SEC Info - AG Mortgage Investment Trust, Inc.

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AG Mortgage Investment Trust, Inc.
NY
SEC # 1514281

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*As Of*	*Filing*	*Page*	*Title*	*Docs.*

3/26/24	S-3	1	About This Prospectus	3
1/24/24	424B5	1	About This Prospectus Supplement	2
9/29/23	424B3	1	Absence of Certain Changes or Events	3
		1	Access to Information	3
		1	Accounting Treatment	3
		1	Additional Conditions to Obligations of Parent, Merger Sub and Parent Manager	3
		1	Additional Conditions to Obligations of the Company	3
		1	Additional Dividends	3
		1	Affiliate Liability	3
		1	Agreement to Use Reasonable Best Efforts	3
		1	Amendment	3
		1	Amendment and Waiver	3
		1	Amendment to MITT Management Agreement	3
		1	Amendment to WMC Management Agreement	3
3/11/24	10-K	1	And December 31, 20	1
		1	And December 31, 202	1
11/9/23	10-Q	1	And December 31, 2022	1
9/29/23	424B3	1	Annex A	3
		1	Annex A: Agreement and Plan of Merger	3
		1	Annex B: Amendment to Mitt Management Agreement	3
		1	Annex C: Amendment to Wmc's Management Agreement	3
		1	Annex D: Opinion of Mitt's Financial Advisor	3
		1	Annex E: Opinion of Wmc's Financial Advisor	3
		1	Annex F: Quarterly Report of Wmc on Form 10-Q for the Quarter Ended June 30, 2023	2
9/1/23	S-4	1	Annex G: Annual Report O	1
9/29/23	424B3	1	Annex G: Annual Report of Wmc on Form 10-K for the Year Ended December 31, 2022	2
		1	Annex H: Section 262 of the Dgcl	2
		1	Appraisal Rights	3
		1	Article I Certain Definitions	3
		1	Article Ii the Merger	2
		1	Article Iii Effect of the Merger on the Capital Stock of the Company and Merger Sub; Exchange	2
		1	Article Iv Representations and Warranties of the Company	3
		1	Article Ix General Provisions	2
		1	Article V Representations and Warranties of Parent, Merger Sub and Parent Manager	3
		1	Article Vii Conditions Precedent	2
		1	Article Viii Termination	2
		1	Assignment	3
3/19/24	DEF 14A	1	Audit Committee Matters	1
		1	Audit Committee Report	1
9/29/23	424B3	1	Authority; No Violations; Approvals	3
		1	Available Funds	3
		1	Background of the Merger	3
11/9/23	10-Q	1	Ber	1
9/29/23	424B3	1	Brokers	3
3/11/24	10-K	1	Business	1
9/29/23	424B3	1	Capital Structure	3
9/1/23	S-4	1	Cautionary Statement Regarding Forward	1
3/26/24	S-3	1	Cautionary Statement Regarding Forward Looking Statements	3
9/29/23	424B3	1	Cautionary Statement Regarding Forward-Looking Statements	2
		1	Certain Definitions	3
3/26/24	S-3	1	Certain Legal Matters	3
9/29/23	424B3	1	Certain MITT Unaudited Prospective Financial Information	3
3/26/24	S-3	1	Certain Provisions of Maryland Law and Our Charter and Bylaws	3
3/11/24	10-K	1	Certain Relationships and Related Transactions, and Director Independence	1
9/29/23	424B3	1	Certain WMC Unaudited Prospective Financial Information	3
3/11/24	10-K	1	Changes in and Disagreements with Accountants on Accounting and Financial Disclosure	1
9/29/23	424B3	1	Closing	3
		1	Closing; Effective Time of Merger	3
