Arrow Financial Corp. 

NY

  SEC # 717538

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1,849  SEC Filings   from  8/10/95  to  4/11/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/10/24 — Filed re:  Issuer / Subject Company — Filed by:  Behan Mark
New-Filing E-Mail:			Send me notifications of all Filings involving  Arrow Financial Corp.

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Forms , Documents & Exhibits  in  529 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/19/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	235
					8-K Items:
5/6/08	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	3
10/21/20	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
2/1/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	77
1/3/05	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
5/15/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	2
2/1/11	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	1
3/19/24			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	1
8/25/06	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
7/21/23			Governance & Management:			•	Changes in Control of Registrant — Item 5.01	1
2/6/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	42
2/1/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	7
10/27/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’	16
2/1/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	10
3/14/24			Events:			•	Other Events — Item 8.01	71
3/19/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	171
3/11/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	47
2/12/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	69
12/7/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	11
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	147
9/13/23			ARS		Update:		Annual Reports to Security Holders	3
9/13/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	17
9/13/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	40
5/11/23			NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25	1
3/31/23	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
4/6/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	10
3/31/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	13
3/24/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	19
5/20/19	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	4
3/6/19	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
4/28/16	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	5
2/14/11	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
7/25/07	OLD		13F-NT		Ownership:		Quarterly Holdings Notice by a Money Manager — Form 13F  OLD  — Assets Under Management	1
3/28/02	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	3
5/8/00	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
5/1/00	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
5/19/97	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
					Form-Specific Documents:
2/12/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			43
					General Exhibits:
3/11/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/11/24			EX-23		Consents of Experts and Counsel			60
3/11/24			EX-10		Material Contracts			145
3/11/24			EX-19		Report Furnished to Security Holders			1
3/11/24			EX-21		Subsidiaries Lists			29
2/1/24			EX-3		Articles of Incorporation/Organization and Bylaws			17
12/7/23			EX-FILING FEES		Filing Fees			4
12/7/23			EX-5		Opinions of Counsel re: Legality			27
12/7/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			20
5/7/08	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
3/11/04	OLD		EX-14		Code of Ethics  OLD			1
4/18/00	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
4/18/00	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			3
3/27/98	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			3
7/9/97	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			8
					Additional Exhibits:
3/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			219
					Financials:
3/19/24			EX-16		Letter re: a Change in Accountant			1
3/19/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,296
3/19/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			113
3/19/24			EX-101.*		XBRL Data  (XBRL Files)			480
3/19/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			71
3/19/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			107
3/11/24			EX-31		Certifications — §302 – SOA’02			178
3/11/24			EX-32		Certifications — §906 – SOA’02			88
12/7/23			EX-15		Letters re: Unaudited Interim Financial Info			64
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			22
3/23/00	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			5
					Graphics:
3/14/24			GRAPHIC		Photos, Images and Graphs			1,066

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  1,321 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 042744

        

Latest Filing			Type		Category	Description		Documents
4/11/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	1,101
1/26/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	22
3/2/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	19
4/29/21	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	51
1/30/12	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	117
					Letters:
3/29/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			11
3/29/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			4
					General Exhibits:
11/24/23			EX-24		Powers of Attorney			12
					Graphics:
11/24/23			GRAPHIC		Photos, Images and Graphs			46

        

Filings History

Year		# of Filings
2024		29
2023		94
2022		101
2021		99
2020		81
2019		98
2018		90
2017		86
2016		89
2015		74
2014		72
2013		80
2012		87
2011		85
2010		80
2009		100
2008		84
2007		90
2006		74
2005		57
2004		61
2003		67
2002		23
2001		5
2000		10
1999		7
1998		6
1997		9
1996		9
1995		2