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“James S. Putnam”

As a Name:  Registrant, Group Member and/or Signatory


        

Latest Filing:  3/28/24  as  Registrant

As:  Registrant

3/28/24  
 MA
 		Putnam James S


        

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

• List all Filings as Signatory
• Search Recent Filings (as Signatory) for “James S. Putnam”

“James S. Putnam” has been a Signatory for/with  5  Filers:


        
As OfFiler    Filings    
  #        Latest      		Issuer    
(Primary)    
In descending order 
2/21/24 
 CA
 		LPL Financial Holdings Inc.  6  10-K  —
9/22/23 
 CA
 		LPL Capital Partners, Inc.  1  S-3  —
9/22/23 
 CA
 		LPL Holdings, Inc.  1  S-3  —
9/22/23 
 CA
 		LPL Insurance Associates, Inc.  1  S-3  —
5/9/14 
 MA
 		Putnam James S  2  4 
 CA
 		LPL Financial Holdings Inc.

“James S. Putnam” has/had a Signatory interest in  one  Issuer:

As OfIssuer    Filings    
  #        Latest      		With Filer    
(Primary)    
 
5/9/14 
 CA
 		LPL Financial Holdings Inc.  2  4 
 MA
 		Putnam James S

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