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Liberty Sirius XM Holdings Inc. 
 CO
  SEC # 2003397


        
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 As Of  Filing  Doc.  Page    Title Docs.
  In ascending order
3/20/24S-4/A1A-1
1A-11
1A-12
1A-13
1A-14
1A-15
1A-2
1A-23
1A-24
1A-25
1A-26
1A-27
1A-3
1A-5
1A-6
1A-7
1Absence of Operations
1Access to Information
1Access to Information; Confidentiality
1Access to Tax Records
1Accounting Treatment
1Actions by SplitCo
1Additional Information
1Adjournment Proposal
1Allocated Executive Payments
1Allocation Rules
1Amendment or Supplement
1Amendments; Waivers
1Amount and Source of Funds and Financing; Expenses
1ANNEX A: Reorganization Agreement
1ANNEX B: Form of Tax Sharing Agreement
1ANNEX C: Agreement and Plan of Merger
1ANNEX D: Voting Agreement
1ANNEX E: Opinion of Solomon Partners Securities LLC
1ANNEX F: Form of New Sirius' Amended and Restated Charter
1ANNEX G: Form of New Sirius' Amended and Restated Bylaws
1ANNEX H: Written Consent of Sirius XM Holdings
1ANNEX I: Marked Amended and Restated Certificate of Incorporation of Sirius XM Radio
1Article I Restructuring and Contribution
1ARTICLE I. The Merger
1Article Ii Redemption
1ARTICLE II. Effect of the Merger on the Capital Stock of the Constituent Corporations; Exchange of Certificates; Stock Options
1Article Iii Representations and Warranties
1ARTICLE III. Representations and Warranties of Liberty
1Article Iv Covenants
1ARTICLE IV. Representations and Warranties of SplitCo and Merger Sub
1ARTICLE IX. Termination
1Article V Closing
1ARTICLE V. Representations and Warranties of SiriusXM
1Article Vi Termination
1ARTICLE VI. Additional Covenants and Agreements
1Article Vii Miscellaneous
1ARTICLE VII. Conditions Precedent
1ARTICLE VIII. Survival
1ARTICLE X. Miscellaneous
1Assignment
1Authority; Noncontravention; Voting Requirements
1Authorization, Etc
1B-1
1B-12
1B-15
1B-16
1B-18
1B-19
1B-20
1B-21
1B-22
1B-23
1B-24
1B-25
1B-26
1B-27
1B-28
1B-29
1Background of the Transactions
1Binding Effect; Assignment
1Board Approvals
1Board Committees
1Board Composition
1Brokers and Other Advisors
1C-1
1C-11
1C-12
1C-13
1C-14
1C-15
1C-16
1C-18
1C-19
1C-2
1C-21
1C-22
1C-23
1C-24
1C-26
1C-29
1C-3
1C-30
1C-31
1C-33
1C-35
1C-36
1C-37
1C-39
1C-4
1C-40
1C-41
1C-42
1C-43
1C-44
1C-45
1C-46
1C-47
1C-48
1C-49
1C-5
1C-50
1C-51
1C-52
1C-53
1C-64
1C-65
1C-7
1C-8
1C-9
1Capitalization
1Cautionary Statements Regarding Forward-Looking Statements
1Certain Relationships and Related Party Transactions
1Certificate of Incorporation and Bylaws of the Surviving Corporation and SplitCo
1Changes in Law
1Closing
1/29/24S-41Combined Balance Sheets as of December 31, 2022 and 2021
3/20/24S-4/A1Combined Balance Sheets as of December 31, 2023 and 2022
1/29/24S-41Combined Balance Sheets as of September 30, 2023 and December 31, 2022
3/20/24S-4/A1Combined Returns
1/29/24S-41Combined Statements of Cash Flows for the nine months ended September 30, 2023 and 2022
1Combined Statements of Cash Flows for the years ended December 31, 2022, 2021, and 2020
3/20/24S-4/A1Combined Statements of Cash Flows for the years ended December 31, 2023, 2022 and 2021
1/29/24S-41Combined Statements of Comprehensive Income (Loss) for the years ended December 31, 2022, 2021 and 2020
1Combined Statements of Comprehensive Income for the nine months ended September 30, 2023 and 2022
3/20/24S-4/A1Combined Statements of Comprehensive Income for the years ended December 31, 2023, 2022 and 2021
1/29/24S-41Combined Statements of Equity for the nine months ended September 30, 2023 and 2022
1Combined Statements of Equity for the years ended December 31, 2022, 2021 and 2020