3/19/24	DEF 14A	1	Common Stock Ownership of Officers, Directors and Significant Stockholders	1
9/1/23	S-4	1	Compa	1
9/29/23	424B3	1	Companies, The	3
		1	Company Convertible Notes	3
		1	Company Permits; Compliance with Applicable Laws	3
		1	Comparative Share Prices and Dividend Data	2
		1	Comparison of Rights of Mitt Stockholders and Wmc Stockholders	3
3/19/24	DEF 14A	1	Compensation Committee Report	1
9/29/23	424B3	1	Compensation; Benefits	3
		1	Conditions to Complete the Merger	3
		1	Conditions to Each Party's Obligation to Consummate the Merger	3
		1	Conduct of Business by MITT Pending the Merger	3
		1	Conduct of Business by WMC Pending the Merger	3
		1	Conduct of Company Business Pending the Merger	3
		1	Conduct of Parent Business Pending the Merger	3
		1	Consents	3
		1	Consideration for the Merger	3
11/9/23	10-Q	1	Consolidated Balance Sheets as of	2
3/11/24	10-K	1	Consolidated Balance Sheets as of December 31, 202	1
5/5/23	10-Q	1	Consolidated Balance Sheets as of March 31, 2023 and December 31, 2022	1
11/9/23	10-Q	1	Consolidated Statements of Cash Flows for the	1
8/9/23	10-Q	1	Consolidated Statements of Cash Flows for the six months ended June 30, 2023 and June 30, 2022	1
5/5/23	10-Q	1	Consolidated Statements of Cash Flows for the three months ended March 31, 2023 and March 31, 2022	1
3/11/24	10-K	1	Consolidated Statements of Cash Flows for the years ended December 31, 202	1
11/9/23	10-Q	1	Consolidated Statements of Operations for the three and	1
8/9/23	10-Q	1	Consolidated Statements of Operations for the three and six months ended June 30, 2023 and June 30, 2022	1
5/5/23	10-Q	1	Consolidated Statements of Operations for the three months ended March 31, 2023 and March 31, 2022	1
3/11/24	10-K	1	Consolidated Statements of Operations for the years ended December 31, 202	1
11/9/23	10-Q	1	Consolidated Statements of Stockholders' Equity for the three and	1
8/9/23	10-Q	1	Consolidated Statements of Stockholders' Equity for the three and six months ended June 30, 2023 and June 30, 2022	1
5/5/23	10-Q	1	Consolidated Statements of Stockholders' Equity for the three months ended March 31, 2023 and March 31, 2022	1
3/11/24	10-K	1	Consolidated Statements of Stockholders' Equity for the years ended December 31, 2023 and December 31, 2022	1
9/29/23	424B3	1	Control of Business	3
3/11/24	10-K	1	Controls and Procedures	4
9/1/23	S-4	1	Convertible	1
3/19/24	DEF 14A	1	Corporate Governance	1
		1	Corporate Social Responsibility	1
9/29/23	424B3	1	Counterparts	3
3/11/24	10-K	1	Cybersecurity	1
11/9/23	10-Q	1	Defaults Upon Senior Securities	3
9/29/23	424B3	1	Delisting	3
3/26/24	S-3	1	Description of Common Stock	3
		1	Description of Debt Securities	3
9/29/23	424B3	1	Description of MITT Capital Stock	3
		1	Description of Policies of Mitt	3
3/26/24	S-3	1	Description of Preferred Stock	3
		1	Description of Subscription Rights	3
1/24/24	424B5	1	Description of the Notes	2
3/26/24	S-3	1	Description of the Securities We May Offer	3
		1	Description of Units	3
