5/98 OLDSC 14D1Ownership:  Tender-Offer Statements by Third Parties — Schedule 14D-1  OLD 4
9/28/98 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD 1
9/28/98 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 3

Form-Specific Documents: 
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2/9/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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44

General Exhibits: 
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3/25/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 73
2/9/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders58
2/9/24EX-5Opinions of Counsel re: Legality75
2/9/24EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)33
1/31/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
1/31/24EX-23Consents of Experts and Counsel264
1/31/24EX-21Subsidiaries Lists29
1/30/24EX-10Material Contracts131
6/13/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 20
4/1/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 25
8/4/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 29
2/9/17 OLDEX-24Powers of Attorney  OLD 84
2/20/04 OLDEX-14Code of Ethics  OLD 1
10/5/99 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1

Additional Exhibits: 
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2/14/22 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization;  1 Power of Attorney  (2 total)
393

Financials: 
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2/9/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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6,369
2/9/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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85
2/9/24EX-101.*XBRL Data  (XBRL Files)425
2/9/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)36
2/9/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
76
1/31/24EX-31Certifications — §302 – SOA’02166
1/31/24EX-32Certifications — §906 – SOA’02166
11/2/18 OLDEX-12Statements re: Computations of Ratios  OLD 50
5/27/08 OLDEX-100.*XBRL Data {Voluntary}  (XBRL Files)  OLD 54
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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29
3/25/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 3

Graphics: 
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3/25/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,373

History as a Money Manager:  Assets Under Management
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Forms
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, Documents
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& Exhibits
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 in  1,352 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/7/24FWPRegistration:  Prospectuses – Free Writing15
9/5/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 1,069
9/1/17 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
2/27/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 54
6/28/16 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 101
10/9/15 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
5/19/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 49
1/9/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
11/13/14 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 2
4/28/08 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 2
3/31/04 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19

Letters: 
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10/10/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC32
10/10/19 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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12/11/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/13/09 OLDEX-24Powers of Attorney  OLD 15

Additional Exhibits: 
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9/1/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 12

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6/28/16 OLDGRAPHICPhotos, Images and Graphs  OLD 418


        

Filings History

Year    # of Filings
In descending order
2024 20
2023 77
2022 90
2021 79
2020 84
2019 62
2018 75
2017 172
2016 140
2015 225
2014 194
2013 173
2012 187
2011 184
2010 151
2009 159
2008 164
2007 113
2006 157
2005 129
2004 138
2003 127
2002 72
2001 46
2000 28
1999 25
1998 30
1997 21
1996 25
1995 28
1994 1

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