3/20/24S-4/A1Combined Statements of Equity for the years ended December 31, 2023, 2022 and 2021
1/29/24S-41Combined Statements of Operations for the nine months ended September 30, 2023 and 2022
1Combined Statements of Operations for the years ended December 31, 2022, 2021 and 2020
3/20/24S-4/A1Combined Statements of Operations for the years ended December 31, 2023, 2022 and 2021
1Companies, The
1Comparative Per Share Market Price
1Comparison of Stockholder Rights
1Compensation Committee Interlocks and Insider Participation
1Competition
1/29/24S-41Condensed Pro Forma Consolidated Financial Statements (unaudited)
3/20/24S-4/A1Conditions to Each Party's Obligation to Effect the Merger
1Conditions to Obligation of Liberty, SplitCo and Merger Sub
1Conditions to Obligations of SiriusXM
1Conditions to the Split-Off
1Conduct of Business by SiriusXM Pending the Transactions
1Conduct of Business by SplitCo and Liberty Pending the Transactions
1Conduct of the Business of the Liberty SiriusXM Group if the Split-Off is Not Completed
1Confidentiality
1Conflicts with Tax Sharing Agreement
1Control of Tax Proceedings
1Cooperation
1Copyrights to Programming
1Counterparts
1Cross-Indemnities
1D-1
1Debt Financing Sources
1Definitions
1Deliveries at Closing
1Delivery of Tax Records
1Description of Business of New Sirius
1Description of Certain Indebtedness
1Description of New Sirius Capital Stock and Comparison of Stockholder Rights
1Director Independence
1Directors
1Directors and Officers of SplitCo and Surviving Corporation
1Directors of New Sirius Following the Merger
1Discussion
1Distributing Indemnity
1Dividends
1E-1
1Effect of Termination
1Effect of the Merger
1Effect of the Split-Off
1Effect of the Split-Off on Outstanding Liberty Live and Liberty Formula One Incentive Awards
1Effect of the Split-Off on Outstanding Liberty SiriusXM Incentive Awards
1Effect on Capital Stock
1Effective Date
1Effective Time of the Merger
1Effects of the Merger
1Entire Agreement
1Entire Agreement; No Third-Party Beneficiaries
1Equity Compensation Plan Information
1Equity Incentive Plans
1Escalation
1Exchange of Certificates and Book-Entry Shares
1Exchange of Shares of Liberty SiriusXM Common Stock
1Exchange of Shares of Sirius XM Common Stock
1Executive Compensation of New Sirius Following the Merger
1Executive Officers
1Executive Officers of New Sirius Following the Merger
1Expenses
1Experts
1Extension of Time, Waiver, Etc
1F-1
1F-10
1F-2
1/29/24S-41F-3
1F-39
3/20/24S-4/A1F-4
1/29/24S-41F-41
1F-42
1F-43
1F-44
1F-45
1F-47
3/20/24S-4/A1F-5
1F-53
1F-6
1F-7
1F-8
1/29/24S-41F-9
1F-94
3/20/24S-4/A1Factors Relating to New Sirius
1Factors Relating to Sirius XM Holdings
1Factors Relating to the Transactions
1Federal Securities Law Consequences
1Fees and Expenses
1Financing
1Frustration of Closing Conditions
1Further Assurances
1G-1
1General
1Governing Law; Jurisdiction
1Governing Law; Jurisdiction; Waiver of Jury Trial
1Government Regulation
1H-1
1Householding Information
1Human Capital Resources
1I-1
1Indemnification Payments
1Indemnification; Insurance
1Index to Financial Statements
1Information Supplied
1Initial Determinations and Subsequent Adjustments
1Injunctive Relief
1Intercompany Arrangements; Intercompany Payables
1Interest on Late Payments
1Interests of Certain Persons
1Interpretation
1Investigation; Reliance
1Legal Matters
1Legal Proceedings
1Liability for and the Payment of Taxes
1Liberty Media Conditions to the Redemption
1Liberty Media Officer's Certificate
1Liberty Media's Reasons for the Transactions
1Liberty Owned SiriusXM Shares
1Liberty SEC Documents
1Liberty Special Meeting, The
1Liberty Undertaking; Effects of Split-Off
1Litigation
