| As Of | Filing | | Doc. | | Page | | Title | Docs. |
|---|
| | |  |
| 4/2/24 |  | 424B5 | | | | 1 | | About Cadiz | 1 |
| | | | | | 1 | | About This Prospectus | 2 |
| | | | | | 1 | | About This Prospectus Supplement | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Additional Information | 4 |
| | | | | | 1 | | Administration | 2 |
| 4/2/24 | | 424B5 | | | | 1 | | Amendment and Termination of the Deposit Agreement | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Anti-Bribery and Anti-Corruption Policy | 4 |
| | | | | | 1 | | Anti-Hedging and Pledging Policy | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | Anti-Takeover Effects of Delaware Law and Certain Provisions of our Charter Documents | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Audit and Risk Committee Report | 4 |
| | | | | | 1 | | Board of Directors, The | 4 |
| | | | | | 1 | | Certain Provisions Applicable to Awards | 2 |
| | | | | | 1 | | Certain Relationships and Related Transactions | 4 |
| 3/28/24 | | 10-K | | | | 1 | | Certain Relationships and Related Transactions, and Director Independence | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Change in Control | 2 |
| 3/28/24 | | 10-K | | | | 1 | | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Charges of Preferred Stock Depositary; Taxes and Other Governmental Charges | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Clawback and Forfeiture Policy | 2 |
| | | | | | 1 | | Code of Conduct and Ethics | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | Common Stock | 1 |
| | | | | | 1 | | Company, The | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Compensation Committee Report | 4 |
| | | | | | 1 | | Compensation Discussion and Analysis | 4 |
| 3/28/24 | | 10-K | | | | 1 | | Consolidated Balance Sheets as of December 31, 2023 and 2022 | 1 |
| | | | | | 1 | | Consolidated Statements of Cash Flows for the years ended December 31, 2023 and 2022 | 1 |
| | | | | | 1 | | Consolidated Statements of Operations and Comprehensive Loss for the years ended December 31, 2023 and 2022 | 1 |
| | | | | | 1 | | Consolidated Statements of Stockholders' Equity for the years ended December 31, 2023 and 2022 | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Consolidation, Merger or Sale | 1 |
| 3/28/24 | | 10-K | | | | 1 | | Controls and Procedures | 3 |
| 4/2/24 | | 424B5 | | | | 1 | | Conversion or Exchange Rights | 1 |
| | | | | | 1 | | Corporate Information | 1 |
| 3/28/24 | | 10-K | | | | 1 | | Cybersecurity | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Dealers | 1 |
| 11/13/23 | | 10-Q | | | | 1 | | Defaults Upon Senior Securities | 2 |
| 4/26/24 | | DEF 14A | | | | 1 | | Definitions | 2 |
| | | | | | 1 | | Delinquent Section 16(A) Reports | 4 |
| 3/28/24 | | 10-K | | | | 1 | | Description of Business | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Description of Capital Stock | 1 |
| | | | | | 1 | | Description of Debt Securities | 1 |
| | | | | | 1 | | Description of Depositary Shares | 1 |
| | | | | | 1 | | Description of Subscription Rights | 1 |
| | | | | | 1 | | Description of the Consent Fee Payment | 1 |
| | | | | | 1 | | Description of Units | 1 |
| | | | | | 1 | | Description of Warrants | 1 |
| | | | | | 1 | | Direct Sales | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Director Compensation | 4 |
| | | | | | 1 | | Director Compensation Policy | 4 |
| | | | | | 1 | | Director Stock Ownership Policy | 4 |
| | | | | | 1 | | Directors and Executive Officers | 4 |
| 3/28/24 | | 10-K | | | | 1 | | Directors, Executive Officers and Corporate Governance | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Discharge | 1 |
| 3/28/24 | | 10-K | | | | 1 | | Disclosure Regarding Foreign Jurisdictions that Prevent Inspections | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Dividend Policy | 1 |
| | | | | | 1 | | Dividends and Other Distributions | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Eligibility; Per-Participant Limitations | 2 |
| | | | | | 1 | | Employment Arrangements | 4 |
