SEC Info - State Street Corp. - ‘8-K’ for 1/14/21

SEC Info℠

Home

Help

Please Sign In

State Street Corp. – ‘8-K’ for 1/14/21

On: Thursday, 1/14/21, at 4:38pm ET · For: 1/14/21 · Accession #: 93751-21-12 · File #: 1-07511

  As Of               Filer                 Filing    For·On·As Docs:Size

 1/14/21  State Street Corp.                8-K:8,9     1/14/21   13:226K

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     33K 
 8: R1          Cover page Entities                                 HTML     41K 
 9: R2          Cover page Entity listing                           HTML     19K 
11: XML         IDEA XML File -- Filing Summary                      XML     14K 
 7: XML         XBRL Instance -- stt-20210114_htm                    XML     30K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 3: EX-101.CAL  XBRL Calculations -- stt-20210114_cal                XML     10K 
 4: EX-101.DEF  XBRL Definitions -- stt-20210114_def                 XML     24K 
 5: EX-101.LAB  XBRL Labels -- stt-20210114_lab                      XML     88K 
 6: EX-101.PRE  XBRL Presentations -- stt-20210114_pre               XML     45K 
 2: EX-101.SCH  XBRL Schema -- stt-20210114                          XSD     18K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
13: ZIP         XBRL Zipped Folder -- 0000093751-21-000012-xbrl      Zip     16K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

stt-20210114

i false i 000009375100000937512021-01-142021-01-140000093751us-gaap:CommonStockMember2021-01-142021-01-140000093751stt:SeriesDPreferredStockDepositoryShareMember2021-01-142021-01-140000093751stt:SeriesGPreferredStockDepositoryShareMember2021-01-142021-01-14

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________________

FORM i 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i January 14, 2021

______________________

i State Street Corporation

(Exact name of registrant as specified in its charter)

____________________

i Massachusetts

i 001-07511

i 04-2456637

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(IRS Employer Identification Number)

i One Lincoln Street

i Boston

i Massachusetts

i 02111

(Address of principal executive offices, and Zip Code)


Registrant’s telephone number, including area code:			i (617)			i 786-3000

________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

i Common stock, $1 par value per share

i STT

i New York Stock Exchange

Depositary Shares, each representing a 1/4,000th ownership interest in a share of

i STT.PRD

i New York Stock Exchange

i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share

Depositary Shares, each representing a 1/4,000th ownership interest in a share of

i STT.PRG

i New York Stock Exchange

i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company			i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 8.01. Other Events.

On January 14, 2021, State Street Corporation (“State Street”) announced that it will redeem 5,000 of the 7,500 outstanding shares of its non-cumulative perpetual preferred stock, Series F (“Series F preferred stock”) (represented by depositary shares, each representing a 1/100th interest in a share of Series F preferred stock), for cash at a redemption price (the “Redemption Price”) of $100,000 per share (equivalent to $1,000.00 per depositary share) plus all declared and unpaid dividends. The Redemption Price will be payable on March 15, 2021.

On January 14, 2021, State Street also announced that a cash dividend of $953.38 per share of Series F preferred stock (or approximately $9.53380 per depositary share) has been declared for the period from December 15, 2020 up to but not including March 15, 2021 (the “March Dividend”). The March Dividend will be paid separately to the holders of record of the Series F preferred stock as of March 1, 2021, in the customary manner. Accordingly, there will not be any declared and unpaid dividends included in the Redemption Price.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.


	Exhibit No.	Description
*	104	Cover Page Interactive Data File (formatted as Inline XBRL)





*						Submitted electronically herewith

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

STATE STREET CORPORATION

By:

/s/ IAN W. APPLEYARD

Name:

Ian W. Appleyard,

Title:

Executive Vice President, Global Controller and Chief Accounting Officer

Date:

January 14, 2021

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

	3/15/21
	3/1/21	4, 424B2
Filed on / For Period end:	1/14/21
	12/15/20
		List all Filings

8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/03/22  State Street Corp.                424B2                  1:768K                                   Donnelley … Solutions/FA
 2/02/22  State Street Corp.                424B5                  1:776K                                   Donnelley … Solutions/FA
11/16/21  State Street Corp.                424B2                  1:666K                                   Donnelley … Solutions/FA
11/15/21  State Street Corp.                424B5                  1:669K                                   Donnelley … Solutions/FA
 9/13/21  State Street Corp.                424B2                  1:510K                                   Donnelley … Solutions/FA
 9/10/21  State Street Corp.                424B5       9/09/21    1:511K                                   Donnelley … Solutions/FA
 3/01/21  State Street Corp.                424B2                  1:535K                                   Donnelley … Solutions/FA
 2/26/21  State Street Corp.                424B5                  1:535K                                   Donnelley … Solutions/FA

↑Top

Filing Submission 0000093751-21-000012 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

State Street Corp. – ‘8-K’ for 1/14/21

On: Thursday, 1/14/21, at 4:38pm ET · For: 1/14/21 · Accession #: 93751-21-12 · File #: 1-07511

Current Report — Form 8-KFiling Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

8 Subsequent Filings that Reference this Filing

Current Report — Form 8-K
Filing Table of Contents