1Management of New Sirius Following the Merger
1Management's Discussion and Analysis of Financial Condition and Results of Operations of New Sirius
1Mediation
1Merger Agreement
1Merger, The
1Mutual Conditions to the Redemption
1Nasdaq Listing
1New Sirius' Board of Directors and Management after the Merger
1No Acquisition of a Liberty Interest by SiriusXM
1No Acquisition of a SiriusXM Interest by Liberty
1No Appraisal Rights
1No Conflict with Instruments
1No Liberty Interest
1No Other Reliance
1No Solicitation by Liberty and SplitCo; Etc
1No Solicitation by SiriusXM; Etc
1No Strict Construction; Interpretation
1No Third Party Beneficiaries
1Notes to Combined Financial Statements
1/29/24S-41Notes to the Combined Financial Statements
3/20/24S-4/A1Notices
1Notices of Tax Proceedings
1Notices Regarding Transferred Assets
1Notification of Certain Matters
1Number of Holders
1Opinion of Financial Advisor
1Opinion of Financial Advisor to the Special Committee
1Organization, Standing and Corporate Power
1Organization, Standing and Power
1Other Debt Items
1Other Provisions of New Sirius' Amended and Restated Charter and Amended and Restated Bylaws
1Our Pandora and Off-platform Business
1Our Sirius XM Business
1Overview
1Payment of Taxes to Tax Authority
1Payments for Tax Refunds and Tax Benefits
1/29/24S-41Power of Attorney (included on the signature page hereto)
3/20/24S-4/A1Predecessors or Successors
1Preparation of the Form S-4 and Prospectus / Proxy Statement
1Pro Forma Consolidated Financial Statements (unaudited)
1Pro Forma Security Ownership of Certain Beneficial Owners of New Sirius
1Pro Forma Security Ownership of Management of New Sirius
1Properties
1Proposed Transactions, The
1Protective Section 336(e) Election
1Provision of Information
1Public Announcements
1Purpose
1Qualification as Reorganization
1Questions and Answers
1Quorum
1Reasonable Best Efforts
1Recommendation
1Redemption Agent
1Redemption, The
1Referral to Independent Accountant for Computational Disputes
1Regulatory Approvals
1Relationships Between New Sirius and Liberty Media Following the Transactions
1Relationships Between Sirius XM Holdings and Liberty Media
1Reorganization Agreement
1Report of Independent Registered Public Accounting Firm (KPMG LLP, Denver, CO, Auditor Firm ID:185)
1/29/24S-41Reports of Independent Registered Public Accounting Firm (KPMG LLP, Denver, CO, Auditor Firm ID:185)
3/20/24S-4/A1Representations and Warranties of the Parties
1Required Vote
1Restrictive Covenants
1Restructuring
1Restructuring and Redemption Agreements
1Results of the Split-Off and the Merger
1Retention of Tax Records
1Revoking a Proxy
1Risk Factors
1Rule 16b-3
1Section 1. Definition of Terms
1Section 1.1
1Section 1.2
1Section 1.3
1Section 1.4
1Section 1.5
1Section 1.6
1Section 10.1
1Section 10.10
1Section 10.11
1Section 10.12
1Section 10.2
1Section 10.3
1Section 10.4
1Section 10.5
1Section 10.6
1Section 10.7
1Section 10.8
1Section 10.9
1Section 2. Allocation of Tax Liabilities, Tax Benefits and Certain Losses
1Section 2.1
1Section 2.2
1Section 2.3
1Section 2.4
1Section 3. Preparation and Filing of Tax Returns
1Section 3.1
1Section 3.10
1Section 3.11
1Section 3.12
1Section 3.2
1Section 3.3
1Section 3.4
1Section 3.5
1Section 3.6
1Section 3.7
1Section 3.8
1Section 3.9
1Section 4. Tax Payments
1Section 4.1
1Section 4.2
1Section 4.3
1Section 4.4
1Section 4.5
1Section 5. Assistance and Cooperation
1Section 5.1
1Section 5.10
1Section 5.11
1Section 5.12
1Section 5.2
1Section 5.3
1Section 5.4
1Section 5.5
1Section 5.6
1Section 5.7
1Section 5.8
1Section 5.9
1Section 6. Tax Records
1Section 6.1
1Section 6.10
1Section 6.11
1Section 6.12
1Section 6.13
1Section 6.14
1Section 6.15
