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GAP Coinvestments CDA, L.P., et al. – ‘4’ for 4/16/21 re: Alkami Technology, Inc.

On:  Tuesday, 4/20/21, at 9:50pm ET   ·   For:  4/16/21   ·   Accession #:  950142-21-1333   ·   File #:  1-40321

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/20/21  GAP Coinvestments CDA, L.P.       4                      1:16K  Alkami Technology, Inc.           Paul Weiss Ri… LLP 01/FA
          GAP (Bermuda) Ltd.
          General Atlantic (AL), L.P.
          General Atlantic Genpar (Bermuda), L.P.
          General Atlantic (SPV) GP, LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- es210145240_4-alkami.xml/3.6  HTML      3K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Ownership Document — es210145240_4-alkami.xml/3.6
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2021-04-16 </periodOfReport>
<notSubjectToSection16> 0 </notSubjectToSection16>
<issuer>
<issuerCik> 0001529274 </issuerCik>
<issuerName> ALKAMI TECHNOLOGY, INC. </issuerName>
<issuerTradingSymbol> ALKT </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001467927 </rptOwnerCik>
<rptOwnerName> GENERAL ATLANTIC GENPAR (BERMUDA), L.P. </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O CONYERS CLIENT SERVICES LIMITED, </rptOwnerStreet1>
<rptOwnerStreet2> CLARENDON HOUSE, 2 CHURCH STREET </rptOwnerStreet2>
<rptOwnerCity> HAMILTON </rptOwnerCity>
<rptOwnerState> D0 </rptOwnerState>
<rptOwnerZipCode> HM 11 </rptOwnerZipCode>
<rptOwnerStateDescription> BERMUDA </rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001406817 </rptOwnerCik>
<rptOwnerName> GAP (Bermuda) LTD </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O GENERAL ATLANTIC SERVICE COMPANY </rptOwnerStreet1>
<rptOwnerStreet2> 55 EAST 52ND ST. 32ND FLOOR </rptOwnerStreet2>
<rptOwnerCity> NEW YORK </rptOwnerCity>
<rptOwnerState> NY </rptOwnerState>
<rptOwnerZipCode> 10055 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001356474 </rptOwnerCik>
<rptOwnerName> GAP Coinvestments CDA, L.P. </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O GENERAL ATLANTIC SERVICE CO., L.P. </rptOwnerStreet1>
<rptOwnerStreet2> 55 EAST 52ND STREET, 33RD FLOOR </rptOwnerStreet2>
<rptOwnerCity> NEW YORK </rptOwnerCity>
<rptOwnerState> NY </rptOwnerState>
<rptOwnerZipCode> 10055 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001857019 </rptOwnerCik>
<rptOwnerName> General Atlantic (AL), L.P. </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O GENERAL ATLANTIC SERVICE CO., L.P. </rptOwnerStreet1>
<rptOwnerStreet2> 55 EAST 52ND STREET, 33RD FLOOR </rptOwnerStreet2>
<rptOwnerCity> NEW YORK </rptOwnerCity>
<rptOwnerState> NY </rptOwnerState>
<rptOwnerZipCode> 10055 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001793940 </rptOwnerCik>
<rptOwnerName> General Atlantic (SPV) GP, LLC </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O GENERAL ATLANTIC SERVICE CO., L.P. </rptOwnerStreet1>
<rptOwnerStreet2> 55 EAST 52ND STREET, 33RD FLOOR </rptOwnerStreet2>
<rptOwnerCity> NEW YORK </rptOwnerCity>
<rptOwnerState> NY </rptOwnerState>
<rptOwnerZipCode> 10055 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock, par value $0.001 per share ("Common Stock") </value>
</securityTitle>
<transactionDate>
<value> 2021-04-16 </value>
</transactionDate>
<deemedExecutionDate></deemedExecutionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> C </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F1"/>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 275018 </value>
</transactionShares>
<transactionPricePerShare>
<value> 1.00 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 18729806 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> See footnote </value>
<footnoteId id="F2"/>
<footnoteId id="F3"/>
<footnoteId id="F4"/>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeTransaction>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2021-04-16 </value>
</transactionDate>
<deemedExecutionDate></deemedExecutionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> C </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F5"/>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 10993777 </value>
</transactionShares>
<transactionPricePerShare>
<value> 6.13 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 18729806 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> See footnote </value>
<footnoteId id="F2"/>
<footnoteId id="F3"/>
<footnoteId id="F4"/>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeTransaction>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2021-04-16 </value>
</transactionDate>
<deemedExecutionDate></deemedExecutionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> C </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F6"/>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 7521011 </value>
</transactionShares>
<transactionPricePerShare>
<value> 8.50 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 18729806 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> See footnote </value>
<footnoteId id="F2"/>
<footnoteId id="F3"/>
<footnoteId id="F4"/>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<footnotes>
<footnote id="F1"> Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the "Issuer"). </footnote>
<footnote id="F2"> Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux) SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). </footnote>
<footnote id="F3"> The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership ("GA GenPar Lux") and the general partner of GA GenPar Lux is General Atlantic (Lux) S.a r.l., a Luxembourg company ("GA Lux"). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership ("GenPar Bermuda"). GAP (Bermuda) Limited ("GAP (Bermuda) Limited") is the general partner of GenPar Bermuda. </footnote>
<footnote id="F4"> The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"). General Atlantic LLC, a Delaware limited liability company ("GA LLC") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the "GA Management Committee"). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. </footnote>
<footnote id="F5"> Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. </footnote>
<footnote id="F6"> Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. </footnote>
</footnotes>
<remarks> GA AL, the GA Funds, GA SPV, GA GenPar Lux, GA Lux, GenPar Bermuda, GAP (Bermuda) Limited, GA GenPar, and GA LLC may be deemed to be members of a "group" for the purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person. Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. // Form 2 of 2 </remarks>
<ownerSignature>
<signatureName> J. Frank Brown </signatureName>
<signatureDate> 2021-04-20 </signatureDate>
</ownerSignature>
<ownerSignature>
<signatureName> J. Frank Brown </signatureName>
<signatureDate> 2021-04-20 </signatureDate>
</ownerSignature>
<ownerSignature>
<signatureName> J. Frank Brown </signatureName>
<signatureDate> 2021-04-20 </signatureDate>
</ownerSignature>
<ownerSignature>
<signatureName> J. Frank Brown </signatureName>
<signatureDate> 2021-04-20 </signatureDate>
</ownerSignature>
<ownerSignature>
<signatureName> J. Frank Brown </signatureName>
<signatureDate> 2021-04-20 </signatureDate>
</ownerSignature>
</ownershipDocument>


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