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SEI Investments Company – ‘8-K’ for 4/21/21

On:  Wednesday, 4/21/21, at 4:11pm ET   ·   For:  4/21/21   ·   Accession #:  350894-21-20   ·   File #:  0-10200

Previous ‘8-K’:  ‘8-K’ on 3/31/21 for 3/29/21   ·   Latest ‘8-K’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/21/21  SEI Investments Company           8-K:2,9     4/21/21   13:639K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 2: EX-99.1     Press Release                                       HTML    138K 
 9: R1          Cover                                               HTML     47K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- seic-20210421_htm                   XML     21K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- seic-20210421_cal               XML      7K 
 5: EX-101.DEF  XBRL Definitions -- seic-20210421_def                XML      9K 
 6: EX-101.LAB  XBRL Labels -- seic-20210421_lab                     XML     68K 
 7: EX-101.PRE  XBRL Presentations -- seic-20210421_pre              XML     33K 
 3: EX-101.SCH  XBRL Schema -- seic-20210421                         XSD     11K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
13: ZIP         XBRL Zipped Folder -- 0000350894-21-000020-xbrl      Zip     53K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0000350894 i FALSE00003508942021-04-212021-04-21

Washington, D.C. 20549
FORM  i 8-K
 i April 21, 2021
Date of report (Date of earliest event reported)
(Exact name of registrant as specified in charter)
 i Pennsylvania  i 0-10200  i 23-1707341
(State or Other Jurisdiction
of Incorporation)
File Number)
 (I.R.S. Employer
Identification No.)
 i 1 Freedom Valley Drive
 i Oaks,  i Pennsylvania  i 19456
(Address of Principal Executive Offices and Zip Code)
( i 610)  i 676-1000
(Registrants’ Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
 i Common Stock, par value $0.01 per share i SEIC i The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02.    Results of Operations and Financial Condition.

On Wednesday, April 21, 2021, SEI Investments Company (the "Company") issued a press release announcing its financial and operating results for the first quarter ended March 31, 2021. A copy of the press release is furnished as Exhibit 99.1 and incorporated in this Item 2.02 by reference. A recording of the earnings call referenced in the press release furnished as Exhibit 99.1 will be made available for replay on the Company’s website at

As provided in General Instruction B.2 to Form 8-K, the information furnished in this Item 2.02 and Exhibit 99.1 hereto shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing with the Securities and Exchange Commission, except as shall be expressly provided by specific reference in such filing.

Item 9.01.    Financial Statements and Exhibits.
Exhibit No.Description
104  Cover Page Interactive Data File (embedded within the Inline XBRL document)


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:By:/s/ Dennis J. McGonigle
Dennis J. McGonigle
Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:4/21/21
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Filing Submission 0000350894-21-000020   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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