1Section 6.16
1Section 6.17
1Section 6.18
1Section 6.19
1Section 6.2
1Section 6.20
1Section 6.21
1Section 6.22
1Section 6.23
1Section 6.24
1Section 6.3
1Section 6.4
1Section 6.5
1Section 6.6
1Section 6.7
1Section 6.8
1Section 6.9
1Section 7. Restrictions on Certain Actions of Distributing and Splitco; Indemnity
1Section 7.1
1Section 7.2
1Section 7.3
1Section 7.4
1Section 8. Disagreements
1Section 8.1
1Section 9. General Provisions
1Section 9.1
1Section 9.2
1Section 9.3
1Security Ownership of Certain Beneficial Owners and Management
1Security Ownership of Certain Beneficial Owners of Liberty Media
1Security Ownership of Certain Beneficial Owners of Sirius XM Holdings
1Security Ownership of Management of Liberty Media
1Security Ownership of Management of Sirius XM Holdings
1Selected Financial Data
1Separate Returns
1Severability
1Shares Outstanding
1Sirius XM Holdings Financial Projections
1Sirius XM Holdings' Reasons for the Merger
1Sirius Xm Stockholder Written Consent, The
1SiriusXM Common Stock Delisting
1SiriusXM Equity Awards
1SiriusXM SEC Documents
1Solicitation of Proxies
1Solvency
1Special Rules Relating to the Preparation of Tax Returns
1Specific Enforcement
1Specific Performance
1Split-Off Proposal, The
1Split-Off; Exchange Ratio, The
1Splitco Indemnity
1State Takeover Statutes
1Stock Exchange Listing
1Stock Transfer Agent and Registrar
1Stockholder Proposals
1Summary
1Summary Risk Factors
1Survival
1Survival; No Third-Party Rights
1Table of Contents
1Tax Attributes
1Tax Consequences of Payments
1Tax Matters
1Tax Sharing Agreement
1Tax Treatment of Payments
1Termination
1Termination Fee and Expenses
1The Companies
1The Liberty Special Meeting
1The Merger
1The Proposed Transactions
1The Redemption
1The Sirius Xm Stockholder Written Consent
1The Split-Off Proposal
1The Split-Off; Exchange Ratio
1Time, Place and Date
1Transaction Agreements
1Transfer of SplitCo Assets and SplitCo Businesses; Assumption of SplitCo Liabilities
1Treatment of Outstanding Equity Awards
1Treatment of Pre-Distribution Period Taxes and Tax Benefits
1U.S. Federal Income Tax Consequences
1Votes Required
1Votes You Have
1Voting Agreement
1Voting Procedures for Record Holders
1Voting Procedures for Shares Held in Street Name
1Waiver of Jury Trial
1Where You Can Find More Information
1Who May Vote
1Written Stockholder Consent
1Written Stockholder Consents and Member Consent
11.1
11.2
11.3
11.4
1/29/24S-41100
3/20/24S-4/A1101
1/29/24S-41102
3/20/24S-4/A1103
1/29/24S-41107
3/20/24S-4/A1108
1109
1110
1111
1112
1/29/24S-41113
3/20/24S-4/A1114
1115
1116
1117
1118
1119
1120
1121
1122
1123
1124
1125
1126
1/29/24S-41131
3/20/24S-4/A1132
1/29/24S-41138
3/20/24S-4/A1139
1/29/24S-41156
3/20/24S-4/A1157
1/29/24S-41158
3/20/24S-4/A1159
1160
1/29/24S-41163
3/20/24S-4/A1164
1/29/24S-41165
3/20/24S-4/A1166
1167
1168
1170
1/29/24S-41171
3/20/24S-4/A1172
1173
1175
1197
1198
12.1
12.2
12.3
12.4
1200
1201
1202
1203
1205
1/29/24S-41206
1208
3/20/24S-4/A1209
1/29/24S-41210
1211
1213
3/20/24S-4/A1215
1216
1/29/24S-41217
3/20/24S-4/A1218
1220
1222
1223
1224
1/29/24S-41226
1228
1230
1231
1232
3/20/24S-4/A1245
1247
1248
1/29/24S-41253
3/20/24S-4/A1254
1/29/24S-41255
3/20/24S-4/A1256
1257
1/29/24S-41262
1264
1265
3/20/24S-4/A13.1
13.2
13.3
13.4
13.5
13.6
13.75% Convertible Senior Notes and 2.75% Exchangeable Senior Debentures
14.1
14.10 Director and Officer Indemnification
14.2
14.3
14.4
14.5
14.6
14.7
14.8
14.9
15.1
15.2
16.1
16.2
16.3
16.4
17.1
17.10
17.11
17.12
17.2
17.3
17.4
17.5
17.6
17.7
17.8
17.9
18.1
18.2
18.3
18.4
18.5
19.1
19.10
19.11
19.12
19.13
19.14
19.15
19.16
19.2
19.3
19.4
19.5
19.6
19.7
19.8
19.9

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