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BGC Group, Inc. 
 NY
  SEC # 1094831


        
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 As Of  Filing  Doc.  Page    Title Docs.
  In ascending order
10/19/23S-3ASR1About This Prospectus
5/26/23DEFM14A1Accounting Treatment of the Corporate Conversion
2/29/2410-K1Acquisitions
5/26/23DEFM14A1Amendment and Waiver
11/9/2310-Q1And
1And Issuer Purchases
5/26/23DEFM14A1Annex A Corporate Conversion Agreement
1Annex B Support Agreement
1Annex C Opinion of Houlihan Lokey
1Annex D Form of Bgc Group Long-Term Incentive Plan
1Annex E Form of Bgc Group Amended and Restated Certificate of Incorporation
1Annex F Form of Bgc Group Amended and Restated Bylaws
9/28/23DEF 14A1Annual Meetings
5/26/23DEFM14A1Anti-Takeover Effects of Delaware Law, BGC Group Certificate of Incorporation and BGC Group Bylaws
9/28/23DEF 14A1Approval of An Advisory Vote on Executive Compensation
1Audit Committee's Pre-Approval Policies and Procedures
5/26/23DEFM14A1Background of the Corporate Conversion
1BGC Group Capital Stock
1Bgc Group, Inc. Long Term Incentive Plan, The
1BGC Partners Class A Common Stock Market Prices and Implied Value of BGC Group Class A Common Stock
1BGC Partners Stockholders Entitled to Consent
1BGC Partners' Reasons for the Corporate Conversion; Recommendation of the Independent Joint Committee; Approval of the BGC Partners Board
1Board of Directors and Executive Officers of BGC Group Following the Corporate Conversion
9/28/23DEF 14A1Board of Directors and Executive Officers of Bgc Group, Inc. Following the Corporate Conversion
1Board's Role in Risk Oversight, The
2/29/2410-K1Business
5/26/23DEFM14A1Certain Cantor Purchase Rights
1Certain Estimated Incremental Financial Impacts of the Corporate Conversion
9/28/23DEF 14A1Certain Matters Relating to Proxy Materials and Annual Reports
4/26/24New Filing!  10-K/A1Certain Relationships and Related Transactions, and Director Independence
2/29/2410-K1Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
5/26/23DEFM14A1Closing
9/28/23DEF 14A1Code of Ethics and Whistleblower Procedures
2/29/2410-K1Collateralized Transactions
1Commitments, Contingencies and Guarantees
9/28/23DEF 14A1Communications With Our Board of Directors
5/26/23DEFM14A1Comparison of Rights of BGC Partners Stockholders and BGC Group Stockholders
2/29/2410-K1Compensation
9/28/23DEF 14A1Compensation Discussion and Analysis
11/9/2310-Q1Condensed Consolidated Statements of Cash Flows-For the
1Condensed Consolidated Statements of Changes in Equity-For the
1Condensed Consolidated Statements of Comprehensive Income (Loss)-For the
1Condensed Consolidated Statements of Financial Condition-At
1Condensed Consolidated Statements of Operations-For the
5/26/23DEFM14A1Conditions to the Corporate Conversion
1Consideration Received by BGC Holdings Limited Partners
1Consideration Received by BGC Partners Stockholders
1Consideration to BGC Partners Stockholders and Holders of BGC Holdings Limited Partnership Units
2/29/2410-K1Consolidated Statements of Cash Flows
1Consolidated Statements of Changes in Equity
1Consolidated Statements of Comprehensive Income (Loss)
1Consolidated Statements of Financial Condition
1Consolidated Statements of Operations
1Contents
1Controls and Procedures
5/26/23DEFM14A1Conversion of Shares; Exchange of Certificates; No Fractional Shares
1Corporate Conversion Agreement and the Corporate Conversion
1Corporate Conversion Agreement, The
1Corporate Conversion, The
9/28/23DEF 14A1Corporate Governance Guidelines
5/26/23DEFM14A1Corporate Opportunity
1Covenants and Agreements
2/29/2410-K1Current Expected Credit Losses
11/9/2310-Q1Current Expected Credit Losses (CECL)
2/29/2410-K1Cybersecurity
11/9/2310-Q1Defaults Upon Senior Securities
9/28/23DEF 14A1DELINQUENT SECTION 16(a) REPORTS
2/29/2410-K1Derivatives
5/26/23DEFM14A1Description of Bgc Group Capital Stock
9/22/23424B31Description of the Differences Between the Old Notes and the New Notes
1Description of the New Notes
10/19/23S-3ASR1Description of the Notes
7/3/23S-3DPOS1Description of the Plan
4/26/24New Filing!  10-K/A1Directors, Executive Officers and Corporate Governance
2/29/2410-K1Disclosure Regarding Foreign Jurisdictions That Prevent Inspections
1Divestitures
10/19/23S-3ASR1Documents Incorporated by Reference10 
2/29/2410-K1Earnings Per Share
5/26/23DEFM14A1Effective Time
9/28/23DEF 14A1Environmental, Social and Governance Policies and Practices (Esg / Sustainability)
9/22/23424B31Exchange Offers and Consent Solicitations, The
5/26/23DEFM14A1Exclusive Forum
1Executing Written Consents; Revocation of Written Consents
4/26/24New Filing!  10-K/A1Executive Compensation
9/28/23DEF 14A1Executive Compensation Information
1Executive Sessions
6/27/2311-K1Exhibit Index
11/9/2310-Q1Exhibits
4/26/24New Filing!  10-K/A1Exhibits and Financial Statement Schedules
5/26/23DEFM14A1Expenses
9/28/23DEF 14A1Expenses of Solicitation
5/26/23DEFM14A1Expenses; Solicitation of Written Consents
10/19/23S-3ASR1Experts10 
4/26/24New Filing!  10-K/A1Explanatory Note
5/26/23DEFM14A1Explanatory Note Regarding the Corporate Conversion Agreement
11/9/2310-Q1F Equity Securities
2/29/2410-K1Fair Value of Financial Assets and Liabilities
1Financial Instruments Owned, at Fair Value
11/9/2310-Q1Financial Statements (unaudited)
2/29/2410-K1Financial Statements and Supplementary Data
1Fixed Assets, Net
1Form
6/27/2311-K1Form 5500, Schedule H, Part IV, Line 4i -- Schedule of Assets (Held at End of Year) as of December 31, 2022
7/11/23424B31Forward-Looking Cautionary Statements
2/29/2410-K1Glossary of Terms, Abbreviations and Acronyms
1Goodwill and Other Intangible Assets, Net
1Income Taxes
9/28/23DEF 14A1Independence of Directors
1Independent Registered Public Accounting Firm Fees
1Information About Our Directors
1Information About Our Executive Officers
5/26/23DEFM14A1Information about the Companies
9/28/23DEF 14A1Information About Voting
5/26/23DEFM14A1Interests of Directors and Executive Officers of BGC Partners in the Corporate Conversion
2/29/2410-K1Investments
1Item 1
1Item 10
1Item 11
1Item 12
1Item 13
1Item 14
1Item 15
1Item 16
1Item 1A
1Item 1B
1Item 2
1Item 3
1Item 4
1Item 5
1Item 6
1Item 7
1Item 7A
1Item 8
1Item 9
1Item 9A
1Item 9B
1Item 9C
1Leases
10/19/23S-3ASR1Legal Matters10 
2/29/2410-K1Legal Proceedings
5/26/23DEFM14A1Limitations on Liability, Indemnification of Officers and Directors and Insurance
2/29/2410-K1Limited Partnership Interests in BGC Holdings and Newmark Holdings
5/26/23DEFM14A1Listing
1Listing of BGC Group Class A Common Stock; Delisting and Deregistration of BGC Partners Class A Common Shares
2/29/2410-K1Management
11/9/2310-Q1Management's Discussion and Analysis of Financial Condition and Results of Operations
2/29/2410-K1Market for Registrant
5/26/23DEFM14A1Material U.S. Federal Income Tax Consequences
9/22/23424B31Material U.S. Federal Income Tax Considerations
9/28/23DEF 14A1Meetings and Committees of Our Board of Directors
2/29/2410-K1Mine Safety Disclosures
9/28/23DEF 14A1Miscellaneous
5/26/23DEFM14A1No Dissenters' or Appraisal Rights
9/28/23DEF 14A1Nominating Process
2/29/2410-K1Note 1
1Note 10
1Note 11
1Note 12
1Note 13
1Note 14
1Note 15
1Note 16
1Note 17
1Note 18
1Note 19
1Note 2
1Note 20
1Note 21
1Note 22
1Note 23
1Note 24
1Note 25
1Note 26
1Note 27
1Note 3
1Note 4
1Note 5
1Note 6
1Note 7
1Note 8
1Note 9
1Notes Payable, Other and Short-Term Borrowings
11/9/2310-Q1Notes to Condensed Consolidated Financial Statements
2/29/2410-K1Notes to Consolidated Financial Statements
6/27/2311-K1Notes to Financial Statements as of December 31, 2022 and 2021 and for the Year Ended December 31, 2022
5/26/23DEFM14A1Notes to Unaudited Pro Forma Condensed Consolidated Financial Information
1Opinion of Houlihan Lokey, Financial Advisor to the Independent Joint Committee
2/29/2410-K1Organization and Basis of Presentation
1Other Information
5/26/23DEFM14A1Overview
2/29/2410-K1Part I
11/9/2310-Q1Part I-Financial Information
2/29/2410-K1Part Ii
11/9/2310-Q1Part Ii-Other Information
4/26/24New Filing!  10-K/A1Part Iii
1Part Iv
10/19/23S-3ASR1Plan of Distribution
7/11/23424B31Plan of Distribution (Conflicts of Interest)
10/19/23S-3ASR1Power of Attorney (included on the signature page)
7/3/23POS AM1Powers of Attorney (included on the signature pages of this Registration Statement)
4/26/24New Filing!  10-K/A1Principal Accountant Fees and Services
