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Newtyn Management, LLC – ‘13F-HR/A’ for 3/31/18 – ‘INFO-TABLE’

On:  Wednesday, 5/16/18, at 11:40am ET   ·   Effective:  5/16/18   ·   For:  3/31/18   ·   Accession #:  905718-18-524   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 5/15/18 for 3/31/18   ·   Next:  ‘13F-HR’ on 8/14/18 for 6/30/18   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/16/18  Newtyn Management, LLC            13F-HR/A    3/31/18    2:13K                                    Lowenstein Sandler PC/FA

Amendment to Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR/A    Amendment to Quarterly Holdings and Combination     HTML      3K 
                Report by a Money Manager -- primary_doc.xml                     
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml                                                    


‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml




        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Portfolio Securities Holdings Info Table
 
                                                                                                                                                                                
Information Table
 
Info Table:
Name of Issuer:  ADIENT PLC
Title of Class:  ORD SHS
CUSIP:  G0084W-10-1
Value:  80,078
Shrs or Prn Amt:
Ssh Prnamt:  1340000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1340000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ADTALEM GLOBAL ED INC
Title of Class:  COM
CUSIP:  00737L-10-3
Value:  47,550
Shrs or Prn Amt:
Ssh Prnamt:  1000000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1000000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ALTABA INC
Title of Class:  COM
CUSIP:  021346-10-1
Value:  27,321
Shrs or Prn Amt:
Ssh Prnamt:  369000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  369000
Shared:  0
None:  0
Info Table:
Name of Issuer:  APPLIED OPTOELECTRONICS INC
Title of Class:  COM
CUSIP:  03823U-10-2
Value:  1,312
Shrs or Prn Amt:
Ssh Prnamt:  52337
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  52337
Shared:  0
None:  0
Info Table:
Name of Issuer:  COLONY NORTHSTAR CR REAL EST
Title of Class:  COM CL A
CUSIP:  19626A-10-1
Value:  22,933
Shrs or Prn Amt:
Ssh Prnamt:  1210200
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1210200
Shared:  0
None:  0
Info Table:
Name of Issuer:  FIESTA RESTAURANT GROUP INC
Title of Class:  COM
CUSIP:  31660B-10-1
Value:  5,036
Shrs or Prn Amt:
Ssh Prnamt:  272228
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  272228
Shared:  0
None:  0
Info Table:
Name of Issuer:  FOREST CITY RLTY TR INC
Title of Class:  COM CL A
CUSIP:  345605-10-9
Value:  59,838
Shrs or Prn Amt:
Ssh Prnamt:  2953500
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2953500
Shared:  0
None:  0
Info Table:
Name of Issuer:  FORWARD PHARMA A/S
Title of Class:  SPONSORED ADR
CUSIP:  34986J-10-5
Value:  636
Shrs or Prn Amt:
Ssh Prnamt:  293033
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  293033
Shared:  0
None:  0
Info Table:
Name of Issuer:  HRG GROUP INC
Title of Class:  COM
CUSIP:  40434J-10-0
Value:  25,036
Shrs or Prn Amt:
Ssh Prnamt:  1518245
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1518245
Shared:  0
None:  0
Info Table:
Name of Issuer:  JBG SMITH PPTYS
Title of Class:  COM
CUSIP:  46590V-10-0
Value:  5,899
Shrs or Prn Amt:
Ssh Prnamt:  175000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  175000
Shared:  0
None:  0
Info Table:
Name of Issuer:  KIMCO RLTY CORP
Title of Class:  COM
CUSIP:  49446R-10-9
Value:  28,800
Shrs or Prn Amt:
Ssh Prnamt:  2000000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2000000
Shared:  0
None:  0
Info Table:
Name of Issuer:  LA QUINTA HLDGS INC
Title of Class:  COM
CUSIP:  50420D-10-8
Value:  26,474
Shrs or Prn Amt:
Ssh Prnamt:  1400000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1400000
Shared:  0
None:  0
Info Table:
Name of Issuer:  MERRIMACK PHARMACEUTICALS IN
Title of Class:  COM NEW
CUSIP:  590328-20-9
Value:  1,134
Shrs or Prn Amt:
Ssh Prnamt:  140857
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  140857
Shared:  0
None:  0
Info Table:
Name of Issuer:  NI HLDGS INC
Title of Class:  COM
CUSIP:  65342T-10-6
Value:  9,566
Shrs or Prn Amt:
Ssh Prnamt:  572800
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  572800
Shared:  0
None:  0
Info Table:
Name of Issuer:  PG&E CORP
Title of Class:  COM
CUSIP:  69331C-10-8
Value:  96,646
Shrs or Prn Amt:
Ssh Prnamt:  2200000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2200000
Shared:  0
None:  0
Info Table:
Name of Issuer:  PG&E CORP
Title of Class:  COM
CUSIP:  69331C-10-8
Value:  2,196
Shrs or Prn Amt:
Ssh Prnamt:  50000
Ssh Prnamt Type:  SH
Put Call:  Call
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  50000
Info Table:
Name of Issuer:  QUALITY CARE PPTYS INC
Title of Class:  COM
CUSIP:  747545-10-1
Value:  29,145
Shrs or Prn Amt:
Ssh Prnamt:  1500000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1500000
Shared:  0
None:  0
Info Table:
Name of Issuer:  RAFAEL HLDGS INC
Title of Class:  COM CL B
CUSIP:  75062E-10-6
Value:  1,356
Shrs or Prn Amt:
Ssh Prnamt:  279651
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  279651
Shared:  0
None:  0
Info Table:
Name of Issuer:  SIGMA DESIGNS INC
Title of Class:  COM
CUSIP:  826565-10-3
Value:  9,401
Shrs or Prn Amt:
Ssh Prnamt:  1516235
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1516235
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPIRIT AEROSYSTEMS HLDGS INC
Title of Class:  COM CL A
CUSIP:  848574-10-9
Value:  23,018
Shrs or Prn Amt:
Ssh Prnamt:  275000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  275000
Shared:  0
None:  0
Info Table:
Name of Issuer:  TIME WARNER INC
Title of Class:  COM NEW
CUSIP:  887317-30-3
Value:  26,010
Shrs or Prn Amt:
Ssh Prnamt:  275000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  275000
Shared:  0
None:  0
Info Table:
Name of Issuer:  TIME WARNER INC
Title of Class:  COM NEW
CUSIP:  887317-30-3
Value:  30,266
Shrs or Prn Amt:
Ssh Prnamt:  320000
Ssh Prnamt Type:  SH
Put Call:  Call
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  320000
Info Table:
Name of Issuer:  WRIGHT MED GROUP N V
Title of Class:  RIGHT 3/1/19
CUSIP:  N96617-12-6
Value:  497
Shrs or Prn Amt:
Ssh Prnamt:  373531
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  373531


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