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Nomura Holdings Inc. 
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  SEC # 1163653


        
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 As Of  Filing  Doc.  Page    Title Docs.
  In ascending order
7/20/23424B31About This Prospectus
7/6/23424B21About This Prospectus Supplement
4/12/24New Filing!  6-K/A1Acknowledgment Letter of Ernst & Young ShinNihon LLC
4/12/24New Filing!  20-F/A1Additional Information
2/29/24424B31Additional Risk Factors Specific to the Notes
4/12/24New Filing!  20-F/A1Audit Committee Financial Expert
7/6/23424B21Benefit Plan Investor Considerations
1Capitalization and Indebtedness
6/28/236-K1Capitalization and Indebtedness as of March 31, 2023
4/12/24New Filing!  6-K/A1Capitalization and Indebtedness as of September 30, 2023
7/20/23424B31Cautionary Statement Regarding Forward-Looking Statements
2/29/24424B31Certain Considerations for Erisa and Other U.S. Employee Benefit Plans
4/12/24New Filing!  20-F/A1Change in Registrant's Certifying Accountant
1Code of Ethics
4/12/24New Filing!  6-K/A1Company Information
4/12/24New Filing!  20-F/A1Consolidated Balance Sheets as of March 31, 2022 and 2023
4/12/24New Filing!  6-K/A1Consolidated Balance Sheets as of March 31, 2023 and September 30, 2023
8/4/236-K1Consolidated Results of Operations (US GAAP), First quarter, year ending March 2024
5/2/24New Filing!  6-K1Consolidated Results of Operations (US GAAP), Fourth quarter, year ended March 2024
5/1/236-K1Consolidated Results of Operations (US GAAP), Fourth quarter, year ending March 2023
11/1/236-K1Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2024
2/5/246-K1Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2024
4/12/24New Filing!  6-K/A1Consolidated Statements of Cash Flows for the Six Months Ended September 30, 2022 and 2023
4/12/24New Filing!  20-F/A1Consolidated Statements of Cash Flows for the Years Ended March 31, 2021, 2022 and 2023
4/12/24New Filing!  6-K/A1Consolidated Statements of Changes in Equity for the Six Months Ended September 30, 2022 and 2023 and Three Months Ended September 30, 2022 and 2023
4/12/24New Filing!  20-F/A1Consolidated Statements of Changes in Equity for the Years Ended March 31, 2021, 2022 and 2023
4/12/24New Filing!  6-K/A1Consolidated Statements of Comprehensive Income for the Six Months Ended September 30, 2022 and 2023 and Three Months Ended September 30, 2022 and 2023
4/12/24New Filing!  20-F/A1Consolidated Statements of Comprehensive Income for the Years Ended March 31, 2021, 2022 and 2023
4/12/24New Filing!  6-K/A1Consolidated Statements of Income for the Six Months Ended September 30, 2022 and 2023 and Three Months Ended September 30, 2022 and 2023
4/12/24New Filing!  20-F/A1Consolidated Statements of Income for the Years Ended March 31, 2021, 2022 and 2023
1Controls and Procedures
1Corporate Governance
1Defaults, Dividend Arrearages and Delinquencies
1Description of Securities Other Than Equity Securities
7/6/23424B21Description of Senior Debt Securities
7/20/23424B31Description of Senior Debt Securities and Guarantee
7/6/23424B21Description of the Notes
4/12/24New Filing!  20-F/A1Directors, Senior Management and Employees
1Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
7/20/23424B31Enforcement of Civil Liabilities
4/12/24New Filing!  6-K/A1English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2023
1English translation of Management's Report on Internal Control over Financial Reporting and Confirmation Letter
4/12/24New Filing!  20-F/A1Exemptions from the Listing Standards for Audit Committees
1Exhibits
7/20/23424B31Expenses
1Experts
4/12/24New Filing!  6-K/A1Financial Information10 