| | | | | | 1 | | Equity Compensation Plan Information | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | Events of Default under the Indenture | 1 |
| | | | | | 1 | | Exchange Listing | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Executive Compensation | 5 |
| 4/2/24 | | 424B5 | | | | 1 | | Exercise of Warrants | 1 |
| 11/13/23 | | 10-Q | | | | 1 | | Exhibits | 2 |
| 3/28/24 | | 10-K | | | | 1 | | Exhibits, Financial Statement Schedules | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Experts | 2 |
| 3/28/24 | | 10-K | | | | 1 | | Financial Statements and Supplementary Data | 1 |
| | | | | | 1 | | Form 10-K Summary | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Form, Exchange and Transfer | 1 |
| | | | | | 1 | | Future Class or Series of Preferred Stock | 1 |
| | | | | | 1 | | General | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | General Provision | 2 |
| 4/2/24 | | 424B5 | | | | 1 | | Governing Law | 1 |
| | | | | | 1 | | Indemnification of Directors and Officers | 1 |
| | | | | | 1 | | Indemnification; Other Relationships | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Information About Solicitation and Voting | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | Information Concerning the Trustee | 1 |
| | | | | | 1 | | Information Incorporated By Reference | 2 |
| | | | | | 1 | | Institutional Purchasers | 1 |
| | | | | | 1 | | Legal Matters | 2 |
| 3/28/24 | | 10-K | | | | 1 | | Legal Proceedings | 3 |
| 11/13/23 | | 10-Q | | | | 1 | | Management ' s Discussion and Analysis of Financial Condition and Results of Operations | 2 |
| 3/28/24 | | 10-K | | | | 1 | | Management's Discussion and Analysis of Financial Condition and Results of Operations | 1 |
| | | | | | 1 | | Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchase of Equity Securities | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Market-Making, Stabilization and Other Transactions | 1 |
| 3/28/24 | | 10-K | | | | 1 | | Mine Safety Disclosures | 3 |
| 4/2/24 | | 424B5 | | | | 1 | | Miscellaneous | 1 |
| | | | | | 1 | | Modifications of Indenture; Waiver | 1 |
| 3/28/24 | | 10-K | | | | 1 | | Notes to the Consolidated Financial Statements | 1 |
| 5/10/23 | | S-3 | | | | 1 | | Notice About Forward-Looking Statements | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Offering, The | 1 |
| 3/28/24 | | 10-K | | | | 1 | | Other Information | 3 |
| 4/26/24 | | DEF 14A | | | | 1 | | Other Matters | 4 |
| | | | | | 1 | | Pay Versus Performance | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | Payment and Paying Agents | 1 |
| | | | | | 1 | | Plan of Distribution | 2 |
| 4/26/24 | | DEF 14A | | | | 1 | | Potential Payments Upon Termination or Change of Control | 4 |
| 5/10/23 | | S-3 | | | | 1 | | Power of Attorney (included on signature page) | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Principal Accountant Fees and Services | 4 |
| 3/28/24 | | 10-K | | | | 1 | | Principal Accounting Fees and Services | 1 |
| | | | | | 1 | | Properties | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Proposal 1: Election of Directors | 4 |
| | | | | | 1 | | Proposal 2: Adoption of Amendment to Certificate of Incorporation to Increase the Number of Authorized Shares of Common Stock | 4 |
| | | | | | 1 | | Proposal 3: Approval of Amendment to Cadiz Inc. Equity Incentive Plan | 2 |
| 4/28/23 | | DEF 14A | | | | 1 | | Proposal 3: Approval of Independent Registered Public Accounting Firm | 2 |
| | | | | | 1 | | Proposal 4: Advisory Vote on Compensation of Named Executive Officers | 2 |
| 4/26/24 | | DEF 14A | | | | 1 | | Proposal 4: Approval of Independent Registered Public Accounting Firm | 2 |
| | | | | | 1 | | Proposal 5: Advisory Vote on Compensation of Named Executive Officers | 2 |
| 4/28/23 | | DEF 14A | | | | 1 | | Proposal 5: Advisory Vote on Frequency of Future Non-Binding Advisory Votes on Compensation of Named Executive Officers | 2 |
| 5/10/23 | | S-3 | | | | 1 | | Prospectus Summary | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Purpose | 2 |
