(Address
of principal executive offices, and Zip Code)
Registrant’s telephone number, including area code:
i(617)
i786-3000
________________
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
iCommon
stock, $1 par value per share
iSTT
iNew York Stock Exchange
Depositary
Shares, each representing a 1/4,000th ownership interest in a share of
iSTT.PRD
iNew York Stock Exchange
iFixed-to-Floating
Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
Depositary Shares, each representing a 1/4,000th ownership interest in a share of
iSTT.PRG
iNew
York Stock Exchange
iFixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
i☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item
2.02.Results of Operations and Financial Condition.
On January 19, 2021, State Street Corporation issued a news release announcing its results of operations for the fourth-quarter of 2020 and full-year 2020. Copies of that news release and accompanying fourth-quarter 2020 and full-year 2020 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.
Item 7.01.Regulation FD Disclosure.
On January 19, 2021, State Street Corporation made available a slide presentation providing highlights of its fourth-quarter 2020
and full-year 2020 results of operations and related information as of December 31, 2020, which is being made available in connection with a January 19, 2021investor conference call. A copy of that slide presentation is furnished herewith as Exhibit 99.3 and is incorporated herein by reference.
Item 9.01.Financial Statements and Exhibits.
(d) Exhibits.
State Street Corporation's news release dated January 19, 2021, announcing its fourth-quarter 2020 and full-year
2020 results of operations and accompanying fourth-quarter 2020 and full-year 2020 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated by reference in Item 2.02 hereof; and a slide presentation providing highlights of State Street's fourth-quarter 2020 and full-year 2020 results of operations and related information as of December 31, 2020, which is being made available in connection with a January 19, 2021 investor conference call, is furnished herewith as Exhibit 99.3 and is incorporated by reference in Item 7.01 hereof.
Cover Page Interactive Data
File (formatted as Inline XBRL)
*
Submitted electronically herewith
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
STATE STREET CORPORATION
By:
/s/ IAN
W. APPLEYARD
Name:
Ian W. Appleyard,
Title:
Executive Vice President, Global Controller and Chief Accounting Officer