		1	Description of Warrants	3
3/19/24	DEF 14A	1	Director Compensation	1
		1	Director Nominees and Executive Officers	1
9/29/23	424B3	1	Directors and Management of MITT After the Merger	3
		1	Directors of Parent	3
		1	Directors' and Officers' Indemnification and Insurance	3
3/11/24	10-K	1	Directors, Executive Officers and Corporate Governance	1
		1	Disclosure Regarding Foreign Jurisdictions That Prevent Inspections	1
9/29/23	424B3	1	Dividends	3
		1	Effect of the Merger	3
		1	Effect of the Merger on Capital Stock	3
		1	Employee Matters	3
		1	Entire Agreement; Third Party Beneficiaries	3
		1	Exchange of Shares of Stock in the Merger	3
		1	Exchange Procedures	3
3/19/24	DEF 14A	1	Executive Compensation	2
11/9/23	10-Q	1	Exhibits	3
3/11/24	10-K	1	Exhibits and Financial Statement Schedules	1
9/29/23	424B3	1	Expenses and Other Payments	3
3/26/24	S-3	1	Experts	6
9/29/23	424B3	1	Extension; Waiver	3
9/1/23	S-4	1	F Wmc on Form 10-K F	1
11/9/23	10-Q	1	Financial Statements (unaudited)	3
3/11/24	10-K	1	Financial Statements and Supplementary Data	1
		1	Form 10-K Summary	1
1/24/24	424B5	1	Forward-Looking Information	2
9/1/23	S-4	1	Fourth Amendment to Management Agreement, dated as of August 8, 2023, by and between AG Mortgage Investment Trust, Inc. and AG REIT Management, LLC (attached as Annex	1
9/29/23	424B3	1	Frequently Used Terms	3
		1	Frustration of Closing Conditions	3
		1	General	3
3/19/24	DEF 14A	1	General Information About the Annual Meeting and Voting	1
9/29/23	424B3	1	Governing Law; Venue; Waiver of Jury Trial	3
9/1/23	S-4	1	He Year Ended December 31, 2022	1
		1	Icle	1
		1	Ii the Merger	1
		1	Iii Effect of the Merger on the Capital Stock of the Company and Merger Sub; Exchange	1
3/26/24	S-3	1	Incorporation by Reference of Information Filed With the SEC	3
9/29/23	424B3	1	Indemnification; Directors' and Officers' Insurance	3
1/24/24	424B5	1	Information Incorporated by Reference	2
9/29/23	424B3	1	Information Supplied	3
		1	Insurance	3
		1	Intellectual Property	3
		1	Interests of MITT's Directors and Executive Officers in the Merger	3
		1	Interests of WMC's Directors and Executive Officers in the Merger	3
		1	Investment Company Act	3
3/11/24	10-K	1	Item 1	4
		1	Item 10	1
		1	Item 11	1
		1	Item 12	1
		1	Item 13	1
		1	Item 14	1
		1	Item 15	1
		1	Item 16	1
		1	Item 1A	4
		1	Item 1B	4
		1	Item 1C	1
		1	Item 2	7
		1	Item 3	7
		1	Item 4	7
		1	Item 5	7
		1	Item 6	4
		1	Item 7	3
		1	Item 7A	1
		1	Item 8	1
		1	Item 9	1
		1	Item 9A	1
		1	Item 9B	1
		1	Item 9C	1
9/1/23	S-4	1	Ix General Provisions	1
8/9/23	10-Q	1	June	1
9/1/23	S-4	1	Legal	1
1/24/24	424B5	1	Legal Matters	4
3/11/24	10-K	1	Legal Proceedings	7
9/29/23	424B3	1	Listing	3
		1	Listing Application	3
		1	Listing of Shares of Stock and Deregistration of WMC Common Stock	3
		1	Litigation	3
9/1/23	S-4	1	Looking Statements	1
3/11/24	10-K	1	Management's Discussion and Analysis of Financial Condition and Results of Operations	6
9/29/23	424B3	1	Managers and Officers of the Surviving Company	3