4/12/24New Filing!  20-F/A1Financial Statements
1/31/246-K1Financial Summary -- Nine months ended December 31, 2023
10/27/236-K1Financial Summary -- Six months ended September 30, 2023
8/1/236-K1Financial Summary -- Three months ended June 30, 2023
4/26/236-K1Financial Summary -- Year ended March 31, 2023
4/12/24New Filing!  6-K/A1Financial Summary -- Year ended March 31, 2023 (Amended)
4/26/24New Filing!  6-K1Financial Summary -- Year ended March 31, 2024
2/29/24424B31General Terms of the Notes
1Historical Reference Asset Information
1Hypothetical Examples
4/12/24New Filing!  20-F/A1Identity of Directors, Senior Management and Advisers
1Index to the Consolidated Financial Statements
4/12/24New Filing!  6-K/A1Information on Company and Its Subsidiaries and Affiliates
4/12/24New Filing!  20-F/A1Information on the Company
4/12/24New Filing!  6-K/A1Information on the Company and Its Subsidiaries and Affiliates
4/12/24New Filing!  6-K/A1Interim Consolidated Financial Statements (UNAUDITED)
7/20/23424B31Japanese Taxation
4/12/24New Filing!  20-F/A1Key Information
7/6/23424B21Legal Matters
7/20/23424B31Legal Ownership and Book-Entry Issuance
4/12/24New Filing!  20-F/A1Major Shareholders and Related Party Transactions
1Material Modifications to the Rights of Security Holders and Use of Proceeds
1Mine Safety Disclosure
1/31/246-K1Nine months ended December 31, 2023
6/28/236-K1Nomura Acquires Nomura Research Institute Shares (Securities Code 4307)
4/12/24New Filing!  6-K1Nomura Amends Annual Securities Report, Quarterly Reports, Financial Highlights and Management's Report on Internal Control over Financial Reporting
7/20/23424B31Nomura America Finance, Llc
9/22/236-K1Nomura Announces Results of Share Buyback Program from Market
5/1/24New Filing!  6-K1Nomura Announces Status of Share Buyback Program from Market
1/31/246-K1Nomura Approves Share Buyback Program
10/27/236-K1Nomura Declares Half Year Dividend
4/26/24New Filing!  6-K1Nomura Declares Year-end Dividend Payment
5/15/236-K1Nomura Determines to Make Disposition of Treasury Shares as Stock Award
6/29/236-K1Nomura Files Annual Report on Form 20-F
5/7/24New Filing!  6-K1Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award
7/20/23424B31Nomura Holdings, Inc
4/12/24New Filing!  6-K/A1Nomura Holdings, Inc. Interim Operating and Financial Review
8/31/236-K1Nomura Issues 7th and 8th Series of Unsecured Straight Bonds with No Negative Pledge or Other Financial Covenants
7/7/236-K1Nomura Issues US Dollar Senior Notes
8/1/236-K1Nomura Reports First Quarter Financial Results
4/26/24New Filing!  6-K1Nomura Reports Fourth Quarter and Full Year Financial Results
10/27/236-K1Nomura Reports Second Quarter Financial Results
1/31/246-K1Nomura Reports Third Quarter Financial Results
6/22/236-K1Nomura to Announce First Quarter Operating Results on August 1
3/21/246-K1Nomura to Announce Fourth Quarter and Full Year Operating Results on April 26
9/21/236-K1Nomura to Announce Second Quarter Operating Results on October 27
12/21/236-K1Nomura to Announce Third Quarter Operating Results on January 31
4/26/236-K1Nomura to Cancel Own Shares
1Nomura to Change Dividend Policy
1Nomura to Grant Restricted Stock Units (RSUs)
4/26/24New Filing!  6-K1Nomura to Grant Restricted Stock Units (RSUs) and Performance Share Units (PSUs)
4/12/24New Filing!  20-F/A1Notes to the Consolidated Financial Statements
4/12/24New Filing!  6-K/A1Notes to the Consolidated Financial Statements (UNAUDITED)
4/12/24New Filing!  6-K/A1Notes to the Interim Consolidated Financial Statements
4/12/24New Filing!  20-F/A1Offer and Listing, The
1Offer Statistics and Expected Timetable
7/6/23424B21Offering, The
