“Andrew Arno”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  4/15/24  as  Registrant

As:  Registrant

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“Andrew Arno” has been a Group Member with  one  Filer:

        

“Andrew Arno” has/had a Group Member interest in  one  Issuer:

“Andrew Arno” has been a Group Member with  4  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
12/4/01		NY	C.E. Unterberg, Towbin	1	SC 13G	NY	C E Unterberg Towbin LLC	KS	American Noble Gas, Inc.
		•	C.E. Unterberg, Towbin, Towbin Capital Partners I, LP	1
		•	Robert M. Matluck	1
		NY	Thomas I. Unterberg	1

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“Andrew Arno” has been a Signatory for/with  3  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
3/28/24		NY	22nd Century Group, Inc.	2	10-K	—
2/26/24		PA	Smith Micro Software, Inc.	10	10-K	—
7/27/23		CA	Arno Andrew	4	3	NY	22nd Century Group, Inc.

“Andrew Arno” has/had a Signatory interest in  2  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
7/27/23		NY	22nd Century Group, Inc.	1	3	CA	Arno Andrew
2/14/19		PA	Smith Micro Software, Inc.	3	4	CA	Arno Andrew