SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Capital One Financial Corp. – ‘8-K’ for 10/1/22

On:  Monday, 10/3/22, at 9:16am ET   ·   For:  10/1/22   ·   Accession #:  927628-22-278   ·   File #:  1-13300

Previous ‘8-K’:  ‘8-K’ on 9/15/22 for 9/14/22   ·   Next:  ‘8-K’ on / for 10/27/22   ·   Latest:  ‘8-K’ on 3/15/24 for 3/14/24   ·   2 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size

10/03/22  Capital One Financial Corp.       8-K:8,9    10/01/22   11:279K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     53K 
 6: R1          Cover                                               HTML     66K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 7: XML         XBRL Instance -- cof-20221001_htm                    XML     48K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 3: EX-101.DEF  XBRL Definitions -- cof-20221001_def                 XML     49K 
 4: EX-101.LAB  XBRL Labels -- cof-20221001_lab                      XML    113K 
 5: EX-101.PRE  XBRL Presentations -- cof-20221001_pre               XML     50K 
 2: EX-101.SCH  XBRL Schema -- cof-20221001                          XSD     18K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    24K 
11: ZIP         XBRL Zipped Folder -- 0000927628-22-000278-xbrl      Zip     24K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  cof-20221001  
 i false i 000092762800009276282022-10-012022-10-010000927628us-gaap:CommonStockMember2022-10-012022-10-010000927628cof:SeriesIPreferredStockMember2022-10-012022-10-010000927628cof:SeriesJPreferredStockMember2022-10-012022-10-010000927628cof:SeriesKPreferredStockMemberMember2022-10-012022-10-010000927628cof:SeriesLPreferredStockMemberMember2022-10-012022-10-010000927628cof:SeriesNPreferredStockMember2022-10-012022-10-010000927628cof:SeniorNotesDue2024Member2022-10-012022-10-010000927628cof:SeniorNotesDue2029Member2022-10-012022-10-01





UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM  i 8-K
____________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

 i October 1, 2022
Date of Report (Date of earliest event reported)
____________________________________
 i CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
____________________________________
 i Delaware i 001-13300 i 54-1719854
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
 i 1680 Capital One Drive,
 i McLean, i Virginia  i 22102
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: ( i 703 i 720-1000
(Not applicable)
(Former name or former address, if changed since last report)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)Name of Each Exchange on Which Registered
 i Common Stock (par value $.01 per share) i COF
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I i COF PRI
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series J i COF PRJ
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K i COF PRK
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L i COF PRL
 i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N i COF PRN
 i New York Stock Exchange
 i 0.800% Senior Notes Due 2024 i COF24
 i New York Stock Exchange
 i 1.650% Senior Notes Due 2029 i COF29
 i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company      i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.






Item 8.01    Other Events.
On October 1, 2022, Capital One Financial Corporation completed the merger of its wholly-owned subsidiary Capital One Bank (USA), National Association (“COBNA”) with and into Capital One, National Association (“CONA”), a wholly-owned subsidiary of Capital One, with CONA as the surviving entity.

Item 9.01    Financial Statements and Exhibits.
 
(d) Exhibits
Exhibit No.Description
104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL
1





SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
CAPITAL ONE FINANCIAL CORPORATION
Date: October 3, 2022By:/s/ Matthew W. Cooper
Matthew W. Cooper
General Counsel and Corporate Secretary

2

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:10/3/22None on these Dates
For Period end:10/1/22
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/26/23  Capital One Financial Corp.       424B2                  2:695K                                   Donnelley … Solutions/FA
 1/25/23  Capital One Financial Corp.       424B5                  1:675K                                   Donnelley … Solutions/FA
Top
Filing Submission 0000927628-22-000278   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 1:04:18.2am ET