4/12/24New Filing!  6-K/A1Operating and Financial Review
4/12/24New Filing!  6-K/A1Operating and Financial Review and Prospects
1/31/246-K1Operating Segment
6/28/2320-F1Organizational Structure
4/12/24New Filing!  6-K/A1Part I Corporate Information
7/20/23424B31Plan of Distribution (Conflicts of Interest)
5/24/23S-81Power of Attorney (included in the signature page)
7/20/23F-3ASR1Powers of Attorney for Nomura America Finance, LLC (included on the signature page hereto)
1Powers of Attorney for Nomura Holdings, Inc. (included on the signature page hereto)
4/12/24New Filing!  6-K/A1Preparation Method of Consolidated Financial Statements and Quarterly Review Certificate
4/12/24New Filing!  6-K/A1Presentation of Financial and Other Information
4/12/24New Filing!  20-F/A1Principal Accountant Fees and Services
7/20/23424B31Prospectus Summary
7/6/23424B21Prospectus Supplement Summary
2/29/24424B31Ps-1
1Ps-18
1Ps-35
1Ps-60
1Ps-61
1Ps-62
1Ps-63
1Ps-64
4/12/24New Filing!  20-F/A1Purchases of Equity Securities by the Issuer and Affiliated Purchasers
1Quantitative and Qualitative Disclosures about Market, Credit and Other Risk
1/31/246-K1Quarterly Comparatives
4/12/24New Filing!  6-K/A1Quarterly Review Report of Independent Auditors
4/12/24New Filing!  6-K/A1Recent Regulatory Developments
2/29/24424B31Reference Asset Issuer or Sponsor
4/12/24New Filing!  6-K/A1Report of Independent Auditors
4/12/24New Filing!  20-F/A1Reports of Independent Registered Public Accounting Firm (PCAOB ID: 789 )
4/12/24New Filing!  6-K/A1Review Report of Independent Registered Public Accounting Firm
1Review Report of Independent Registered Public Accounting Firm (PCAOB ID 789)
1Risk Factors
7/6/23424B21Selected Financial and Other Information
1Senior Debt Securities
10/27/236-K1Six months ended September 30, 2023
4/12/24New Filing!  6-K/A1Subsidiary Issuer of Registered Guaranteed Securities
2/29/24424B31Summary Information
7/6/23424B21Summary Risk Factors
5/2/24New Filing!  6-K1Table of Contents66 
7/6/23424B21Taxation
4/12/24New Filing!  20-F/A1The Offer and Listing
7/6/23424B21The Offering
8/1/236-K1Three months ended June 30, 2023
7/20/23424B31U.S. Federal Income Tax Considerations
7/6/23424B21Underwriting (Conflicts of Interest)
4/12/24New Filing!  20-F/A1Unresolved Staff Comments
7/20/23424B31Use of Proceeds
2/29/24424B31Use of Proceeds and Hedging
7/20/23424B31Validity of the Securities and Guarantees
1Where You Can Find More Information
4/26/236-K1Year ended March 31, 2023
4/12/24New Filing!  6-K/A1Year ended March 31, 2023 (Amended)
4/26/24New Filing!  6-K1Year ended March 31, 2024
1(1) Consolidated Balance Sheets
1/31/246-K1(1) Consolidated Operating Results
1(1) Consolidated Statements of Income -- Quarterly Comparatives
1(2) Business Segment Information -- Quarterly Comparatives
1(2) Consolidated Financial Position
4/26/24New Filing!  6-K1(2) Consolidated Statements of Income
1(2) Overview of Consolidated Financial Position
1/31/246-K1(3) Consolidated Earnings Forecasts
4/26/24New Filing!  6-K1(3) Consolidated Statements of Comprehensive Income
1/31/246-K1(3) Other
4/26/24New Filing!  6-K1(3) Overview of Cash Flows
1(4) Consolidated Statements of Changes in Equity
1/31/246-K1(4) Note with respect to the Assumption as a Going Concern
4/26/24New Filing!  6-K1(5) Consolidated Statements of Cash Flows
1/31/246-K1(5) Segment Information -- Operating Segment
4/26/24New Filing!  6-K1(6) Note with respect to the Assumption as a Going Concern
1/31/246-K1(6) Significant Changes in Equity
4/26/24New Filing!  6-K1(7) Notes to the Consolidated Financial Statements
1(8) Other Financial Information
4/12/24New Filing!  6-K/A1(English Translation) Confirmation Letter
