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Arlington Asset Investment Corp.
VA
SEC # 1209028

3 Related Registrants:

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*As Of*	*Filing*	*Page*	*Title*	*Docs.*

11/2/23	DEFM14A	1	A-1	1
		1	A-12	1
		1	A-14	1
		1	A-15	1
		1	A-16	1
		1	A-17	1
		1	A-18	1
		1	A-19	1
		1	A-2	1
		1	A-21	1
		1	A-23	1
		1	A-24	1
		1	A-25	1
		1	A-26	1
		1	A-27	1
		1	A-28	1
		1	A-29	1
		1	A-30	1
		1	A-31	1
		1	A-32	1
		1	A-33	1
		1	A-34	1
		1	A-35	1
		1	A-39	1
		1	A-4	1
		1	A-43	1
		1	A-45	1
		1	A-46	1
		1	A-47	1
		1	A-48	1
		1	A-49	1
		1	A-5	1
		1	A-51	1
		1	A-52	1
		1	A-53	1
		1	A-54	1
		1	A-55	1
		1	A-57	1
		1	A-58	1
		1	A-60	1
		1	A-61	1
		1	A-62	1
		1	A-63	1
		1	A-64	1
		1	A-65	1
		1	A-7	1
		1	A-8	1
		1	Absence of Certain Changes or Events	1
		1	Access to Information	1
		1	Accounting Treatment	1
		1	Additional Conditions to Obligations of Parent, Merger Sub and Parent Manager	1
		1	Additional Conditions to Obligations of the Company	1
		1	Additional Dividends	1
		1	Affiliate Liability	1
		1	Agreement to Use Reasonable Best Efforts	1
		1	Amendment	1
		1	Amendment and Waiver	1
		1	Annex A Agreement and Plan of Merger	1
		1	Annex B Opinion of Wells Fargo Securities, Llc	1
		1	Appraisal Rights	1
		1	Arlington Employee Releases	1
		1	Arlington Rights Agreement	1
		1	Arlington Special Meeting, The	1
		1	Article I Certain Definitions	1
		1	Article Ii the Merger	1
		1	Article Iii Effect of the Merger on the Capital Stock of the Company and the Capital Stock of Merger Sub; Exchange	1
		1	Article Iv Representations and Warranties of the Company	1
		1	Article Ix General Provisions	1
		1	Article V Representations and Warranties of Parent, Merger Sub and Parent Manager	1
		1	Article Vi Covenants and Agreements	1
		1	Article Vii Conditions Precedent	1
		1	Article Viii Termination	1
		1	Assignment	1
		1	Assumption of Company Trust Preferred Securities and Company Notes	1
		1	Authority; No Violations; Approvals	1
		1	Available Funds	1
		1	B-1	1
		1	Background of the Merger	1
		1	Brokers	1
		1	Business Conduct	1
		1	Capital Structure	1
		1	Cautionary Statement Regarding Forward-Looking Statements	1
		1	Certain Arlington Unaudited Prospective Financial Information	1
		1	Certain Definitions	1
		1	Certain EFC Unaudited Prospective Financial Information	1
5/1/23	10-K/A	1	Certain Relationships, Related Transactions and Director Independence	1
11/2/23	DEFM14A	1	Closing	1
		1	Closing; Effective Time of the Merger	1
		1	Companies, The	1
		1	Company Permits; Compliance with Applicable Law	1
		1	Company Rights Agreement	1
		1	Company Shareholders Meeting	1
		1	Comparative Share Prices	1
		1	Comparison of Rights of EFC Stockholders and Arlington Shareholders	1
		1	Compensation; Benefits	1
		1	Conditions to Complete the Merger	1
		1	Conditions to Each Party's Obligation to Consummate the Merger	1
		1	Conduct of Business by Arlington Pending the Merger	1
		1	Conduct of Business by EFC Pending the Merger	1
		1	Conduct of Company Business Pending the Merger	1
		1	Conduct of Parent Business Pending the Merger	1
		1	Consents	1
		1	Consideration for the Merger	1
11/14/23	10-Q	1	Consolidated Balance Sheets	3
		1	Consolidated Financial Statements and Notes	3
		1	Consolidated Statements of Cash Flows	3
		1	Consolidated Statements of Changes in Equity	3
		1	Consolidated Statements of Comprehensive Income	3
11/2/23	DEFM14A	1	Control of Business	1
11/14/23	10-Q	1	Controls and Procedures	3
11/2/23	DEFM14A	1	Counterparts	1
11/14/23	10-Q	1	Defaults Upon Senior Securities	3
11/2/23	DEFM14A	1	Delisting	1
		1	Deregistration of Arlington Capital Stock and Arlington Notes	1
		1	Description of EFC Capital Stock	1
		1	Description of Policies of Efc	1
		1	Directors and Management of EFC After the Merger	1
