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First Trust Exchange-Traded Alphadex Fund
IL
SEC # 1383496
39 Related Registrants:
First Trust Dynamic Europe Equity Income Fund — 2/1/24 — SEC # 1646109
First Trust Energy Income & Growth Fund — 2/1/24 — SEC # 1284940
First Trust Energy Infrastructure Fund — 2/1/24 — SEC # 1513789
First Trust Enhanced Equity Income Fund — 2/1/24 — SEC # 1291334
First Trust Exchange-Traded Alphadex Fund II — 2/1/24 — SEC # 1510337
First Trust Exchange-Traded Fund — 2/1/24 — SEC # 1329377
First Trust Exchange-Traded Fund II — 2/1/24 — SEC # 1364608
First Trust Exchange-Traded Fund III — 2/1/24 — SEC # 1424212
First Trust Exchange-Traded Fund IV — 2/1/24 — SEC # 1517936
First Trust Exchange-Traded Fund V — 2/1/24 — SEC # 1549548
First Trust Exchange-Traded Fund VI — 2/1/24 — SEC # 1552740
First Trust Exchange-Traded Fund VII — 2/1/24 — SEC # 1561785
First Trust Exchange-Traded Fund VIII — 2/1/24 — SEC # 1667919
First Trust High Income Long/Short Fund — 2/1/24 — SEC # 1494530
First Trust High Yield Opportunities 2027 Term Fund — 2/1/24 — SEC # 1810523
First Trust Intermediate Duration Preferred & Income Fund — 2/1/24 — SEC # 1567569
First Trust MLP & Energy Income Fund — 2/1/24 — SEC # 1556336
First Trust Mortgage Income Fund — 2/1/24 — SEC # 1319183
First Trust New Opportunities MLP & Energy Fund — 2/1/24 — SEC # 1589420
First Trust Senior Floating Rate Income Fund II — 2/1/24 — SEC # 1282850
First Trust Series Fund — 2/1/24 — SEC # 1497778
First Trust Specialty Finance & Financial Opportunities Fund — 2/1/24 — SEC # 1392994
First Trust Variable Insurance Trust — 2/1/24 — SEC # 1537395
First Trust/Abrdn Global Opportunity Income Fund — 2/1/24 — SEC # 1302624
Macquarie/First Trust Global Infrastr/Util Div & Inc. Fund — 2/1/24 — SEC # 1276469
More than a Year ago:
First Trust/Abrdn Emerging Opportunity Fund — 10/14/22 — SEC # 1363438
First Trust Senior Floating Rate 2022 Target Term Fund — 11/4/21 — SEC # 1687081
First Trust Advisors LP — 4/6/20 — SEC # 1125816
First Trust Strategic High Income Fund II — 7/17/18 — SEC # 1329388
First Trust Dividend & Income Fund — 1/13/17 — SEC # 1403275
First Trust Portfolios LP — 8/28/15 — SEC # 1184765
FT Portfolios Canada Co. — 8/28/15 — SEC # 1629209
First Defined Portfolio Fund LLC — 7/23/14 — SEC # 1076487
First Trust Strategic High Income Fund — 6/20/11 — SEC # 1323520
First Trust Strategic High Income Fund III — 6/20/11 — SEC # 1380534
First Trust/Four Corners Senior Floating Rate Income Fund — 8/6/10 — SEC # 1232461
First Trust Tax-Advantaged Preferred Income Fund — 12/18/09 — SEC # 1356750
First Trust Value Line R & Ibbotson Equity Allocation Fund — 1/18/08 — SEC # 1264352
First Trust Exchange Traded Fund — 4/25/07 — SEC # 1259542
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187 Topics
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Entire Database
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Exhibits
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Filing
Doc.
Page
Title
Docs.
