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As Of Filer Filing For·On·As Docs:Size 2/17/17 CFT Securities, LLC X-17A-5 12/31/16 15:2.3M |
Document/Exhibit Description Pages Size
1: X-17A-5 Annual Financial Report by a Broker-Dealer -- HTML 8K
primary_doc.xml
12: STMT FIN COND Statement of Financial Condition -- PDF 66K
STMT_FIN_COND
13: STMT FIN COND NOTES Notes to Statement of Financial Condition PDF 89K
-- STMT_FIN_COND_NOTES
14: STMT INCOME Statement of Income -- STMT_INCOME PDF 69K
11: STMT CASH FLOW Statement of Cash Flows -- STMT_CASH_FLOW PDF 89K
15: STMT CHG SH EQY Statement of Changes in Stockholders', PDF 51K
Partners' or Sole Proprietors' Equity --
STMT_CHG
5: COMP NET CAP Computation of Net Capital -- COMP_NET_CAP PDF 82K
6: COMP RESERV REQ Computation for Determination of Reserve PDF 63K
Requirements -- COMP_RESERV_REQ
10: RECONCIL CAP RESERV Reconciliation (or Statement) re: PDF 69K
Material Differences (or None) Between
the FINRA FOCUS Report and Computation
of Net Capital or Computation for
Determination of Reserve Requirements --
RECONCIL_CAP_RESERV
7: EXEMP RPT Exemption Report -- EXEMP_RPT PDF 81K
4: ACCT RPT STMT FIN CO Accountant's Report re: Examination of PDF 200K
Statement of Financial Condition --
ACCT_RPT_STMT_FIN_CO
2: ACCT RPT FIN RPT Accountant's Report re: Examination of PDF 468K
Financial Report or Financial Statements
-- ACCT_RPT_COMPL_RPT
3: ACCT RPT EXEMP RPT Accountant's Report re: Review of PDF 125K
Exemption Report -- ACCT_RPT_EXEMPT_RPT
8: OTHER Other Disclosure -- OTHER_Futures PDF 52K
9: OTHER Other Disclosure -- OTHER_SIPCReport PDF 335K
X-17A-5: Filer Information
X-17A-5: Submission Information
X-17A-5: A. Registrant Identification
Address of Principal Place of Business (Do not use P.O. Box No.)
Name and Telephone Number of Person to Contact in Regard to this Report
X-17A-5: B. Accountant IdentificationIndependent Public Accountant
X-17A-5: SignatureOath or AffirmationI, John T. Ryan, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of CFT SECURITIES, LLC, as of 12/31/16, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Notary Public
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