		1	Directors and Officers of the Surviving Corporation	1
		1	Directors of Parent	1
		1	Directors' and Officers' Indemnification and Insurance	1
5/1/23	10-K/A	1	Directors, Executive Officers and Corporate Governance of the Registrant	1
11/2/23	DEFM14A	1	Disclosure Letter Definitions	1
		1	Dividends	1
		1	EFC Board's Reasons for the Merger, The	1
		1	Effect of the Merger	1
		1	Effect of the Merger on Capital Stock	1
		1	Employee Matters	1
		1	Employee Releases	1
		1	Employment and Labor Matters	1
		1	Entire Agreement; Third Party Beneficiaries	1
		1	Exchange of Shares of Stock in the Merger	1
		1	Exchange Procedures	1
5/1/23	10-K/A	1	Executive Compensation	1
11/14/23	10-Q	1	Exhibits	3
5/1/23	10-K/A	1	Exhibits, Financial Statements and Reports on Form 8-K	1
11/2/23	DEFM14A	1	Expenses and Other Payments	1
		1	Experts	1
5/1/23	10-K/A	1	Explanatory Note	1
11/2/23	DEFM14A	1	Extension; Waiver	1
		1	Frequently Used Terms	1
		1	Frustration of Closing Conditions	1
		1	General	1
		1	General Tax Risks	1
		1	Governing Law; Venue; Waiver of Jury Trial	1
		1	Indemnification; Directors' and Officers' Insurance	1
		1	Information Supplied	1
		1	Insurance	1
		1	Intellectual Property	1
		1	Interests of Arlington's Directors and Executive Officers in the Merger	1
		1	Interests of EFC's Directors and Executive Officers in the Merger	1
		1	Investment Company Act	1
		1	Labor Matters	1
		1	Legal Matters	1
11/14/23	10-Q	1	Legal Proceedings	3
11/2/23	DEFM14A	1	Listing	1
		1	Listing and Classification	1
		1	Listing of EFC Capital Stock	1
		1	Listing of EFC Capital Stock and Deregistration of Arlington Capital Stock and Arlington Notes	1
		1	Litigation	1
11/14/23	10-Q	1	Management's Discussion and Analysis of Financial Condition and Results of Operations	3
11/2/23	DEFM14A	1	Material Adverse Effect	1
		1	Material Contracts	1
		1	Material U.S. Federal Income Tax Considerations	1
		1	Merger Agreement, The	1
		1	Merger, The	1
11/14/23	10-Q	1	Mine Safety Disclosures	3
11/2/23	DEFM14A	1	Multiple Shareholders Sharing One Address	1
		1	No Additional Representations	1
		1	No Dissenters' Rights	1
		1	No Solicitation by the Company	1
		1	No Solicitation; Change in Recommendation	1
		1	No Undisclosed Material Liabilities	1
11/14/23	10-Q	1	Notes to Consolidated Financial Statements	3
11/2/23	DEFM14A	1	Notice of Termination; Effect of Termination	1
		1	Notices	1
		1	Notification	1
		1	Obligations of Merger Sub and the Surviving Corporation	1
		1	Opinion of Arlington's Financial Advisor, Wells Fargo Securities	1
		1	Opinion of Financial Advisor	1
		1	Organization, Standing and Power	1
		1	Organizational Documents	1
		1	Other Business	1
11/14/23	10-Q	1	Other Information	3
11/2/23	DEFM14A	1	Ownership of Company Capital Stock	1
		1	Parent Permits; Compliance with Applicable Law	1
		1	Payment for Securities; Exchange	1
		1	Preparation of Proxy Statement and Registration Statement	1
		1	Principal and Management Shareholders of Arlington	1
		1	Principal and Management Stockholders of Efc	1
5/1/23	10-K/A	1	Principal Registered Public Accounting Firm Fees and Services	1
11/2/23	DEFM14A	1	Proposal 1: Arlington Merger Proposal	1
		1	Proposal 2: Arlington Non-Binding Compensation Advisory Proposal	1
		1	Proposal 3: Arlington Adjournment Proposal	1
		1	Proposals Submitted to the Arlington Shareholders	1
		1	Public Announcements	1
11/14/23	10-Q	1	Quantitative and Qualitative Disclosures about Market Risk	3
11/2/23	DEFM14A	1	Questions and Answers About the Special Meeting and the Merger	1
		1	Real Property	1
		1	Reasonable Best Efforts	1
		1	Recommendation of the Arlington Board and Its Reasons for the Merger	1
		1	Regulatory Approvals Required for the Merger	1
		1	Related Party Transactions	1
		1	Remedies; Specific Performance	1
		1	Representations and Warranties	1
11/14/23	10-Q	1	Risk Factors	4
