“Alan M. Mandel”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  2/16/18  as  Registrant

As:  Registrant

        

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“Alan M. Mandel” has been a Signatory for/with  4  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
7/10/14		NY	Mandel Alan M.	1	3	WI	Swiss Helvetia Fund, Inc.
4/1/04		NY	Schroder Capital Funds (Delaware)	1	NSAR-B	—
12/30/02		PA	Schroder Series Trust	1	NSAR-B	—
8/7/02		NY	Mandel Alan M	4	4	NY	Smith & Wollensky Restaurant Group Inc.

“Alan M. Mandel” has/had a Signatory interest in  2  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
7/10/14		WI	Swiss Helvetia Fund, Inc.	1	3	NY	Mandel Alan M.
8/7/02		NY	Smith & Wollensky Restaurant Group Inc.	4	4	NY	Mandel Alan M