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| Including: |
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| As Of | Filer / Issuer | Symbol† (Prices  ) | Latest Filings | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| As: Filer | Re: Issuer | |||||||||||
| Active in the Past Month (since 4/15/24): | |||||||||||||
| 5/7/24 |
| Universal Life Separate Account Fortune VII | 497J | — | |||||||||
| → Universal Life Separate Account Fortune VII | |||||||||||||
| — 1 — | |||||||||||||
| Active in the Past Quarter (since 2/15/24): | |||||||||||||
| 4/10/24 |
| Pariter Securities, LLC | X-17A-5 | — | |||||||||
| 3/4/24 |
| Universal Financial Services Inc. | X-17A-5 | — | |||||||||
| — 2 — | |||||||||||||
| Active in the Past Year (since 5/15/23): | |||||||||||||
| 5/31/23 |
| Mascap, LLC | D/A | — | |||||||||
| — 1 — | |||||||||||||
| Not Active in the Past Year (prior to 5/15/23): | All Filings are OLD | ||||||||||||
| 2022 |
| Phoenix Fund LLC | D/A | — | |||||||||
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| 2014 |
| Greek Investments Inc. | SC 13G | — | |||||||||
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| 2008 |
| Socios Mayores En Salud Holdings Inc. | REGDEX/A | — | |||||||||
| — 3 — | |||||||||||||
| ________ † Market: Symbols source: SEC
: Nasdaq
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