CFT Securities, LLC – ‘X-17A-5’ for 12/31/16

On:  Friday, 2/17/17, at 12:46pm ET   ·   Effective:  2/17/17   ·   For:  12/31/16   ·   Accession #:  1072132-17-1   ·   File #:  8-51345

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Annual Financial Report by a Broker-Dealer   —   Form X-17A-5
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: X-17A-5     Annual Financial Report by a Broker-Dealer --       HTML      8K 
                          primary_doc.xml                                        
12: STMT FIN COND  Statement of Financial Condition --               PDF     66K 
                          STMT_FIN_COND                                          
13: STMT FIN COND NOTES  Notes to Statement of Financial Condition   PDF     89K 
                          -- STMT_FIN_COND_NOTES                                 
14: STMT INCOME  Statement of Income -- STMT_INCOME                  PDF     69K 
11: STMT CASH FLOW  Statement of Cash Flows -- STMT_CASH_FLOW        PDF     89K 
15: STMT CHG SH EQY  Statement of Changes in Stockholders',          PDF     51K 
                          Partners' or Sole Proprietors' Equity --               
                          STMT_CHG                                               
 5: COMP NET CAP  Computation of Net Capital -- COMP_NET_CAP         PDF     82K 
 6: COMP RESERV REQ  Computation for Determination of Reserve        PDF     63K 
                          Requirements -- COMP_RESERV_REQ                        
10: RECONCIL CAP RESERV  Reconciliation (or Statement) re:           PDF     69K 
                          Material Differences (or None) Between                 
                          the FINRA FOCUS Report and Computation                 
                          of Net Capital or Computation for                      
                          Determination of Reserve Requirements --               
                          RECONCIL_CAP_RESERV                                    
 7: EXEMP RPT   Exemption Report -- EXEMP_RPT                        PDF     81K 
 4: ACCT RPT STMT FIN CO  Accountant's Report re: Examination of     PDF    200K 
                          Statement of Financial Condition --                    
                          ACCT_RPT_STMT_FIN_CO                                   
 2: ACCT RPT FIN RPT  Accountant's Report re: Examination of         PDF    468K 
                          Financial Report or Financial Statements               
                          -- ACCT_RPT_COMPL_RPT                                  
 3: ACCT RPT EXEMP RPT  Accountant's Report re: Review of            PDF    125K 
                          Exemption Report -- ACCT_RPT_EXEMPT_RPT                
 8: OTHER       Other Disclosure -- OTHER_Futures                    PDF     52K 
 9: OTHER       Other Disclosure -- OTHER_SIPCReport                 PDF    335K 

X-17A-5   —   Annual Financial Report by a Broker-Dealer — primary_doc.xml

        

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats: