| As Of | Filing | | Doc. | | Page | | Title | Docs. |
|---|
| | |  |
| 3/19/24 | | 424B3 | | | | 1 | | Appointment and Revocation of Proxies | 4 |
| | | | | | 1 | | Asset Purchase Agreement | 4 |
| | | | | | 1 | | Asset Purchase Agreement, The | 4 |
| | | | | | 1 | | Background | 4 |
| 6/27/23 | | 10-K | | | | 1 | | Business | 1 |
| | | | | | 1 | | Certain Relationships and Related Transactions, and Director Independence | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | 4 |
| | | | | | 1 | | Common Stock | 4 |
| | | | | | 1 | | Comparison of Shareholder Rights | 4 |
| 2/13/24 | | 10-Q | | | | 1 | | Condensed Consolidated Balance Sheets as of December 31, 2023 and March 31, 2023 | 1 |
| 8/16/23 | | 10-Q | | | | 1 | | Condensed Consolidated Balance Sheets as of June 30, 2023 and March 31, 2023 | 1 |
| 11/14/23 | | 10-Q | | | | 1 | | Condensed Consolidated Balance Sheets as of September 30, 2023 and March 31, 2023 | 1 |
| 2/13/24 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Cash Flows for the nine months ended December 31, 2023 and 2022 | 1 |
| 11/14/23 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Cash Flows for the six months ended September 30, 2023 and 2022 | 1 |
| 8/16/23 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Cash Flows for the three months ended June 30, 2023 and 2022 | 1 |
| 2/13/24 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Income (Loss) for the three and nine months ended December 31, 2023 and 2022 | 1 |
| 11/14/23 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Income (Loss) for the three and six months ended September 30, 2023 and 2022 | 1 |
| 8/16/23 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Income (Loss) for the three months ended June 30, 2023 and 2022 | 1 |
| 2/13/24 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Shareholders' Equity for the three and nine months ended December 31, 2023 and 2022 | 1 |
| 11/14/23 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Shareholders' Equity for the three and six months ended September 30, 2023 and 2022 | 1 |
| 8/16/23 | | 10-Q | | | | 1 | | Condensed Consolidated Statements of Shareholders' Equity for the three months ended June 30, 2023 and 2022 | 1 |
| 6/27/23 | | 10-K | | | | 1 | | Consolidated Balance Sheets | 1 |
| | | | | | 1 | | Consolidated Statements of Cash Flows | 1 |
| | | | | | 1 | | Consolidated Statements of Income | 1 |
| | | | | | 1 | | Consolidated Statements of Shareholders' Equity | 1 |
| 2/13/24 | | 10-Q | | | | 1 | | Controls and Procedures | 4 |
| | | | | | 1 | | Defaults Upon Senior Securities | 3 |
| 3/19/24 | | 424B3 | | | | 1 | | Description of Capital Stock | 4 |
| | | | | | 1 | | Directors' Approval | 4 |
| | | | | | 1 | | Directors, Executive Officers and Corporate Governance | 5 |
| | | | | | 1 | | Dissent Rights of Shareholders | 4 |
| | | | | | 1 | | Dissent Rights of the Shareholders | 4 |
| | | | | | 1 | | Domestication Proposal, The | 4 |
| | | | | | 1 | | Domestication, The | 4 |
| | | | | | 1 | | Effects of the Domestication | 4 |
| 6/27/23 | | 10-K | | | | 1 | | Executive Compensation | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Exhibit A-1 -- Special Resolution Related to Continuation and Domestication | 4 |
| | | | | | 1 | | Exhibit A-2 -- Special Resolution Related to Loan Portfolio Sale | 4 |
| | | | | | 1 | | Exhibit B -- Form of Certificate of Corporate Domestication | 4 |
| | | | | | 1 | | Exhibit C -- Form of Certificate of Incorporation of Nicholas Financial, Inc | 4 |
| | | | | | 1 | | Exhibit D -- Form of Bylaws of Nicholas Financial, Inc | 4 |
| | | | | | 1 | | Exhibit E -- Sections 237 -- 247 of the British Columbia Business Corporations Act. (BCBCA) | 4 |
| | | | | | 1 | | Exhibit F -- Asset Purchase Agreement | 4 |
| | | | | | 1 | | Exhibit G -- Form of Proxy Card | 4 |
| 2/13/24 | | 10-Q | | | | 1 | | Exhibits | 3 |
| 6/27/23 | | 10-K | | | | 1 | | Exhibits and Financial Statement Schedules | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Experts | 4 |
| 2/13/24 | | 10-Q | | | | 1 | | Financial Information | 3 |
| | | | | | 1 | | Financial Statements (Unaudited) | 3 |
| 3/19/24 | | 424B3 | | | | 1 | | Financial Statements and Supplementary Data | 5 |
| | | | | | 1 | | Form of Bylaws of Nicholas Financial, Inc | 4 |
| | | | | | 1 | | Form of Certificate of Corporate Domestication | 4 |
| | | | | | 1 | | Form of Certificate of Incorporation of Nicholas Financial, Inc | 4 |
| | | | | | 1 | | Form of Proxy Card | 4 |