5/26/23DEFM14A1Pro Forma Condensed Consolidated Statement of Financial Condition
1Pro Forma Condensed Consolidated Statement of Operations
2/29/2410-K1Properties
9/28/23DEF 14A1Proposal 1-Election of Directors
1Proposal 2 -- Ratification of Appointment of Our Independent Registered Public Accounting Firm
1Proposal 3 -- Approval of An Advisory Vote on Executive Compensation
9/22/23424B31Proposed Amendments, The
9/28/23DEF 14A1Proxy Statement
5/26/23DEFM14A1Purpose of the Consent Solicitation; Recommendation of the BGC Partners Board
2/29/2410-K1Quantitative and Qualitative Disclosures About Market Risk
5/26/23DEFM14A1Questions and Answers
9/28/23DEF 14A1Ratification of Appointment of Our Independent Registered Public Accounting Firm
2/29/2410-K1Receivables from and Payables to Broker-Dealers, Clearing Organizations, Customers and Related Broker-Dealers
5/26/23DEFM14A1Regulatory Matters
2/29/2410-K1Regulatory Requirements
1Related Party Transactions
6/27/2311-K1Report of Independent Registered Public Accounting Firm
9/28/23DEF 14A1Report of the Audit Committee of Our Board of Directors
2/29/2410-K1Reports of Independent Registered Public Accounting Firm
5/26/23DEFM14A1Representations and Warranties
1Required Written Consents
2/29/2410-K1Reserved
1Revenues from Contracts with Customers
1Risk Factor Summary
1Risk Factors14 
5/26/23DEFM14A1Risks Related to BGC Group Common Stock
1Risks Related to the Transaction
1Risks Relating to the Businesses of BGC Partners
2/29/2410-K1S Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
1S Discussion and Analysis of Financial Condition and Results of Operations
6/27/2311-K1Schedule of Assets (Held at End of Year) as of December 31, 2022
9/28/23DEF 14A1Security Ownership of Certain Beneficial Owners and Management
4/26/24New Filing!  10-K/A1Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
5/26/23DEFM14A1Security Ownership of Certain Beneficial Owners and Management/Directors of BGC Partners
2/29/2410-K1Segment, Geographic and Product Information
6/27/2311-K1Signature
11/9/2310-Q1Signatures
2/29/2410-K1Special Note on Forward-Looking Information
9/22/23424B31Special Note Regarding Forward-Looking Statements
5/26/23DEFM14A1Specific Performance and Third-Party Beneficiaries
6/27/2311-K1Statement of Changes in Net Assets Available for Benefits for the Year Ended December 31, 2022
1Statements of Net Assets Available for Benefits as of December 31, 2022 and 2021
2/29/2410-K1Stock Transactions and Unit Redemptions
9/28/23DEF 14A1Stockholder Engagement
5/26/23DEFM14A1Structure of the Corporate Conversion
1Submission of Consents
2/29/2410-K1Subsequent Events
9/28/23DEF 14A1Succession Planning
2/29/2410-K1Summary11 
1Summary of Significant Accounting Policies
1Supplemental Balance Sheet Information
5/26/23DEFM14A1Support Agreement, The
2/29/2410-K1Table of
4/26/24New Filing!  10-K/A1Table of Contents16 
5/26/23DEFM14A1Termination
1The Bgc Group, Inc. Long Term Incentive Plan
9/28/23DEF 14A1The Board's Role in Risk Oversight
5/26/23DEFM14A1The Corporate Conversion
1The Corporate Conversion Agreement
9/22/23424B31The Exchange Offers and Consent Solicitations
1The Proposed Amendments
5/26/23DEFM14A1The Support Agreement
1Transaction Structure
1Transfer Agent and Registrar
1Treatment of BGC Partners Equity Incentive Plans and Outstanding Awards in Connection with the Corporate Conversion
1Treatment of Outstanding BGC Partners Awards in the Corporate Conversion
1Unaudited Pro Forma Condensed Consolidated Financial Information for Bgc Group
8/9/2310-Q1Unregistered Sales of Equity Securities and Use of Proceeds
11/9/2310-Q1Unregistered Sales of Equity Securities, Use of Proceeds
2/29/2410-K1Unresolved Staff Comments
10/19/23S-3ASR1Use of Proceeds
5/26/23DEFM14A1Validity of Common Stock
10/19/23S-3ASR1Where You Can Find More Information10 
5/26/23DEFM14A1Written Consents of BGC Partners Stockholders
2/29/2410-K110-K
5/9/2310-Q1102
1104
1105
1106
1107
2/29/2410-K1116
11/9/2310-Q1117
2/29/2410-K1118
1119
11/9/2310-Q1120
1121
2/29/2410-K1122
1123
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9/28/23DEF 14A12024 Stockholder Proposals

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