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Capital One Financial Corp. – ‘8-K’ for 10/27/22

On:  Thursday, 10/27/22, at 4:06pm ET   ·   For:  10/27/22   ·   Accession #:  927628-22-291   ·   File #:  1-13300

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  As Of               Filer                 Filing    For·On·As Docs:Size

10/27/22  Capital One Financial Corp.       8-K:2,9    10/27/22   13:2.7M

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     57K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     25K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML   2.27M 
 8: R1          Cover                                               HTML     66K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 9: XML         XBRL Instance -- cof-20221027_htm                    XML     48K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 5: EX-101.DEF  XBRL Definitions -- cof-20221027_def                 XML     50K 
 6: EX-101.LAB  XBRL Labels -- cof-20221027_lab                      XML    113K 
 7: EX-101.PRE  XBRL Presentations -- cof-20221027_pre               XML     50K 
 4: EX-101.SCH  XBRL Schema -- cof-20221027                          XSD     18K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    24K 
13: ZIP         XBRL Zipped Folder -- 0000927628-22-000291-xbrl      Zip    118K

‘8-K’   —   Current Report

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM  i 8-K
____________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

 i October 27, 2022
Date of Report (Date of earliest event reported)
____________________________________
 i CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
____________________________________
 i Delaware i 001-13300 i 54-1719854
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
 i 1680 Capital One Drive,
 i McLean, i Virginia  i 22102
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: ( i 703)  i 720-1000
(Not applicable)
(Former name or former address, if changed since last report)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i ☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i ☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i ☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i ☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
 i Common Stock (par value $.01 per share) i COF
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I i COF PRI
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series J i COF PRJ
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K i COF PRK
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L i COF PRL
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N i COF PRN
 i New York Stock Exchange
 i 0.800% Senior Notes Due 2024 i COF24
 i New York Stock Exchange
 i 1.650% Senior Notes Due 2029 i COF29
 i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company      i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐





Item 2.02 Results of Operations and Financial Condition.

On October 27, 2022, Capital One Financial Corporation (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2022. Copies of the Company’s press release and financial supplement are attached and furnished herewith as Exhibits 99.1 and 99.2 to this Form 8-K and are incorporated herein by reference.

Note: Information in this report (including Exhibits 99.1 and 99.2) furnished pursuant to Item 2.02 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. 
1




Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.
Exhibit No.Description
99.1
99.2
104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL

Earnings Conference Call Webcast Information.

The Company will hold an earnings conference call on October 27, 2022 at 5:00 PM Eastern Time. The conference call will be accessible through live webcast. Interested investors and other individuals can access the webcast via the Company’s home page (www.capitalone.com). Under “About,” choose “Investors” to access the Investor Center and view and/or download the earnings press release, the financial supplement, including a reconciliation of non-GAAP financial measures, and the earnings release presentation. A replay of the webcast will be archived on the Company’s website through November 10, 2022 at 5:00 PM Eastern Time.
2




SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
CAPITAL ONE FINANCIAL CORPORATION
By:/s/ TIMOTHY P. GOLDEN
Timothy P. Golden
Controller and Principal Accounting Officer

3

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
11/10/22None on these Dates
Filed on / For Period end:10/27/22
9/30/22
 List all Filings 
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