| First | Latest Filing | SEC File | | Act: | | Filings [ re: Other Registrants ] |
|---|
| |  | | Other Issuer | | | | (newest to oldest Filing Type) |
|
| 3/21/13 | | 5/13/20 | | 000-54917 | | ’34: | | 15-12G, 8-K/A, 8-K, NT 10-Q, 10-Q, 3, 4, 3, 10-K, NT 10-K, DEFA14C, DEF 14C, PRE 14C, 10-Q/A, 10-K/A, 8-A12G [ re: Show 15 ][ re: Hide 15:
Tombling Rhys
NL Life Sciences BV
SFI Gestion de Participaciones Minoritarias, S.L.U.
Groupe GFG Holding S.A. (Luxembourg)
Paladino Robert Alan
Efficiency Investment Fund - 6th Wave SP
GFG Monaco SAM
Zavaglia Stefano
Huisman Rudolf Derk
Berkers Ellen
Busshaus John Lawrence
Spencer Christopher J
Yevstifeyev Denis
Smith John Greg
Polinsky Douglas Michael ] |
| 1/11/19 | | 5/13/20 | | 333-229201 | | ’33: | | 424B4, S-1 |
| — | | RW |
| 9/25/19 | | 5/13/20 | | 333-233929 | | ’33: | | 424B4, EFFECT, S-1/A, S-1 |
| — | | RW |
| 3/22/13 | | 2/20/20 | | 005-87364 | | ’34: | | SC 13D/A, SC 13D, SC 13G/A, SC 13G [ re: Show 5 ][ re: Hide 5:
Efficiency Investment Fund - 6th Wave SP
NL Life Sciences BV
Fucci Law & ADR, PLLC
Alpha Capital Anstalt
Spencer Christopher J ] |
| 10/8/13 | | 11/2/18 | | 333-191622 | | ’33: | | 424B3, 424B4, EFFECT, S-1/A, S-1 |
| | 9/9/13 | | 021-202553 | | ’33: | | D |
| 6/26/12 | | 11/30/12 | | 333-182338 – IPO | | ’33: | | S-1MEF, POS462B, 424B4, EFFECT, S-1/A, S-1 |
| ’34: | | 10-Q |
| — | | AW
|
| 8/30/12 | | 11/21/12 | | 333-183636 | | ’33: | | 424B3, 424B4, POS462B, S-1MEF |
