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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/12/21 Ameriprise Financial Inc. 8-K:7,8,9 4/12/21 11:240K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 28K 2: EX-99.1 Miscellaneous Exhibit HTML 22K 7: R1 Cover HTML 46K 9: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- tm2112702d1_8k_htm XML 15K 8: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.LAB XBRL Labels -- amp-20210412_lab XML 96K 5: EX-101.PRE XBRL Presentations -- amp-20210412_pre XML 64K 3: EX-101.SCH XBRL Schema -- amp-20210412 XSD 12K 10: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 11: ZIP XBRL Zipped Folder -- 0001104659-21-049103-xbrl Zip 17K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): | i April 12, 2021 | ||||
i AMERIPRISE FINANCIAL, INC. | |||||
(Exact name of registrant as specified in its charter) | |||||
i Delaware | i 001-32525 | i 13-3180631 | |||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) | |||
i 1099 Ameriprise Financial Center, i Minneapolis, i Minnesota |
i 55474 | |
(Address of principal executive offices) | (Zip Code) | |
Registrant’s telephone number, including area code | i 612 i 671-3131 |
Former name or former address, if changed since last report: | Not Applicable |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol | Name of each exchange on which registered | ||
i Common Stock (par value $.01 per share) | i AMP | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
C:
Item 7.01 Regulation FD Disclosure.
On April 12, 2021, Ameriprise Financial, Inc. issued a press release to announce that it signed a definitive agreement with BMO Financial Group to acquire its EMEA asset management business. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is furnished herewith.
Item 8.01 Other Events.
On April 12, 2021, Ameriprise Financial, Inc. issued a press release to announce that it signed a definitive agreement with BMO Financial Group to acquire its EMEA asset management business.
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit No. | Description | |
Exhibit 99.1 | Press Release dated April 12, 2021 | |
Exhibit 104 | Cover page is formatted in iXBRL (Inline eXtensible Business Reporting Language) and contained in Exhibit 101. |
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
AMERIPRISE FINANCIAL, INC. | |||
(Registrant) | |||
Date: April 12, 2021 | By | /s/ Walter S. Berman | |
Walter S. Berman | |||
Executive Vice President and Chief Financial Officer |
C:
C:
This ‘8-K’ Filing | Date | Other Filings | ||
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Filed on / For Period end: | 4/12/21 | SC 13G/A | ||
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