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Ameriprise Financial Inc. – ‘8-K’ for 4/26/21

On: Monday, 4/26/21, at 4:14pm ET · For: 4/26/21 · Accession #: 820027-21-46 · File #: 1-32525

  As Of               Filer                 Filing    For·On·As Docs:Size

 4/26/21  Ameriprise Financial Inc.         8-K:2,9     4/26/21   13:1.3M

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    354K 
 9: R1          Document and Entity Information Document            HTML     46K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- amp-20210426_htm                    XML     25K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- amp-20210426_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- amp-20210426_def                 XML     38K 
 6: EX-101.LAB  XBRL Labels -- amp-20210426_lab                      XML     79K 
 7: EX-101.PRE  XBRL Presentations -- amp-20210426_pre               XML     39K 
 3: EX-101.SCH  XBRL Schema -- amp-20210426                          XSD     12K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
13: ZIP         XBRL Zipped Folder -- 0000820027-21-000046-xbrl      Zip     59K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

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i April 26, 2021 i 612 i 671-3131 i AMERIPRISE FINANCIAL, INC. i 0000820027 i false00008200272021-04-262021-04-26




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM			i 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):			i April 26, 2021


i AMERIPRISE FINANCIAL, INC.
(Exact name of registrant as specified in its charter)

i Delaware

i 001-32525

i 13-3180631

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

i 55 Ameriprise Financial Center

i Minneapolis

i Minnesota

i 55474

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code

i 612

i 671-3131


Former name or former address, if changed since last report:			Not Applicable


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

i Common Stock (par value $.01 per share)

i AMP

i New York Stock Exchange


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter) Emerging growth company			i ☐


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.			☐

Item 2.02 Results of Operations and Financial Condition.

On April 26, 2021, Ameriprise Financial, Inc. (the “Company,” “we,” or “our”) issued a press release announcing its financial results for the first quarter of 2021. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference and furnished herewith.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.


Exhibit No.						Description

Exhibit 99.1						Press Release dated April 26, 2021 announcing financial results for the first quarter of 2021

Exhibit 104						Cover page (embedded within the Inline eXtensible Business Reporting Language)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

AMERIPRISE FINANCIAL, INC.

(Registrant)

Date:

April 26, 2021

By:

/s/ Walter S. Berman

Walter S. Berman

Executive Vice President and

Chief Financial Officer