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As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/17/09 K2 Principal Fund, L.P. SC 13D 4/16/09 2:241K Westaim Corp Vintage/FA K2 & Associates Investment Management Inc. K2 GenPar, Inc. Shawn Kimel Shawn Kimel Investments, Inc. |
Document/Exhibit Description Pages Size 1: SC 13D General Statement of Beneficial Ownership HTML 116K 2: EX-10.1 Material Contract HTML 16K
CUSIP:
956909105
|
13D
|
Page
2 of 13
|
1
|
names
of reporting persons
THE K2 PRINCIPAL FUND,
L.P.
|
||
2
|
check
the appropriate box if a member of a group(A)
(A)
o
(B) o
|
||
3
|
sec
use only
|
||
4
|
source
of funds
WC |
||
5
|
check
if disclosure of legal proceedings is required pursuant to items 2(d) or
2(e)
o
|
||
6
|
citizenship
or place of organization
Ontario,
Canada
|
||
number
of
shares
beneficially
owned
by
each
reporting
person
with
|
7
|
sole
voting power
0
|
|
8
|
shared
voting power
15,412,584
|
||
9
|
sole
dispositive power
0
|
||
10
|
shared
dispositive power
15,412,584
|
||
11
|
aggregate
amount beneficially owned by each reporting person
15,412,584
|
||
12
|
check
box if the aggregate amount in row (11) excludes certain
shares
o
|
||
13
|
percent
of class represented by amount in row (11)
16.4%*
|
||
14
|
type
of reporting person
PN
|
CUSIP:
956909105
|
13D
|
Page 3 of
13
|
1
|
names
of reporting persons
K2
GENPAR, INC.
|
||
2
|
check
the appropriate box if a member of a group
(A)
o
(B) o
|
||
3
|
sec
use only
|
||
4
|
source
of funds
OO |
||
5
|
check
if disclosure of legal proceedings is required pursuant to items 2(d) or
2(e)
o
|
||
6
|
citizenship
or place of organization
Ontario,
Canada
|
||
number
of
shares
beneficially
owned
by
each
reporting
person
with
|
7
|
sole
voting power
0
|
|
8
|
shared
voting power
15,412,584
|
||
9
|
sole
dispositive power
0
|
||
10
|
shared
dispositive power
15,412,584
|
||
11
|
aggregate
amount beneficially owned by each reporting person
15,412,584
|
||
12
|
check
box if the aggregate amount in row (11) excludes certain
shares
o
|
||
13
|
percent
of class represented by amount in row (11)
16.36%*
|
||
14
|
type
of reporting person
CO
|
CUSIP:
956909105
|
13D
|
Page 4 of
13
|
1
|
names
of reporting persons
SHAWN
KIMEL
|
||
2
|
check
the appropriate box if a member of a group
(A)
o
(B) o
|
||
3
|
sec
use only
|
||
4
|
source
of funds
OO |
||
5
|
check
if disclosure of legal proceedings is required pursuant to items 2(d) or
2(e)
o
|
||
6
|
citizenship
or place of organization
Ontario,
Canada
|
||
number
of
shares
beneficially
owned
by
each
reporting
person
with
|
7
|
sole
voting power
0
|
|
8
|
shared
voting power
15,412,584
|
||
9
|
sole
dispositive power
0
|
||
10
|
shared
dispositive power
15,412,584
|
||
11
|
aggregate
amount beneficially owned by each reporting person
15,412,584
|
||
12
|
check
box if the aggregate amount in row (11) excludes certain
shares
o
|
||
13
|
percent
of class represented by amount in row (11)
16.36%*
|
||
14
|
type
of reporting person
IN
|
CUSIP:
956909105
|
13D
|
Page 5 of
13
|
1
|
names
of reporting persons
K2
& ASSOCIATES INVESTMENT MANAGEMENT INC.
|
||
2
|
check
the appropriate box if a member of a group
(A)
o
(B) o
|
||
3
|
sec
use only
|
||
4
|
source
of funds
OO |
||
5
|
check
if disclosure of legal proceedings is required pursuant to items 2(d) or
2(e)
o
|
||
6
|
citizenship
or place of organization
Ontario,
Canada
|
||
number
of
shares
beneficially
owned
by
each
reporting
person
with
|
7
|
sole
voting power
0
|
|
8
|
shared
voting power
15,412,584
|
||
9
|
sole
dispositive power
0
|
||
10
|
shared
dispositive power
15,412,584
|
||
11
|
aggregate
amount beneficially owned by each reporting person
15,412,584
|
||
12
|
check
box if the aggregate amount in row (11) excludes certain
shares
o
|
||
13
|
percent
of class represented by amount in row (11)
16.36%*
|
||
14
|
type
of reporting person
CO
|
CUSIP:
956909105
|
13D
|
Page 6 of
13
|
1
|
names
of reporting persons
SHAWN KIMEL INVESTMENTS,
INC.