11/28/23
485BPOS
1
Accounts Managed by Investment Committee
1
4/8/24
N-CSRS
1
Additional Information
3
11/28/23
485BPOS
1
Additional Information on the Funds' Investment Objectives and Strategies
1
1
Additional Payments to Financial Intermediaries
1
1
Administrator, Fund Accounting Agent, Custodian, Transfer Agent, Distributor, Index Providers and
1
10/6/23
N-CSR
1
Board of Trustees and Officers
1
11/28/23
485BPOS
1
Brokerage Allocations
1
1
Creation and Redemption of Creation Units
1
1
Determination of Net Asset Value
1
1
Disclaimers
1
1
Distribution Plan
1
1
Dividends and Distributions
1
1
Dividends, Distributions and Taxes
1
1
Exchange Listing and Trading
1
1
Exchanges
1
1
Exhibit A
1
1
Exhibit B
1
1
Federal Tax Matters
1
4/8/24
N-CSRS
1
Financial Highlights
3
11/28/23
485BPOS
1
Financial Statements
1
4/8/24
N-CSRS
1
First Trust Consumer Discretionary AlphaDEX
3
1
First Trust Consumer Staples AlphaDEX
3
1
First Trust Energy AlphaDEX
3
1
First Trust Financials AlphaDEX
3
1
First Trust Health Care AlphaDEX
3
1
First Trust Industrials/Producer Durables AlphaDEX
3
1
First Trust Large Cap Core AlphaDEX
3
1
First Trust Large Cap Growth AlphaDEX
3
1
First Trust Large Cap Value AlphaDEX
3
1
First Trust Materials AlphaDEX
3
1
First Trust Mid Cap Core AlphaDEX
3
1
First Trust Mid Cap Growth AlphaDEX
3
1
First Trust Mid Cap Value AlphaDEX
3
1
First Trust Multi Cap Growth AlphaDEX
3
1
First Trust Multi Cap Value AlphaDEX
3
1
First Trust Small Cap Core AlphaDEX
3
1
First Trust Small Cap Growth AlphaDEX
3
1
First Trust Small Cap Value AlphaDEX
3
1
First Trust Technology AlphaDEX
3
1
First Trust Utilities AlphaDEX
3
1
Fund (FAB)
3
1
Fund (FAD)
3
1
Fund (FEX)
3
1
Fund (FNK)
3
1
Fund (FNX)
3
1
Fund (FNY)
3
1
Fund (FTA)
3
1
Fund (FTC)
3
1
Fund (FXD)
3
1
Fund (FXG)
3
1
Fund (FXH)
3
1
Fund (FXL)
3
1
Fund (FXN)
3
1
Fund (FXO)
3
1
Fund (FXR)
3
1
Fund (FXU)
3
1
Fund (FXZ)
3
1
Fund (FYC)
3
1
Fund (FYT)
3
1
Fund (FYX)
3
11/28/23
485BPOS
1
Fund Investments
1
1
Fund Organization
1
4/8/24
N-CSRS
1
Fund Performance Overview
2
11/28/23
485BPOS
1
Fund Service Providers
1
1
General Description of the Trust and the Funds
1
1
How to Buy and Sell Shares
1
1
Index Providers
1
1
Investment Objectives and Policies
1
1
Investment Risks
1
1
Investment Strategies
1
1
Management of the Funds
1
4/8/24
N-CSRS
1
Market Overview
2
11/28/23
485BPOS
1
Miscellaneous Information
1
1
Net Asset Value
1
4/8/24
N-CSRS
1
Notes to Financial Statements
2
1
Notes to Fund Performance Overview
2
11/28/23
485BPOS
1
Other Information
1
4/8/24
N-CSRS
1
Portfolio of Investments
2
11/28/23
485BPOS
1
Premium/Discount Information
1
1
Principal Holders Table
1
10/6/23
N-CSR
1
Privacy Policy
1
11/28/23
485BPOS
1
Proxy Voting Guidelines
1
1
Proxy Voting Policies and Procedures
1
10/6/23
N-CSR
1
Report of Independent Registered Public Accounting Firm
1
11/28/23
485BPOS
1
Risks of Investing in the Funds
1
4/8/24
N-CSRS
1
Shareholder Letter
2
1
Statements of Assets and Liabilities
2
1
Statements of Changes in Net Assets
2
1
Statements of Operations
2
11/28/23
485BPOS
1
Sublicense Agreements
1
1
Summary Information
1
1
Total Return Information
1
4/8/24
N-CSRS
1
Understanding Your Fund Expenses
2
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