SEC Info - O’Conor Raymond F - ‘4’ for 2/25/21 re: Arrow Financial Corp.

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 2/25/21

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 717538

Issuer Name: ARROW FINANCIAL CORP

Issuer Trading Symbol: AROW

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1463247

Owner Name: O'Conor Raymond F

Reporting Owner Address:

Owner Street 1: 7 ROLLING GREEN DRIVE

Owner Street 2:

Owner City: WILTON

Owner State: NY

Owner ZIP Code: 12831

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? No

Is Other? No

Officer Title:

Other Text:

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 2/25/21

Transaction Coding:

Transaction Form Type: 4

Transaction Code: G

Equity Swap Involved? No

Transaction Amounts:

Transaction Shares:

Value: 400

Transaction Price Per Share:

Value: 0

Transaction Acquired-Disposed Code:

Value: D

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 44,312

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 4/14/21

Transaction Coding:

Transaction Form Type: 4

Transaction Code: J

Equity Swap Involved? No

Footnote ID: F1

Transaction Amounts:

Transaction Shares:

Value: 212

Transaction Price Per Share:

Value: 33.93

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 44,524

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Derivative Table:

Footnotes:

Footnote - F1: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Remarks:

Owner Signature:

Signature Name: Thomas J. Murphy, Attorney in Fact

Signature Date: 4/15/21

O’Conor Raymond F – ‘4’ for 2/25/21 re: Arrow Financial Corp.

On: Thursday, 4/15/21, at 1:23pm ET · For: 2/25/21 · Accession #: 717538-21-104 · File #: 0-12507

Previous ‘4’: ‘4’ on 1/28/21 for 1/27/21 · Next: ‘4’ on 7/15/21 for 7/14/21 · Latest: ‘4’ on 4/11/24 for 1/25/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

O’Conor Raymond F – ‘4’ for 2/25/21 re: Arrow Financial Corp.

On: Thursday, 4/15/21, at 1:23pm ET · For: 2/25/21 · Accession #: 717538-21-104 · File #: 0-12507

Previous ‘4’: ‘4’ on 1/28/21 for 1/27/21 · Next: ‘4’ on 7/15/21 for 7/14/21 · Latest: ‘4’ on 4/11/24 for 1/25/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents