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Newtyn Management, LLC – ‘13F-HR/A’ for 3/31/18 – ‘INFO-TABLE’

On:  Wednesday, 5/16/18, at 11:40am ET   ·   Effective:  5/16/18   ·   For:  3/31/18   ·   Accession #:  905718-18-524   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 5/15/18 for 3/31/18   ·   Next:  ‘13F-HR’ on 8/14/18 for 6/30/18   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/16/18  Newtyn Management, LLC            13F-HR/A    3/31/18    2:13K                                    Lowenstein Sandler PC/FA

Amendment to Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR/A    Amendment to Quarterly Holdings and Combination     HTML      3K 
                Report by a Money Manager -- primary_doc.xml                     
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml

‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Portfolio Securities Holdings Info Table
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<informationTable xsi:schemaLocation="http://www.sec.gov/edgar/document/thirteenf/informationtable eis_13FDocument.xsd" xmlns="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:n1="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
<infoTable>
<nameOfIssuer> ADIENT PLC </nameOfIssuer>
<titleOfClass> ORD SHS </titleOfClass>
<cusip> G0084W101 </cusip>
<value> 80078 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1340000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1340000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ADTALEM GLOBAL ED INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 00737L103 </cusip>
<value> 47550 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1000000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1000000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ALTABA INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 021346101 </cusip>
<value> 27321 </value>
<shrsOrPrnAmt>
<sshPrnamt> 369000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 369000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> APPLIED OPTOELECTRONICS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 03823U102 </cusip>
<value> 1312 </value>
<shrsOrPrnAmt>
<sshPrnamt> 52337 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 52337 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> COLONY NORTHSTAR CR REAL EST </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 19626A101 </cusip>
<value> 22933 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1210200 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1210200 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> FIESTA RESTAURANT GROUP INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 31660B101 </cusip>
<value> 5036 </value>
<shrsOrPrnAmt>
<sshPrnamt> 272228 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 272228 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> FOREST CITY RLTY TR INC </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 345605109 </cusip>
<value> 59838 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2953500 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2953500 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> FORWARD PHARMA A/S </nameOfIssuer>
<titleOfClass> SPONSORED ADR </titleOfClass>
<cusip> 34986J105 </cusip>
<value> 636 </value>
<shrsOrPrnAmt>
<sshPrnamt> 293033 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 293033 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> HRG GROUP INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 40434J100 </cusip>
<value> 25036 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1518245 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1518245 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> JBG SMITH PPTYS </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 46590V100 </cusip>
<value> 5899 </value>
<shrsOrPrnAmt>
<sshPrnamt> 175000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 175000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> KIMCO RLTY CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 49446R109 </cusip>
<value> 28800 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2000000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2000000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> LA QUINTA HLDGS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 50420D108 </cusip>
<value> 26474 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1400000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1400000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> MERRIMACK PHARMACEUTICALS IN </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 590328209 </cusip>
<value> 1134 </value>
<shrsOrPrnAmt>
<sshPrnamt> 140857 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 140857 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> NI HLDGS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 65342T106 </cusip>
<value> 9566 </value>
<shrsOrPrnAmt>
<sshPrnamt> 572800 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 572800 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PG&E CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 69331C108 </cusip>
<value> 96646 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2200000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2200000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PG&E CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 69331C108 </cusip>
<value> 2196 </value>
<shrsOrPrnAmt>
<sshPrnamt> 50000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Call </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 50000 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> QUALITY CARE PPTYS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 747545101 </cusip>
<value> 29145 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1500000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1500000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> RAFAEL HLDGS INC </nameOfIssuer>
<titleOfClass> COM CL B </titleOfClass>
<cusip> 75062E106 </cusip>
<value> 1356 </value>
<shrsOrPrnAmt>
<sshPrnamt> 279651 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 279651 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SIGMA DESIGNS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 826565103 </cusip>
<value> 9401 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1516235 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1516235 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPIRIT AEROSYSTEMS HLDGS INC </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 848574109 </cusip>
<value> 23018 </value>
<shrsOrPrnAmt>
<sshPrnamt> 275000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 275000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TIME WARNER INC </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 887317303 </cusip>
<value> 26010 </value>
<shrsOrPrnAmt>
<sshPrnamt> 275000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 275000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TIME WARNER INC </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 887317303 </cusip>
<value> 30266 </value>
<shrsOrPrnAmt>
<sshPrnamt> 320000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Call </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 320000 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> WRIGHT MED GROUP N V </nameOfIssuer>
<titleOfClass> RIGHT 03/01/2019 </titleOfClass>
<cusip> N96617126 </cusip>
<value> 497 </value>
<shrsOrPrnAmt>
<sshPrnamt> 373531 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 373531 </None>
</votingAuthority>
</infoTable>
</informationTable>


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Filing Submission 0000905718-18-000524   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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