| 3/28/24 | | 10-K | | | | 1 | | Quantitative and Qualitative Disclosures about Market Risk | 3 |
| 4/26/24 | | DEF 14A | | | | 1 | | Questions and Answers About This Proxy Material and Voting | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | Redemption, Conversion and Exchange of Preferred Stock | 1 |
| 3/28/24 | | 10-K | | | | 1 | | Report of Independent Registered Public Accounting Firm | 1 |
| | | | | | 1 | | Reserved | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Resignation and Removal of Depositary | 1 |
| | | | | | 1 | | Risk Factors | 5 |
| 4/26/24 | | DEF 14A | | | | 1 | | Security Ownership of Certain Beneficial Owners and Management | 4 |
| 3/28/24 | | 10-K | | | | 1 | | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters | 1 |
| 5/10/23 | | S-3 | | | | 1 | | Selling Stockholders | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Series 1 Preferred Stock | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Shares Subject to Plan | 2 |
| 3/28/24 | | 10-K | | | | 1 | | Signatures | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Special Note Regarding Forward-Looking Statements | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | Specific Terms of Awards | 2 |
| | | | | | 1 | | Stockholder Proposals | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | Subordination of Subordinated Debt Securities | 1 |
| | | | | | 1 | | Summary | 1 |
| 4/26/24 | | DEF 14A | | | | 1 | | The Board of Directors | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | The Company | 1 |
| | | | | | 1 | | The Offering | 1 |
| 8/10/23 | | 10-Q | | | | 1 | | Unaudited Condensed Consolidated Balance Sheets as of June 30, 2023 and December 31, 2022 | 1 |
| 11/13/23 | | 10-Q | | | | 1 | | Unaudited Condensed Consolidated Balance Sheets as of September 30, 2023 and December 31, 2022 | 1 |
| | | | | | 1 | | Unaudited Condensed Consolidated Statement of Stockholders' Equity for the three and nine months ended September 30, 2022 | 1 |
| | | | | | 1 | | Unaudited Condensed Consolidated Statement of Stockholders' Equity for the three and nine months ended September 30, 2023 | 1 |
| 8/10/23 | | 10-Q | | | | 1 | | Unaudited Condensed Consolidated Statement of Stockholders' Equity for the three and six months ended June 30, 2022 | 1 |
| | | | | | 1 | | Unaudited Condensed Consolidated Statement of Stockholders' Equity for the three and six months ended June 30, 2023 | 1 |
| 11/13/23 | | 10-Q | | | | 1 | | Unaudited Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2023 and 2022 | 1 |
| 8/10/23 | | 10-Q | | | | 1 | | Unaudited Condensed Consolidated Statements of Cash Flows for the six months ended June 30, 2023 and 2022 | 1 |
| 11/13/23 | | 10-Q | | | | 1 | | Unaudited Condensed Consolidated Statements of Operations and Comprehensive Loss for the nine months ended September 30, 2023 and 2022 | 1 |
| 8/10/23 | | 10-Q | | | | 1 | | Unaudited Condensed Consolidated Statements of Operations and Comprehensive Loss for the six months ended June 30, 2023 and 2022 | 1 |
| | | | | | 1 | | Unaudited Condensed Consolidated Statements of Operations and Comprehensive Loss for the three months ended June 30, 2023 and 2022 | 1 |
| 11/13/23 | | 10-Q | | | | 1 | | Unaudited Condensed Consolidated Statements of Operations and Comprehensive Loss for the three months ended September 30, 2023 and 2022 | 1 |
| | | | | | 1 | | Unaudited Notes to the Condensed Consolidated Financial Statements | 2 |
| 4/2/24 | | 424B5 | | | | 1 | | Underwriters and Agents | 1 |
| 11/13/23 | | 10-Q | | | | 1 | | Unregistered Sales of Equity Securities and Use of Proceeds | 2 |
| 3/28/24 | | 10-K | | | | 1 | | Unresolved Staff Comments | 1 |
| 4/2/24 | | 424B5 | | | | 1 | | Use of Proceeds | 2 |
| | | | | | 1 | | Voting Deposited Preferred Stock | 1 |
| | | | | | 1 | | Where You Can Find More Information | 2 |
| 4/26/24 | | DEF 14A | | | | 1 | | Whistleblower Policy | 4 |
| 4/2/24 | | 424B5 | | | | 1 | | Withdrawal of Preferred Stock | 1 |
