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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 10/20/23 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1262104 |
| Issuer Name: MEI Pharma, Inc. |
| Issuer Trading Symbol: MEIP |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1937147 |
| | Owner Name: Funicular Funds, LP |
| Reporting Owner Address: |
| | Owner Street 1: 601 CALIFORNIA STREET |
| | Owner Street 2: SUITE 1151 |
| | Owner City: SAN FRANCISCO |
| | Owner State: CA |
| | Owner ZIP Code: 94108 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1699575 |
| | Owner Name: Cable Car Capital LLC |
| Reporting Owner Address: |
| | Owner Street 1: 601 CALIFORNIA STREET |
| | Owner Street 2: SUITE 1151 |
| | Owner City: SAN FRANCISCO |
| | Owner State: CA |
| | Owner ZIP Code: 94108 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1922140 |
| | Owner Name: Ma-Weaver Jacob |
| Reporting Owner Address: |
| | Owner Street 1: 601 CALIFORNIA STREET |
| | Owner Street 2: SUITE 1151 |
| | Owner City: SAN FRANCISCO |
| | Owner State: CA |
| | Owner ZIP Code: 94108 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 10/20/23 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: X |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 120,600 |
| | | Transaction Price Per Share: |
| Value: 7 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 611,440 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Funicular Funds, LP |
| Footnote ID: F1 |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Put Option (obligation to buy) |
| | Conversion or Exercise Price: |
| | | Value: 7 |
| | Transaction Date: |
| | | Value: 10/20/23 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: X |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,206 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 9/22/23 |
| | Expiration Date: |
| | | Value: 10/20/23 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 120,600 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 4,494 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Funicular Funds, LP |
| Footnote ID: F1 |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Put Option (obligation to buy) |
| | Conversion or Exercise Price: |
| | | Value: 7 |
| | Transaction Date: |
| | | Value: 10/20/23 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: E |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 4,494 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 9/22/23 |
| | Expiration Date: |
| | | Value: 10/20/23 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 449,400 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Funicular Funds, LP |
| Footnote ID: F1 |
| Footnotes: |
| Footnote - F1: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. |
| Owner Signature: |
| Signature Name: By: Cable Car Capital LLC, By: /s/ Jacob Ma-Weaver, Managing Member |
| Signature Date: 10/24/23 |
| Owner Signature: |
| Signature Name: By: Funicular Funds, LP, By: Cable Car Capital LLC, By: /s/ Jacob Ma- Weaver, Managing Member |
| Signature Date: 10/24/23 |
| Owner Signature: |
| Signature Name: By: /s/ Jacob Ma-Weaver |
| Signature Date: 10/24/23 |
