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Sei Investments Co. – ‘8-K’ for 6/2/21

On:  Thursday, 6/3/21, at 8:44am ET   ·   For:  6/2/21   ·   Accession #:  350894-21-34   ·   File #:  0-10200

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/03/21  Sei Investments Co.               8-K:5,8,9   6/02/21   11:322K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     34K 
 2: EX-99.1     Press Release                                       HTML      9K 
 7: R1          Cover                                               HTML     46K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 6: XML         XBRL Instance -- seic-20210602_htm                   XML     21K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- seic-20210602_lab                     XML     67K 
 5: EX-101.PRE  XBRL Presentations -- seic-20210602_pre              XML     33K 
 3: EX-101.SCH  XBRL Schema -- seic-20210602                         XSD     10K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
11: ZIP         XBRL Zipped Folder -- 0000350894-21-000034-xbrl      Zip     40K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  seic-20210602  
 i 0000350894 i FALSE00003508942021-06-022021-06-02

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________
FORM  i 8-K
________________________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
 i June 2, 2021
Date of report (Date of earliest event reported)
________________________________________
seic-20210602_g1.jpg
________________________________________
 i SEI INVESTMENTS COMPANY
(Exact name of registrant as specified in its charter)
 i Pennsylvania  i 0-10200  i 23-1707341
(State or other jurisdiction
of incorporation)
 (Commission
File Number)
 (I.R.S. Employer
Identification No.)
 i 1 Freedom Valley Drive
 i Oaks,  i Pennsylvania  i 19456
(Address of principal executive offices) (Zip Code)
 i (610)  i 676-1000
(Registrants’ telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240-14d-2(b)).
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)).
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
 i Common Stock, par value $0.01 per share i SEIC i The NASDAQ Stock Market LLC




Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o




Item  5.07.Submission of Matters to a Vote of Security Holders.

At the Company’s annual meeting of shareholders held on June 2, 2021, the following matters were submitted to the shareholders of the Company:
(1)The following nominees were elected as directors of the Company for terms expiring in the year 2024 and received the votes set forth opposite their names below:
Name of NomineeForAgainstAbstain
Carl A. Guarino
73,725,171 20,338,976 91,864 
Carmen V. Romeo
80,183,751 13,883,468 88,792 
There were a total of 6,878,455 broker non-votes for the election of directors.
Since the Board of Directors is divided into three classes with one class elected each year to hold office for a three-year term, the term of office for the following directors continued after the Annual Meeting: Alfred P. West, Jr., William M. Doran, Sarah W. Blumenstein and Kathryn M. McCarthy.
(2)A resolution to approve, on an advisory basis, the compensation of named executive officers, was approved by 96.8% of the votes cast based on the votes set forth below:
ForAgainstAbstain
90,997,942 3,054,073 103,996 
There were a total of 6,878,455 broker non-votes on this matter.
(3)    The appointment of KPMG LLP as the independent registered public accountants to examine the Company's consolidated financial statements for 2021 was ratified by 99.9% of the votes cast based on the votes set forth below:
ForAgainstAbstain
100,888,218 74,212 72,036 

Item 8.01.Other Events.
On June 2, 2021, the Company issued a press release declaring a regular semi-annual dividend of $0.37 (thirty-seven cents) per share. The cash dividend will be payable to shareholders of record on June 14, 2021, with a payment date of June 22, 2021. In addition, SEI's Board of Directors also approved an increase in its stock repurchase program by an additional $250 million, increasing the available authorization under the program to approximately $316 million.
A copy of the press release is furnished as Exhibit 99.1 and incorporated in this Item 8.01 by reference.
As provided in General Instruction B.2 to Form 8-K, the information furnished in Item 5.07, Item 8.01 and in Exhibit 99.1 hereto shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing with the Securities and Exchange Commission, except as shall be expressly provided by specific reference in such filing.

Item 9.01.Financial Statements and Exhibits.
(d)Exhibits.





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  SEI Investments Company
Date:June 3, 2021 By:/s/ Dennis J. McGonigle
  Dennis J. McGonigle
  Chief Financial Officer






Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
6/22/21
6/14/21
Filed on:6/3/21
For Period end:6/2/21DEF 14A
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Filing Submission 0000350894-21-000034   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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