3/11/24	10-K	1	Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities	4
9/29/23	424B3	1	Material Adverse Effect	3
		1	Material Contracts	3
3/26/24	S-3	1	Material Federal Income Tax Considerations	3
9/1/23	S-4	1	Matter	1
		1	MC O	1
9/29/23	424B3	1	Merger Agreement, The	3
		1	Merger Sub	3
		1	Merger, The	3
3/11/24	10-K	1	Mine Safety Disclosures	7
9/29/23	424B3	1	Mitt Special Meeting, The	3
11/9/23	10-Q	1	Months Ended	1
9/29/23	424B3	1	Multiple Stockholders Sharing One Address	3
9/1/23	S-4	1	N Form 1	1
11/9/23	10-Q	1	Nine	1
9/1/23	S-4	1	Nnex F: Quarte	1
		1	Nnex H: Secti	1
9/29/23	424B3	1	No Additional Representations	3
		1	No Solicitation by Parent	3
		1	No Solicitation by the Company	3
		1	No Solicitation; Change in Recommendation	3
		1	No Undisclosed Material Liabilities	3
3/11/24	10-K	1	Note 1. Organization	4
		1	Note 10. Related Party Transactions	4
		1	Note 11. Equity	4
		1	Note 12. Commitments and Contingencies	4
		1	Note 13. Investments in Unconsolidated Equity Method Affiliates	1
11/9/23	10-Q	1	Note 13. Subsequent Events	3
3/11/24	10-K	1	Note 14. Subsequent Events	1
		1	Note 2. Summary of Significant Accounting Policies	4
		1	Note 3. Loans	4
		1	Note 4. Real Estate Securities	4
		1	Note 5. Fair Value Measurements	4
		1	Note 6. Financing	4
		1	Note 7. Other Assets and Liabilities	4
		1	Note 8. Earnings Per Share	4
		1	Note 9. Income Taxes	4
9/1/23	S-4	1	Notes	1
3/11/24	10-K	1	Notes to Consolidated Financial Statements	1
11/9/23	10-Q	1	Notes to Consolidated Financial Statements (unaudited)	3
9/29/23	424B3	1	Notice of Termination; Effect of Termination	3
		1	Notices	3
		1	Notification	3
		1	Obligations of Merger Sub and the Surviving Company	3
9/1/23	S-4	1	Of W	1
1/24/24	424B5	1	Offering, The	2
9/1/23	S-4	1	On 262 of the Dgcl	1
9/29/23	424B3	1	Opinion of Financial Advisor	3
		1	Opinion of MITT's Financial Advisor	3
		1	Opinion of WMC's Financial Advisor	3
9/1/23	S-4	1	Or T	1
9/29/23	424B3	1	Organization, Standing and Power	3
		1	Organizational Documents	3
3/11/24	10-K	1	Other Information	4
3/19/24	DEF 14A	1	Other Matters	1
3/26/24	S-3	1	Our Company	3
9/29/23	424B3	1	Ownership of Company Capital Stock	3
		1	Parent Permits; Compliance with Applicable Laws	3
3/11/24	10-K	1	Part I	1
11/9/23	10-Q	1	Part I. Financial Information	3
3/11/24	10-K	1	Part Ii	1
11/9/23	10-Q	1	Part Ii. Other Information	3
3/11/24	10-K	1	Part Iii	1
		1	Part Iv	1
9/29/23	424B3	1	Payment for Securities; Exchange	3
3/26/24	S-3	1	Plan of Distribution	3
9/1/23	S-4	1	Port	1
9/29/23	424B3	1	Preparation of Joint Proxy Statement and Registration Statement	3
3/11/24	10-K	1	Principal Accountant Fees and Services	1
9/29/23	424B3	1	Principal and Management Stockholders of Mitt	3
		1	Principal and Management Stockholders of Wmc	3
3/11/24	10-K	1	Properties	4
3/19/24	DEF 14A	1	Proposal 1: Election of Directors	1
		1	Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm	1
		1	Proposal 3: Advisory Vote Approving Executive Compensation	1