11/2/23	DEFM14A	1	Risks Related to the Combined Company Following the Merger	1
		1	Risks Related to the Merger	1
		1	Rules of Construction	1
		1	SEC Documents; Financial Statements; Internal Controls and Procedures	1
		1	Section 1.1	1
		1	Section 1.2	1
		1	Section 16 Matters	1
		1	Section 2.1	1
		1	Section 2.2	1
		1	Section 2.3	1
		1	Section 2.4	1
		1	Section 2.5	1
		1	Section 2.6	1
		1	Section 2.7	1
		1	Section 3.1	1
		1	Section 3.2	1
		1	Section 3.3	1
		1	Section 4.1	1
		1	Section 4.10	1
		1	Section 4.11	1
		1	Section 4.12	1
		1	Section 4.13	1
		1	Section 4.14	1
		1	Section 4.15	1
		1	Section 4.16	1
		1	Section 4.17	1
		1	Section 4.18	1
		1	Section 4.19	1
		1	Section 4.2	1
		1	Section 4.20	1
		1	Section 4.21	1
		1	Section 4.22	1
		1	Section 4.23	1
		1	Section 4.24	1
		1	Section 4.3	1
		1	Section 4.4	1
		1	Section 4.5	1
		1	Section 4.6	1
		1	Section 4.7	1
		1	Section 4.8	1
		1	Section 4.9	1
		1	Section 5.1	1
		1	Section 5.10	1
		1	Section 5.11	1
		1	Section 5.12	1
		1	Section 5.13	1
		1	Section 5.14	1
		1	Section 5.15	1
		1	Section 5.16	1
		1	Section 5.17	1
		1	Section 5.18	1
		1	Section 5.19	1
		1	Section 5.2	1
		1	Section 5.20	1
		1	Section 5.21	1
		1	Section 5.22	1
		1	Section 5.23	1
		1	Section 5.24	1
		1	Section 5.3	1
		1	Section 5.4	1
		1	Section 5.5	1
		1	Section 5.6	1
		1	Section 5.7	1
		1	Section 5.8	1
		1	Section 5.9	1
		1	Section 6.1	1
		1	Section 6.10	1
		1	Section 6.11	1
		1	Section 6.12	1
		1	Section 6.13	1
		1	Section 6.14	1
		1	Section 6.15	1
		1	Section 6.16	1
		1	Section 6.17	1
		1	Section 6.18	1
		1	Section 6.19	1
		1	Section 6.2	1
		1	Section 6.20	1
		1	Section 6.21	1
		1	Section 6.22	1
		1	Section 6.23	1
		1	Section 6.24	1
		1	Section 6.3	1
		1	Section 6.4	1
		1	Section 6.5	1
		1	Section 6.6	1
		1	Section 6.7	1
		1	Section 6.8	1
		1	Section 6.9	1
		1	Section 7.1	1
		1	Section 7.2	1
		1	Section 7.3	1
		1	Section 7.4	1
		1	Section 8.1	1
		1	Section 8.2	1
		1	Section 8.3	1
		1	Section 9.1	1
		1	Section 9.10	1
		1	Section 9.11	1
		1	Section 9.12	1
		1	Section 9.13	1
		1	Section 9.2	1
		1	Section 9.3	1
		1	Section 9.4	1
		1	Section 9.5	1
		1	Section 9.6	1
		1	Section 9.7	1
		1	Section 9.8	1
		1	Section 9.9	1
5/1/23	10-K/A	1	Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters	1
11/2/23	DEFM14A	1	Severability	1
		1	Shareholder Litigation	1
		1	Shareholder Meeting	1
		1	Shareholder Proposals	1
		1	Shareholder Vote	1
11/14/23	10-Q	1	Signatures	4
11/2/23	DEFM14A	1	Specific Performance	1
		1	State Takeover Statute	1
		1	Summary	1
		1	Survival	1
		1	Table of Contents	1
		1	Takeover Laws	1
		1	Tax Consequences	1
		1	Tax Matters	1
		1	Tax Withholding	1
		1	Taxes	1
		1	Termination	1
		1	Termination Fee and Expenses	1
		1	Termination of the Merger Agreement	1
		1	Terms Defined Elsewhere	1
		1	The Arlington Special Meeting	1
		1	The Companies	1
		1	The EFC Board's Reasons for the Merger	1
		1	The Merger	1
		1	The Merger Agreement	1
		1	Transfer Taxes	1
		1	Treatment of Company Equity-Based Awards	1
		1	Trust Preferred Securities and Arlington Notes	1
		1	Unaudited Pro Forma Condensed Combined Financial Information	1
11/14/23	10-Q	1	Unregistered Sales of Equity Securities and Use of Proceeds	3
11/2/23	DEFM14A	1	Where You Can Find More Information and Incorporation by Reference	1
		1	101	1
		1	102	1
		1	105	1
		1	107	1
		1	108	1
		1	111	1
		1	112	1
		1	114	1
		1	115	1
		1	116	1
		1	117	1
		1	118	1
		1	119	1
		1	155	1
		1	157	1
		1	180	1
		1	194	1
		1	202	1
		1	204	1
		1	206	1
		1	207	1
		1	208	1
		1	209	1
		1	212	1
		1	213	1

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Arlington Asset Investment Corp. VA SEC # 1209028

407 Topics within the Past Year Past Two Years Past Three Years Past Four Years Past Five Years Entire Database

Arlington Asset Investment Corp.
VA
SEC # 1209028

407 Topics
within the