4/19/24New Filing!  6-K1(English Translation) Corporate Governance Report
6/28/236-K1(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act
4/12/24New Filing!  6-K/A1(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2023
4/12/24New Filing!  6-K/A1(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2023
4/12/24New Filing!  6-K/A1(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2023
5/12/236-K1(English Translation) Share Buyback Report for the reporting month from April 1, 2023 to April 30, 2023
9/14/236-K1(English Translation) Share Buyback Report for the reporting month from August 1, 2023 to August 31, 2023
1/12/246-K1(English Translation) Share Buyback Report for the reporting month from December 1, 2023 to December 31, 2023
3/14/246-K1(English Translation) Share Buyback Report for the reporting month from February 1, 2024 to February 29, 2024
2/14/246-K1(English Translation) Share Buyback Report for the reporting month from January 1, 2024 to January 31, 2024
8/14/236-K1(English Translation) Share Buyback Report for the reporting month from July 1, 2023 to July 31, 2023
7/13/236-K1(English Translation) Share Buyback Report for the reporting month from June 1, 2023 to June 30, 2023
4/13/236-K1(English Translation) Share Buyback Report for the reporting month from March 1, 2023 to March 31, 2023
4/12/24New Filing!  6-K1(English Translation) Share Buyback Report for the reporting month from March 1, 2024 to March 31, 2024
6/14/236-K1(English Translation) Share Buyback Report for the reporting month from May 1, 2023 to May 31, 2023
12/14/236-K1(English Translation) Share Buyback Report for the reporting month from November 1, 2023 to November 30, 2023
11/14/236-K1(English Translation) Share Buyback Report for the reporting month from October 1, 2023 to October 31, 2023
10/12/236-K1(English Translation) Share Buyback Report for the reporting month from September 1, 2023 to September 30, 2023
4/12/24New Filing!  6-K/A11) Consolidated Balance Sheets (UNAUDITED
11. Consolidated Financial Statements
4/12/24New Filing!  6-K/A11. Consolidated Financial Statements and Other
11. Management Challenges and Strategies
4/26/24New Filing!  6-K11. Overview of Consolidated Operating Results
1/31/246-K11. Qualitative Information of the Quarterly Consolidated Results
4/12/24New Filing!  6-K/A11. Risk Factors
11. Selected Financial Data
11. Share Capital Information
12) Consolidated Statements of Income (UNAUDITED
12. Business Overview
4/26/24New Filing!  6-K12. Considerations in the selection of accounting standards
4/12/24New Filing!  6-K/A12. Operating, Financial and Cash Flow Analyses by Management
12. Other
1/31/246-K12. Quarterly Consolidated Financial Statements
4/12/24New Filing!  6-K/A12. Stock Repurchase
12. Unconsolidated Financial Statements
12. Views on Sustainability and efforts
4/12/24New Filing!  6-K/A13) Consolidated Statements of Comprehensive Income (UNAUDITED
4/12/24New Filing!  6-K/A13. Business Overview
4/26/24New Filing!  6-K13. Consolidated Financial Statements
4/12/24New Filing!  6-K/A13. Dividend Policy
13. Risk Factors
4/12/24New Filing!  6-K/A13. Significant Contracts
1/31/246-K13. Supplementary Information
4/12/24New Filing!  6-K/A14) Consolidated Statements of Changes in Equity (UNAUDITED
4/12/24New Filing!  6-K/A14. Operating, Financial and Cash Flow Analyses by Management
4/26/24New Filing!  6-K14. Other Information
4/12/24New Filing!  6-K/A14. Status of Corporate Governance and Other
4/12/24New Filing!  6-K/A15) Consolidated Statements of Cash Flows (UNAUDITED
4/12/24New Filing!  6-K/A15. Employees
15. Significant Contracts

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