		1	Proposal 4: Advisory Vote on Frequency of Future Advisory Votes on Executive Compensation	1
9/29/23	424B3	1	Proposals Submitted to the Mitt Stockholders	3
		1	Proposals Submitted to the Wmc Stockholders	3
1/24/24	424B5	1	Prospectus Supplement Summary	2
3/19/24	DEF 14A	1	Proxy Card	1
		1	Proxy Statement	1
9/29/23	424B3	1	Public Announcements	3
3/11/24	10-K	1	Quantitative and Qualitative Disclosures About Market Risk	4
9/1/23	S-4	1	Quarter Ended J	1
9/29/23	424B3	1	Questions and Answers About the Special Meeting and the Merger	3
9/1/23	S-4	1	Rative Share Prices and Dividend Dat	1
9/29/23	424B3	1	Real Property	3
		1	Reasonable Best Efforts	3
9/1/23	S-4	1	Recommendation of the MITT Board and	1
9/29/23	424B3	1	Recommendation of the MITT Board and Its Reasons for the Merger	2
		1	Recommendation of the WMC Board and Its Reasons for the Merger	3
		1	Regulatory Approvals Required for the Merger	3
9/1/23	S-4	1	Related	1
9/29/23	424B3	1	Remedies; Specific Performance	3
3/11/24	10-K	1	Report of Independent Registered Public Accounting Firm	1
9/29/23	424B3	1	Representations and Warranties	3
3/11/24	10-K	1	Reserved	3
3/26/24	S-3	1	Risk Factors	10
9/1/23	S-4	1	Risks	1
9/29/23	424B3	1	Risks Related to REIT Status	2
		1	Risks Related to the Combined Company Following the Merger	3
		1	Risks Related to the Merger	3
9/1/23	S-4	1	Rly Re	1
9/29/23	424B3	1	Rticle	3
		1	Rules of Construction	3
1/24/24	424B5	1	S-1	2
		1	S-10	2
		1	S-17	2
		1	S-21	2
		1	S-25	2
		1	S-26	2
		1	S-3	2
		1	S-5	2
		1	S-9	2
		1	S-ii	2
		1	S-iii	2
9/29/23	424B3	1	Schedule Definitions	3
		1	SEC Documents; Financial Statements; Internal Controls and Procedures	3
		1	Section 16 Matters	3
3/11/24	10-K	1	Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters	1
11/9/23	10-Q	1	Sep	1
		1	Septem	1
		1	September	1
9/29/23	424B3	1	Severability	3
9/1/23	S-4	1	Siderations	1
3/11/24	10-K	1	Signatures	1
9/29/23	424B3	1	Specific Performance	3
		1	State Takeover Statute	3
		1	Stockholder Litigation	3
		1	Stockholder Meetings	3
		1	Stockholder Proposals	3
		1	Stockholders Meetings	3
		1	Summary	3
1/24/24	424B5	1	Supplemental Federal Income Tax Considerations	2
9/29/23	424B3	1	Survival	3
		1	Table of Contents	3
		1	Takeover Laws	3
		1	Tax Consequences	3
		1	Tax Matters	3
		1	Tax Withholding	3
		1	Taxes	3
11/9/23	10-Q	1	Tember 30	1
9/29/23	424B3	1	Termination	3
		1	Termination Fee and Expenses	3
		1	Termination of the Merger Agreement	3
		1	Terms Defined Elsewhere	3
		1	The Companies	3
		1	The Merger	3
		1	The Merger Agreement	3
		1	The Mitt Special Meeting	3
1/24/24	424B5	1	The Offering	2
9/29/23	424B3	1	The Wmc Special Meeting	3
9/1/23	S-4	1	To REIT Status	1
		1	To the Joint Proxy Statement/Prospectus That Forms A Part of This Registration Statement)	1
9/29/23	424B3	1	TPT Merger Agreement	3
		1	Transfer Taxes	3
		1	Treatment of Company Management Agreement	3
		1	Treatment of Equity Awards	3
		1	Treatment of Parent Management Agreement Amendment	3
9/1/23	S-4	1	Ts Reasons for the Merger	1
		1	U.S. Federal Income Tax Con	1
