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SAExploration Holdings, Inc. 
 TX
  SEC # 1514732

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679  SEC Filings
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  from  3/15/11  to  11/29/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘D’ — Notice of an Exempt Offering of Securities — Form D — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  SAExploration Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  354 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/29/21 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
12/18/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/17/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 9
12/11/20 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
12/11/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 9
12/11/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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195

8-K Items: 
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12/9/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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46
10/2/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
12/11/20 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
3/15/18 OLD"Mine Safety – Reporting of Shutdowns and Patterns of Violations — Item 1.04  OLD 1
1/13/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
5/15/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 28
12/12/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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19
8/28/20 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
6/17/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 13
12/12/19 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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15
9/22/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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10
8/26/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
8/16/19 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 4
6/28/13 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
9/14/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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30
11/29/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
6/28/13 OLD"Change in Shell Company Status — Item 5.06  OLD 1
6/21/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 15
8/9/16 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
8/28/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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33
12/9/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 107
12/11/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 155

11/16/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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33
5/12/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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17
11/15/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
6/10/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
6/5/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
5/29/19 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
4/30/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 6
12/14/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
10/30/18 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 8
10/19/18 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 5
2/12/18 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
5/15/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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5
3/26/15 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
8/29/14 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/1/14 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/24/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
1/13/14 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
6/5/13 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
5/31/13 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/24/13 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
3/21/13 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
3/28/12 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
3/23/12 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/22/11 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/21/11 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
6/6/11 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
4/27/11 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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12/9/20 OLDEX-10Material Contracts  OLD 175
6/17/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 28
4/13/20 OLDEX-23Consents of Experts and Counsel  OLD 34
4/13/20 OLDEX-21Subsidiaries Lists  OLD 8
2/7/20 OLDEX-14Codes of Ethics  OLD 2
5/29/19 OLDEX-5Opinions of Counsel re: Legality  OLD 16
11/29/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 18
7/30/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
4/30/15 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
4/27/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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12/11/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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204

Financials: 
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11/16/20 OLDEX-31Certifications — §302 – SOA’02  OLD 99
11/16/20 OLDEX-32Certifications — §906 – SOA’02  OLD 80
11/16/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,637
11/16/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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57
11/16/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 270
11/16/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
45
8/26/14 OLDEX-16Letters re: Changes in Accountants  OLD 3

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11/4/20 OLDGRAPHICPhotos, Images and Graphs  OLD 818


Forms
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, Documents
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& Exhibits
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 in  330 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/11/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 51
12/22/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 32
8/11/20 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/30/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 190
5/1/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 33
3/24/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
2/24/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
1/13/14 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2

Letters: 
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6/4/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16
6/4/19 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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10/5/18 OLDEX-23Consent of Expert or Counsel  OLD 1
2/14/14 OLDEX-10Material Contract  OLD 1

Additional Exhibits: 
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11/4/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10

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2/24/14 OLDGRAPHICPhotos, Images and Graphs  OLD 3


        

Filings History

Year    # of Filings
In descending order
2021 2
2020 71
2019 51
2018 107
2017 42
2016 105
2015 62
2014 90
2013 92
2012 21
2011 36

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