“Richard C. Pfenniger, Jr.”

a.k.a.:  “Richard C. Pfenniger, Jr”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  5/3/24  as  Registrant

As:  Registrant

        

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“Richard C. Pfenniger, Jr.” has been a Signatory for/with  6  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
3/21/24		NC	Asensus Surgical, Inc.	9	10-K	—
3/1/24		FL	Opko Health, Inc.	5	10-K	—
8/8/23		CT	GeneDx Holdings Corp.	6	S-8	—
3/15/23		NY	Fluent, Inc.	1	10-K	—
3/12/21		MD	GP Strategies Corp.	2	10-K	—
10/26/16		FL	Pfenniger Richard C Jr.	2	3	CA	BioCardia, Inc.

“Richard C. Pfenniger, Jr.” has/had a Signatory interest in  2  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
10/26/16		CA	BioCardia, Inc.	1	3	FL	Pfenniger Richard C Jr.
10/2/08		MD	GP Strategies Corp.	1	4	FL	Pfenniger Richard C Jr.