9/29/23	424B3	1	U.S. Federal Income Tax Considerations	3
		1	Unaudited Pro Forma Condensed Combined Financial Information	3
1/24/24	424B5	1	Underwriting	2
9/1/23	S-4	1	Une 30, 2023	1
11/9/23	10-Q	1	Unregistered Sales of Equity Securities and Use of Proceeds	3
3/11/24	10-K	1	Unresolved Staff Comments	4
3/26/24	S-3	1	Use of Proceeds	3
9/29/23	424B3	1	Vi Covenants and Agreements	3
9/1/23	S-4	1	Vii Conditions Precedent	1
		1	Viii Termination	1
3/26/24	S-3	1	Where You Can Find More Information	3
9/29/23	424B3	1	Where You Can Find More Information and Incorporation by Reference	3
9/1/23	S-4	1	Wmc	1
9/29/23	424B3	1	WMC Convertible Notes	2
		1	Wmc Special Meeting, The	3
9/1/23	S-4	1	0-Q for The	1
9/29/23	424B3	1	1.1	3
		1	1.2	3
9/25/23	S-4/A	1	10.10	2
9/29/23	424B3	1	100	3
		1	107	3
3/11/24	10-K	1	108	4
9/29/23	424B3	1	109	3
		1	110	3
		1	111	3
3/11/24	10-K	1	113	4
9/29/23	424B3	1	114	3
3/11/24	10-K	1	115	4
9/29/23	424B3	1	116	3
		1	118	3
		1	120	3
3/11/24	10-K	1	121	1
		1	123	1
		1	126	1
		1	127	1
		1	129	4
		1	135	4
		1	137	1
		1	138	1
		1	139	4
		1	140	1
		1	141	1
		1	142	4
9/29/23	424B3	1	143	3
3/11/24	10-K	1	145	1
9/29/23	424B3	1	146	3
		1	147	3
		1	148	3
		1	149	3
		1	151	3
		1	152	3
		1	153	3
		1	161	3
		1	162	3
		1	166	3
		1	167	3
		1	171	3
		1	174	3
		1	175	3
		1	178	3
		1	179	3
		1	180	3
		1	182	3
		1	183	3
		1	185	3
		1	186	3
		1	188	3
		1	189	3
		1	190	3
		1	192	2
		1	2.1	3
		1	2.2	3
		1	2.3	3
		1	2.4	3
		1	2.5	3
		1	2.6	3
		1	2.7	3
11/9/23	10-Q	1	2023	1
8/9/23	10-Q	1	2023 and December 31, 2022	1
9/29/23	424B3	1	233	3
		1	244	3
		1	252	3
		1	256	3
		1	258	3
		1	260	3
		1	261	3
		1	262	3
		1	264	3
		1	267	3
		1	268	3
		1	3.1	3
		1	3.2	3
		1	3.3	3
11/9/23	10-Q	1	30, 2022	1
		1	30, 2023 And	1
9/29/23	424B3	1	4.1	3
		1	4.10	3
		1	4.11	3
		1	4.12	3
		1	4.13	3
		1	4.14	3
		1	4.15	3
		1	4.16	3
		1	4.17	3
		1	4.18	3
		1	4.19	3
		1	4.2	3
		1	4.20	3
		1	4.21	3
		1	4.22	3
		1	4.3	3
		1	4.4	3
		1	4.5	3
		1	4.6	3
		1	4.7	3
		1	4.8	3
		1	4.9	3
		1	5.1	3
		1	5.10	3
		1	5.11	3
		1	5.12	3
		1	5.13	3
		1	5.14	3
		1	5.15	3
		1	5.16	3
		1	5.17	3
		1	5.18	3
		1	5.19	3
		1	5.2	3
		1	5.20	3
		1	5.21	3
		1	5.22	3
		1	5.23	3
		1	5.24	3
		1	5.3	3
		1	5.4	3
		1	5.5	3
		1	5.6	3
		1	5.7	3
		1	5.8	3
		1	5.9	3
		1	6.1	3
		1	6.10	3
		1	6.11	3
		1	6.12	3
		1	6.13	3
		1	6.14	3
		1	6.15	3
		1	6.16	3
		1	6.17	3
		1	6.18	3
		1	6.19	3
		1	6.2	3
		1	6.20	3
		1	6.21	3
		1	6.22	3
		1	6.23	3
		1	6.24	3
		1	6.25	3
		1	6.3	3
		1	6.4	3
		1	6.5	3
		1	6.6	3
		1	6.7	3
		1	6.8	3
		1	6.9	3
		1	7.1	3
		1	7.2	3
		1	7.3	3
		1	7.4	3
		1	8.1	3
		1	8.2	3
		1	8.3	3
		1	9.1	3
		1	9.10	3
		1	9.11	3
		1	9.12	3
		1	9.13	3
		1	9.2	3
		1	9.3	3
		1	9.4	3
		1	9.5	3
		1	9.6	3
		1	9.7	3
		1	9.8	3
		1	9.9	3

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AG Mortgage Investment Trust, Inc. NY SEC # 1514281

1,381 Topics within the Past Year Past Two Years Past Three Years Past Four Years Past Five Years Entire Database

AG Mortgage Investment Trust, Inc.
NY
SEC # 1514281

1,381 Topics
within the