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Unum Group – ‘8-K’ for 5/5/21

On:  Wednesday, 5/5/21, at 4:39pm ET   ·   For:  5/5/21   ·   Accession #:  5513-21-87   ·   File #:  1-11294

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/05/21  Unum Group                        8-K:2,9     5/05/21   14:2.3M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     84K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML    566K 
10: R1          Cover                                               HTML     52K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- unm-20210505_htm                    XML     28K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.CAL  XBRL Calculations -- unm-20210505_cal                XML      7K 
 6: EX-101.DEF  XBRL Definitions -- unm-20210505_def                 XML     45K 
 7: EX-101.LAB  XBRL Labels -- unm-20210505_lab                      XML     91K 
 8: EX-101.PRE  XBRL Presentations -- unm-20210505_pre               XML     44K 
 4: EX-101.SCH  XBRL Schema -- unm-20210505                          XSD     13K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    21K 
14: ZIP         XBRL Zipped Folder -- 0000005513-21-000087-xbrl      Zip     86K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0000005513 i FALSE00000055132021-05-052021-05-050000005513exch:XNYSus-gaap:CommonClassAMember2021-05-052021-05-050000005513exch:XNYSunm:A6250JuniorSubordinatedNotesDue2058Member2021-05-052021-05-05

Washington, D.C. 20549

FORM  i 8-K

Current Report
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i May 5, 2021
(Exact name of registrant as specified in its charter)
 i Delaware
 i 62-1598430 
(State or other jurisdiction of incorporation) (Commission File Number)(IRS Employer Identification No.)

 i 1 Fountain Square
 i Chattanooga,  i Tennessee  i 37402
(Address of principal executive offices) (Zip Code)

( i 423)  i 294-1011
(Registrant's telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock, $0.10 par value i UNM i New York Stock Exchange
 i 6.250% Junior Subordinated Notes due 2058 i UNMA i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 i  Emerging growth company

☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 2.02    Results of Operations and Financial Condition.

On May 5, 2021, Unum Group (the "Company") issued a news release reporting its results for the first quarter of 2021, a copy of which is furnished herewith as Exhibit 99.1 and incorporated herein by reference.
Also on May 5, 2021, the Company posted on its website at the Statistical Supplement relating to its financial results for the first quarter of 2021. A copy of the Statistical Supplement is furnished herewith as Exhibit 99.2 and incorporated herein by reference.
In accordance with General Instruction B.2 of Form 8-K, the information in this report, including Exhibits 99.1 and 99.2, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference into any of the Company's filings under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01    Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.Description
104Cover Page Interactive Data File (embedded within the Inline XBRL document).


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Unum Group
By: /s/ J. Paul Jullienne
Name:J. Paul Jullienne
Title:Vice President, Managing Counsel, and
Corporate Secretary

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/5/21None on these Dates
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Filing Submission 0000005513-21-000087   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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