|
||
2
|
check
the appropriate box if a member of a group
(A) o
(B) o
|
||
3
|
sec
use only
|
||
4
|
source
of funds
OO |
||
5
|
check
if disclosure of legal proceedings is required pursuant to items 2(d) or
2(e)
o
|
||
6
|
citizenship
or place of organization
Ontario,
Canada
|
||
number
of
shares
beneficially
owned
by
each
reporting
person
with
|
7
|
sole
voting power
0
|
|
8
|
shared
voting power
15,412,584
|
||
9
|
sole
dispositive power
0
|
||
10
|
shared
dispositive power
15,412,584
|
||
11
|
aggregate
amount beneficially owned by each reporting person
15,412,584
|
||
12
|
check
box if the aggregate amount in row (11) excludes certain
shares
o
|
||
13
|
percent
of class represented by amount in row (11)
16.36%*
|
||
14
|
type
of reporting person
CO
|
|
(a)
|
The
acquisition by any person of additional securities of the Issuer, or the
disposition of securities of the
Issuer;
|
|
(b)
|
An
extraordinary corporate transaction, such as a merger, reorganization or
liquidation, involving the Issuer or any of its
subsidiaries;
|
|
(d)
|
Any
change in the present board of directors or management of the Issuer,
including any plans or proposals to change the number or term of directors
or to fill any existing vacancies on the
board;
|
|
(g)
|
Changes
in the Issuer’s charter, bylaws or instruments corresponding thereto or
other actions which may impede the acquisition of control of the Issuer by
any person;
|
|
(h)
|
Causing
a class of securities of the Issuer to be delisted from a national
securities exchange or to cease to be authorized to be quoted in an
inter-dealer quotation system of a registered national securities
association;
|
|
(i)
|
A
class of equity securities of the Issuer becoming eligible for termination
of registration pursuant to Section 12(g)(4) of the Act;
or
|
ITEM
6.
|
CONTRACTS,
ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES
OF THE ISSUER.
|
THE K2 PRINCIPAL FUND, L.P. | |||
By: K2 GENPAR, INC. | |||
Its: General Partner | |||
|
|
/s/ Shawn Kimel | |
Shawn Kimel, President | |||
K2 GENPAR, INC. | |||
|
By:
|
/s/ Shawn Kimel | |
Shawn Kimel, President | |||
K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. | |||
|
By:
|
/s/ Shawn Kimel | |
Shawn Kimel, President | |||
SHAWN KIMEL INVESTMENTS, INC. | |||
|
By:
|
/s/ Shawn Kimel | |
Shawn Kimel, President | |||
|
/s/ Shawn Kimel | ||
Shawn Kimel, in his individual capacity | |||
Name
|
Business Address
|
Shawn
Kimel
|
444
Adelaide West, Toronto, Ontario, M5V 1S7
|
Norman
Kumar
|
444
Adelaide West, Toronto, Ontario, M5V 1S7
|
Name
|
Business Address
|
Shawn
Kimel
|
444
Adelaide West, Toronto, Ontario, M5V 1S7
|
Norman
Kumar
|
444
Adelaide West, Toronto, Ontario, M5V 1S7
|
Name
|
Business Address
|
Shawn
Kimel
|
444
Adelaide West, Toronto, Ontario, M5V 1S7
|
Ron
Kimel
|
444
Adelaide West, Toronto, Ontario, M5V 1S7
