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Funicular Funds, LP – ‘4’ for 7/1/22 re: ARCA biopharma, Inc.

On:  Friday, 7/8/22, at 7:17pm ET   ·   For:  7/1/22   ·   As:  10% Owner and Other   ·   Accession #:  921895-22-2200   ·   File #:  0-22873

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/08/22  Funicular Funds, LP               4          %Own.,Oth.  1:10K  ARCA biopharma, Inc.              Olshan Frome Wolosky LLP

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document --                               HTML     10K 
                form413392002_07082022.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Ownership Document
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  7/1/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  907654
Issuer Name:  ARCA biopharma, Inc.
Issuer Trading Symbol:  ABIO
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1937147
Owner Name:  Funicular Funds, LP
Reporting Owner Address:
Owner Street 1:  2261 MARKET STREET
Owner Street 2:  #4307
Owner City:  SAN FRANCISCO
Owner State:  CA
Owner ZIP Code:  94114
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  Yes
Officer Title:
Other Text:  See Footnote 1
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Footnote ID:  F1
Transaction Date:
Value:  7/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  2,580,452
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,580,452
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By the Funicular Fund, LP
Footnote ID:  F2
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Footnote ID:  F1
Transaction Date:
Value:  7/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  2,580,452
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,580,452
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Put Option
Footnote ID:  F1
Conversion or Exercise Price:
Value:  2.5
Transaction Date:
Value:  7/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  14,500
Footnote ID:  F3
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  12/16/22
Expiration Date:
Value:  12/16/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,450,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By the Funicular Fund
Footnote ID:  F2
Derivative Transaction:
Security Title:
Value:  Put Option
Footnote ID:  F1
Conversion or Exercise Price:
Value:  2.5
Transaction Date:
Value:  7/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  14,500
Footnote ID:  F3
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  12/16/22
Expiration Date:
Value:  12/16/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,450,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,450,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Footnote - F2:  Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.
Footnote - F3:  The reported transactions involved a transfer of 2,580,452 shares of the Issuer's Common Stock and European-style put options referencing an aggregate of 1,450,000 Shares by Funicular to the Fund in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise.
Owner Signature:
Signature Name:  /s/ Jacob Ma-Weaver
Signature Date:  7/8/22


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