| | | | | | 1 | | Forward-Looking Statements | 4 |
| | | | | | 1 | | General | 4 |
| | | | | | 1 | | General Risk Factors | 4 |
| | | | | | 1 | | Information Concerning the Company | 4 |
| | | | | | 1 | | Interest of Management in the Domestication | 4 |
| | | | | | 1 | | Legal Matters | 4 |
| | | | | | 1 | | Legal Proceedings | 8 |
| | | | | | 1 | | Listing | 4 |
| | | | | | 1 | | Loan Portfolio Sale Proposal, The | 4 |
| | | | | | 1 | | Loan Portfolio Sale, The | 4 |
| | | | | | 1 | | Management's Discussion and Analysis of Financial Condition and Results of Operation | 4 |
| 2/13/24 | | 10-Q | | | | 1 | | Management's Discussion and Analysis of Financial Condition and Results of Operations | 4 |
| 3/19/24 | | 424B3 | | | | 1 | | Market for Our Common Equity and Related Stockholder Matters | 4 |
| 6/27/23 | | 10-K | | | | 1 | | Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities | 1 |
| 2/13/24 | | 10-Q | | | | 1 | | Mine Safety Disclosures | 3 |
| 3/19/24 | | 424B3 | | | | 1 | | Narrative Description of Our Business | 4 |
| | | | | | 1 | | Nicholas Financial, Inc | 4 |
| | | | | | 1 | | Non-Resident Dissenting Shareholders | 4 |
| 2/13/24 | | 10-Q | | | | 1 | | Notes to the Condensed Consolidated Financial Statements | 3 |
| 6/27/23 | | 10-K | | | | 1 | | Notes to the Consolidated Financial Statements | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Obtaining Documents Incorporated by Reference | 4 |
| 2/13/24 | | 10-Q | | | | 1 | | Other Information | 4 |
| 3/19/24 | | 424B3 | | | | 1 | | Our Common Shares | 4 |
| 6/27/23 | | 10-K | | | | 1 | | Part I | 1 |
| | | | | | 1 | | Part Ii | 1 |
| | | | | | 1 | | Part Iii | 1 |
| | | | | | 1 | | Part Iv | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Potential Anti-takeover Effect of Delaware Law, Our Certificate of Incorporation and Bylaws | 4 |
| 1/29/24 | | S-4/A | | | | 1 | | Powers of Attorney (included on signature page hereto) | 4 |
| 3/19/24 | | 424B3 | | | | 1 | | Preferred Stock | 4 |
| 6/27/23 | | 10-K | | | | 1 | | Principal Accountant Fees and Services | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Principal Reasons for the Domestication | 4 |
| 6/27/23 | | 10-K | | | | 1 | | Properties | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Proposed Certificate of Incorporation and Bylaws of Nicholas Financial, Inc | 4 |
| | | | | | 1 | | Quantitative and Qualitative Disclosures About Market Risk | 8 |
| | | | | | 1 | | Questions and Answers About the Meeting and Proposals | 4 |
| | | | | | 1 | | Reasons for the Loan Portfolio Sale Proposal | 4 |
| | | | | | 1 | | Regulatory and Other Approvals | 4 |
| 6/27/23 | | 10-K | | | | 1 | | Reserved | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Risk Factors | 8 |
| | | | | | 1 | | Risks Relating to the Domestication | 4 |
| | | | | | 1 | | Risks Relating to the Loan Portfolio Sale | 4 |
| | | | | | 1 | | Sections 237 -- 247 of the British Columbia Business Corporations Act. (BCBCA) | 4 |
| 6/27/23 | | 10-K | | | | 1 | | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Shareholder Approval | 4 |
| | | | | | 1 | | Solicitation of Proxies | 4 |
| | | | | | 1 | | Special Meeting, The | 4 |
| | | | | | 1 | | Special Resolution Related to Continuation and Domestication | 4 |
| | | | | | 1 | | Special Resolution Related to Loan Portfolio Sale | 4 |
| | | | | | 1 | | Summary | 4 |
| | | | | | 1 | | Tax Consequences of the Domestication | 4 |
| | | | | | 1 | | Tax Consequences of the Loan Portfolio Sale | 4 |
| | | | | | 1 | | The Asset Purchase Agreement | 4 |
| | | | | | 1 | | The Domestication | 4 |
| | | | | | 1 | | The Domestication Proposal | 4 |
| | | | | | 1 | | The Loan Portfolio Sale | 4 |
| | | | | | 1 | | The Loan Portfolio Sale Proposal | 4 |
| | | | | | 1 | | The Special Meeting | 4 |
| | | | | | 1 | | Transfer Agent and Registrar | 4 |
| | | | | | 1 | | Treatment of Outstanding Capital Stock and Options | 4 |
| | | | | | 1 | | United States and Canadian Income Tax Considerations | 4 |
| 2/13/24 | | 10-Q | | | | 1 | | Unregistered Sales of Equity Securities and Use of Proceeds | 2 |
| 11/14/23 | | 10-Q | | | | 1 | | Unregistered Sales of Equity Securities, Use of Proceeds and Issuer Purchases of Equity Securities | 1 |
| 6/27/23 | | 10-K | | | | 1 | | Unresolved Staff Comments | 1 |
| 3/19/24 | | 424B3 | | | | 1 | | Where You Can Find More Information | 4 |
| | | | | | 1 | | 247 of the British Columbia Business Corporations Act. (BCBCA) | 4 |