|
Warren
Kumar
|
444
Adelaide West, Toronto, Ontario, M5V
1S7
|
Name
|
Business Address
|
Shawn
Kimel
|
444
Adelaide West, Toronto, Ontario, M5V 1S7
|
Ron
Kimel
|
444
Adelaide West, Toronto, Ontario, M5V 1S7
|
Warren
Kumar
|
444
Adelaide West, Toronto, Ontario, M5V
1S7
|
Name
|
Business Address
|
Shawn
Kimel
|
444
Adelaide West, Toronto, Ontario, M5V
1S7
|
Name
|
Business Address
|
Shawn
Kimel
|
444
Adelaide West, Toronto, Ontario, M5V
1S7
|
Trade
Date
|
#
of
Shares
|
Average
Price/Per
Share
|
Trade
Date
|
#
of
Shares
|
Average
Price/Per
Share (CAD$)
|
|
1/7/2008
|
10,000
|
$0.3000
|
9/8/2008
|
-10,000
|
$0.2550
|
|
2/28/2008
|
2,000,000
|
$0.2400
|
9/19/2008
|
5,000
|
$0.2050
|
|
4/10/2008
|
1,000,000
|
$0.2300
|
9/22/2008
|
8,000
|
$0.2250
|
|
5/13/2008
|
285,000
|
$0.2441
|
9/23/2008
|
9,000
|
$0.2250
|
|
5/14/2008
|
10,000
|
$0.2500
|
9/29/2008
|
150,000
|
$0.2600
|
|
5/15/2008
|
10,000
|
$0.2500
|
9/30/2008
|
8,700
|
$0.2100
|
|
5/16/2008
|
1,500
|
$0.2500
|
10/1/2008
|
11,500
|
$0.2600
|
|
5/20/2008
|
173,000
|
$0.2494
|
10/6/2008
|
20,000
|
$0.2050
|
|
5/21/2008
|
206,000
|
$0.2462
|
10/17/2008
|
112,000
|
$0.1955
|
|
5/22/2008
|
334,500
|
$0.2445
|
10/20/2008
|
43,000
|
$0.2000
|
|
5/23/2008
|
28,000
|
$0.2400
|
10/22/2008
|
8,000
|
$0.2000
|
|
5/26/2008
|
128,500
|
$0.2436
|
10/23/2008
|
625,500
|
$0.1992
|
|
5/28/2008
|
10,000
|
$0.2450
|
10/24/2008
|
150,000
|
$0.1800
|
|
5/30/2008
|
5,500
|
$0.2600
|
10/30/2008
|
7,500
|
$0.1600
|
|
6/2/2008
|
6,500
|
$0.2500
|
11/5/2008
|
70,500
|
$0.1600
|
|
6/3/2008
|
15,000
|
$0.2500
|
11/6/2008
|
64,500
|
$0.1550
|
|
6/4/2008
|
92,500
|
$0.2500
|
11/19/2008
|
50,000
|
$0.1850
|
|
6/5/2008
|
40,000
|
$0.2500
|
11/20/2008
|
1,295,600
|
$0.1900
|
|
6/6/2008
|
26,500
|
$0.2500
|
11/25/2008
|
10,000
|
$0.1950
|
|
6/9/2008
|
30,000
|
$0.2500
|
11/27/2008
|
796,000
|
$0.2100
|
|
6/16/2008
|
67,000
|
$0.2500
|
12/2/2008
|
-65,000
|
$0.2412
|
|
6/19/2008
|
20,000
|
$0.2500
|
12/2/2008
|
153,500
|
$0.2235
|
|
6/27/2008
|
18,000
|
$0.2300
|
12/10/2008
|
2,000
|
$0.2450
|
|
7/15/2008
|
7,500
|
$0.2150
|
12/11/2008
|
178,500
|
$0.2538
|
|
7/22/2008
|
19,000
|
$0.2100
|
12/12/2008
|
172,000
|
$0.2529
|
|
7/25/2008
|
36,000
|
$0.2450
|
12/15/2008
|
378,000
|
$0.2524
|
|
7/28/2008
|
4,000
|
$0.2450
|
12/16/2008
|
235,000
|
$0.2497
|
|
7/29/2008
|
40,000
|
$0.2450
|
12/18/2008
|
207,800
|
$0.2500
|
|
8/7/2008
|
27,000
|
$0.2750
|
12/19/2008
|
19,500
|
$0.2500
|
|
8/29/2008
|
4,000
|
$0.2350
|
12/22/2008
|
209,700
|
$0.2550
|
|
9/3/2008
|
359,000
|
$0.2094
|
3/3/2009
|
2,355,000
|
$0.2401
|
|
9/4/2008
|
1,000
|
$0.2050
|
This ‘SC 13D’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of: | 4/17/09 | |||
Filed on: | 4/16/09 | 3, 4 | ||
4/15/09 | ||||
2/28/08 | ||||
2/27/08 | ||||
12/31/07 | 20-F | |||
12/30/07 | ||||
List all Filings |