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Ownership Document
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| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 4/16/21 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1529274 |
| Issuer Name: ALKAMI TECHNOLOGY, INC. |
| Issuer Trading Symbol: ALKT |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1467927 |
| | Owner Name: GENERAL ATLANTIC GENPAR (BERMUDA), L.P. |
| Reporting Owner Address: |
| | Owner Street 1: C/O CONYERS CLIENT SERVICES LIMITED, |
| | Owner Street 2: CLARENDON HOUSE, 2 CHURCH STREET |
| | Owner City: HAMILTON |
| | Owner State: D0 |
| | Owner ZIP Code: HM 11 |
| | Owner State Description: BERMUDA |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1406817 |
| | Owner Name: GAP (Bermuda) LTD |
| Reporting Owner Address: |
| | Owner Street 1: C/O GENERAL ATLANTIC SERVICE COMPANY |
| | Owner Street 2: 55 EAST 52ND ST. 32ND FLOOR |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10055 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1356474 |
| | Owner Name: GAP Coinvestments CDA, L.P. |
| Reporting Owner Address: |
| | Owner Street 1: C/O GENERAL ATLANTIC SERVICE CO., L.P. |
| | Owner Street 2: 55 EAST 52ND STREET, 33RD FLOOR |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10055 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1857019 |
| | Owner Name: General Atlantic (AL), L.P. |
| Reporting Owner Address: |
| | Owner Street 1: C/O GENERAL ATLANTIC SERVICE CO., L.P. |
| | Owner Street 2: 55 EAST 52ND STREET, 33RD FLOOR |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10055 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1793940 |
| | Owner Name: General Atlantic (SPV) GP, LLC |
| Reporting Owner Address: |
| | Owner Street 1: C/O GENERAL ATLANTIC SERVICE CO., L.P. |
| | Owner Street 2: 55 EAST 52ND STREET, 33RD FLOOR |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10055 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock, par value $0.001 per share ("Common Stock") |
| | Transaction Date: |
| | | Value: 4/16/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: C |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 275,018 |
| | | Transaction Price Per Share: |
| Value: 1.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 18,729,806 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See footnote |
| Footnote ID: F2 |
| Footnote ID: F3 |
| Footnote ID: F4 |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/16/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: C |
| | | Equity Swap Involved? No |
| | | Footnote ID: F5 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,993,777 |
| | | Transaction Price Per Share: |
| Value: 6.13 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 18,729,806 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See footnote |
| Footnote ID: F2 |
| Footnote ID: F3 |
| Footnote ID: F4 |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/16/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: C |
| | | Equity Swap Involved? No |
| | | Footnote ID: F6 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 7,521,011 |
| | | Transaction Price Per Share: |
| Value: 8.50 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 18,729,806 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See footnote |
| Footnote ID: F2 |
| Footnote ID: F3 |
| Footnote ID: F4 |
| Footnotes: |
| Footnote - F1: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the "Issuer"). |
| Footnote - F2: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux) SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). |
| Footnote - F3: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership ("GA GenPar Lux") and the general partner of GA GenPar Lux is General Atlantic (Lux) S.a r.l., a Luxembourg company ("GA Lux"). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership ("GenPar Bermuda"). GAP (Bermuda) Limited ("GAP (Bermuda) Limited") is the general partner of GenPar Bermuda. |
| Footnote - F4: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"). General Atlantic LLC, a Delaware limited liability company ("GA LLC") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the "GA Management Committee"). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. |
| Footnote - F5: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. |
| Footnote - F6: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. |
| Remarks: GA AL, the GA Funds, GA SPV, GA GenPar Lux, GA Lux, GenPar Bermuda, GAP (Bermuda) Limited, GA GenPar, and GA LLC may be deemed to be members of a "group" for the purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person. Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. // Form 2 of 2 |
| Owner Signature: |
| Signature Name: J. Frank Brown |
| Signature Date: 4/20/21 |
| Owner Signature: |
| Signature Name: J. Frank Brown |
| Signature Date: 4/20/21 |
| Owner Signature: |
| Signature Name: J. Frank Brown |
| Signature Date: 4/20/21 |
| Owner Signature: |
| Signature Name: J. Frank Brown |
| Signature Date: 4/20/21 |
| Owner Signature: |
| Signature Name: J. Frank Brown |
| Signature Date: 4/20/21 |
