“North Sound Trading, LP”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  2/14/23  as  Registrant and ↓Group Member

As:  Registrant

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“North Sound Trading, LP” has been a Group Member with  one  Filer:

        

“North Sound Trading, LP” has/had a Group Member interest in  7  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
2/14/23		CT	IsoPlexis Corp.	2	SC 13G/A	CT	North Sound Trading, LP
2/14/23		CA	Standard Biotools Inc.	2	SC 13G/A	CT	North Sound Trading, LP
12/28/22		TX	Flotek Industries Inc./CN	6	SC 13D/A	CT	North Sound Trading, LP
3/2/21		CA	Inseego Corp.	9	SC 13D/A	CT	North Sound Trading, LP
2/16/21		CA	Emcore Corp.	2	SC 13G/A	CT	North Sound Trading, LP
2/16/21		NJ	Cellectar Biosciences, Inc.	3	SC 13G/A	CT	North Sound Trading, LP
1/13/21			Sequans Communications	4	SC 13D/A	CT	North Sound Trading, LP

“North Sound Trading, LP” has been a Group Member with  3  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
2/14/23		CT	Brian Miller	28	SC 13G/A	CT	North Sound Trading, LP	CT	IsoPlexis Corp.
		CT	North Sound Management, Inc.	28
		•	North Sound Ventures, LP	2