“Shawn Kimel Investments, Inc.”

a.k.a.:  “Shawn Kimel Investments Inc.”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  12/30/19  as  Registrant

As:  Registrant

12/30/19			Shawn Kimel Investments, Inc.

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“Shawn Kimel Investments, Inc.” has been a Group Member with  one  Filer:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
6/30/17			K2 Principal Fund, L.P.	15	SC 13D	TX	Rosehill Resources Inc.

“Shawn Kimel Investments, Inc.” has/had a Group Member interest in  7  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
6/30/17		TX	Rosehill Resources Inc.	1	SC 13D		K2 Principal Fund, L.P.
1/15/16			Dominion Diamond Corp.	2	SC 13D/A		K2 Principal Fund, L.P.
2/14/14		TX	SAExploration Holdings, Inc.	4	SC 13G/A		K2 Principal Fund, L.P.
2/14/14		NY	Quartet Merger Corp.	1	SC 13G		K2 Principal Fund, L.P.
1/21/11		GA	Adam Inc.	1	SC 13G		K2 Principal Fund, L.P.
5/10/10		TX	Epl Oil & Gas, Inc.	5	SC 13D/A		K2 Principal Fund, L.P.
4/16/09			Westaim Corp.	1	SC 13D		K2 Principal Fund, L.P.

“Shawn Kimel Investments, Inc.” has been a Group Member with  19  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
6/30/17			K2 & Associates Investment Management Inc.	6	SC 13D		K2 Principal Fund, L.P.	TX	Rosehill Resources Inc.
			K2 Genpar 2009 Inc.	12
			K2 Genpar L.P.	12
			Shawn Kimel	15
1/15/16			Carlo Civelli	2	SC 13D/A		K2 Principal Fund, L.P.		Dominion Diamond Corp.
		CA	Exploration Capital Partners 1998-B LP	2
		•	John Paul Tognetti	2
			K2 Principal Fund, L.P.	2
		•	Kyle Jason McLean	2
		•	Pacific World Energy Ltd.	2
		•	Patrick Charles Evans	2
		•	Resource Capital Investments Corp.	2
			Sprott Asset Management LP	2
		CA	Sprott Asset Management USA Inc.	2
		CA	Sprott Global Resource Investments Ltd.	2
			Sprott Inc.	2
		•	Sprott-Zijin Mining Master Fund	2
3/15/10			K2 Genpar, Inc.	2	SC 13D/A		K2 Principal Fund, L.P.	TX	Epl Oil & Gas, Inc.
2/22/10		•	K2 Genmar, Inc.	1	SC 13D/A		K2 Principal Fund, L.P.	TX	Epl Oil & Gas, Inc.