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Ameriprise Financial Inc. – ‘8-K’ for 1/27/21

On:  Wednesday, 1/27/21, at 4:20pm ET   ·   For:  1/27/21   ·   Accession #:  820027-21-3   ·   File #:  1-32525

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/27/21  Ameriprise Financial Inc.         8-K:2,9     1/27/21   14:12M

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     33K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     43K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML    143K 
10: R1          Document and Entity Information Document            HTML     46K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- amp-20210127_htm                    XML     25K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.CAL  XBRL Calculations -- amp-20210127_cal                XML      7K 
 6: EX-101.DEF  XBRL Definitions -- amp-20210127_def                 XML     38K 
 7: EX-101.LAB  XBRL Labels -- amp-20210127_lab                      XML     79K 
 8: EX-101.PRE  XBRL Presentations -- amp-20210127_pre               XML     39K 
 4: EX-101.SCH  XBRL Schema -- amp-20210127                          XSD     12K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    21K 
14: ZIP         XBRL Zipped Folder -- 0000820027-21-000003-xbrl      Zip     65K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  amp-20210127  
 i January 27, 2021 i 612 i 671-3131 i AMERIPRISE FINANCIAL, INC. i 0000820027 i false00008200272021-01-272021-01-27

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
 i 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i January 27, 2021
 i AMERIPRISE FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
 i Delaware  i 001-32525 i 13-3180631
(State or other jurisdiction of incorporation)(Commission File Number)(I.R.S. Employer Identification No.)
 i 55 Ameriprise Financial Center i Minneapolis i Minnesota i 55474
(Address of principal executive offices)(Zip Code)
Registrant’s telephone number, including area code i 612 i 671-3131
Former name or former address, if changed since last report:
Not Applicable
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol Name of each exchange on which registered
 i Common Stock (par value $.01 per share)
 i AMP
 i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter) Emerging growth company
 i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.





Item 2.02      Results of Operations and Financial Condition.
 
On January 27, 2021, Ameriprise Financial, Inc. (the “Company,” “we,” or “our”) issued a press release announcing its financial results for the fourth quarter of 2020. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference and furnished herewith. In addition, the Company furnishes herewith, as Exhibit 99.2, its Statistical Supplement for the quarterly period ended December 31, 2020.

 
Item 9.01      Financial Statements and Exhibits.
 
(d)         Exhibits.
 
Exhibit No. Description
   
 Press Release dated January 27, 2021 announcing financial results for the fourth quarter of 2020
   
 Statistical Supplement for the quarterly period ended December 31, 2020
Exhibit 104
Cover page (embedded within the Inline eXtensible Business Reporting Language)



SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
 AMERIPRISE FINANCIAL, INC.
 (Registrant)
   
   
Date:January 27, 2021By:/s/ Walter S. Berman
  Walter S. Berman
  Executive Vice President and
  Chief Financial Officer



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:1/27/21
12/31/2010-K,  11-K,  13F-HR
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Filing Submission 0000820027-21-000003   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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