SEC Info - Transcend Wealth Collective, LLC - ‘13F-HR’ for 9/30/20

SEC Info℠

Home

Help

Please Sign In

Transcend Wealth Collective, LLC – ‘13F-HR’ for 9/30/20 – ‘INFO-TABLE’

On: Friday, 11/13/20, at 4:07pm ET · Effective: 11/13/20 · For: 9/30/20 · Accession #: 1776082-20-5 · File #: 28-20168

  As Of               Filer                 Filing    For·On·As Docs:Size

11/13/20  Transcend Wealth Collective, LLC  13F-HR      9/30/20    2:139K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                twc13fq32020.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — twc13fq32020.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Transcend Capital Advisors, LLC [ formerly Transcend Wealth Collective, LLC ]
NJ
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/20 · Assets: $549,659,000 · History: Assets Under Management

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

3M CO	STOK	–	88579Y·10·1	855	0.16%	5,338	Sh.	160.17	Defined	–	372	4,966	–
A G N C INVESTMENT CORP	STOK	–	00123Q·10·4	350	0.06%	25,140	Sh.	13.92	Defined	–	–	Shared	–
A T & T INC	STOK	–	00206R·10·2	1,301	0.24%	45,639	Sh.	28.51	Defined	–	3,524	42,115	–
ABBOTT LABORATORIES	STOK	–	002824·10·0	218	0.04%	2,005	Sh.	108.73	Defined	–	582	1,423	–
ABBVIE INC	STOK	–	00287Y·10·9	1,366	0.25%	15,593	Sh.	87.60	Defined	–	540	15,053	–
ACCENTURE PLC F	STOK	–	G1151C·10·1	732	0.13%	3,239	Sh.	226.00	Defined	–	49	3,190	–
ACTIVISION BLIZZARD	STOK	–	00507V·10·9	587	0.11%	7,246	Sh.	81.01	Defined	–	132	7,114	–
ADOBE INC	STOK	–	00724F·10·1	1,096	0.20%	2,234	Sh.	490.60	Defined	–	190	2,044	–
AIR PROD & CHEMICALS	STOK	–	009158·10·6	307	0.06%	1,032	Sh.	297.48	Defined	–	157	875	–
ALBERTSONS CO SHS CLASS	STOK	–	013091·10·3	332	0.06%	24,000	Sh.	13.83	Defined	–	–	Shared	–
ALERIAN MLP ETF	STOK	–	00162Q·45·2	664	0.12%	33,210	Sh.	19.99	Defined	–	11	33,199	–
ALIBABA GROUP HOLDING F	STOK	–	01609W·10·2	4,777	0.87%	16,250	Sh.	293.97	Defined	–	362	15,888	–
ALLEGHANY CORP DEL	STOK	–	017175·10·0	1,001	0.18%	1,924	Sh.	520.27	Defined	–	–	Shared	–
ALLIANZGI DV INTRST AND	STOK	–	01883A·10·7	220	0.04%	18,610	Sh.	11.82	Defined	–	–	Shared	–
ALLSTATE CORP	STOK	–	020002·10·1	425	0.08%	4,512	Sh.	94.19	Defined	–	156	4,356	–
ALPHABET INC.	STOK	–	02079K·10·7	11,035	2.01%	7,523	Sh.	1,466.84	Defined	–	143	7,380	–
ALTRIA GROUP INC	STOK	–	02209S·10·3	2,594	0.47%	67,142	Sh.	38.63	Defined	–	1,947	65,195	–
AMAZON.COM INC	STOK	–	023135·10·6	9,106	1.66%	2,892	Sh.	3,148.69	Defined	–	112	2,780	–
AMER ELECTRIC PWR CO	STOK	–	025537·10·1	342	0.06%	4,189	Sh.	81.64	Defined	–	7	4,182	–
AMERN TOWER CORP	STOK	–	03027X·10·0	2,943	0.54%	12,176	Sh.	241.70	Defined	–	120	12,056	–
AMGEN INC.	STOK	–	031162·10·0	1,634	0.30%	6,430	Sh.	254.12	Defined	–	148	6,282	–
ANNALY CAPITAL MGMT	STOK	–	035710·40·9	118	0.02%	16,564	Sh.	7.12	Defined	–	–	Shared	–
ANWORTH MTG ASSET	STOK	–	037347·10·1	51	0.01%	31,000	Sh.	1.65	Defined	–	–	Shared	–
APPLE INC	STOK	–	037833·10·0	45,457	8.27%	392,513	Sh.	115.81	Defined	–	2,217	390,296	–
ARBOR REALTY TR	STOK	–	038923·10·8	472	0.09%	41,191	Sh.	11.46	Defined	–	–	Shared	–
ARES CAPITAL CORP	STOK	–	04010L·10·3	969	0.18%	69,467	Sh.	13.95	Defined	–	–	Shared	–
ARK GENOMIC REVOLUTION	STOK	–	00214Q·30·2	315	0.06%	4,937	Sh.	63.80	Defined	–	–	Shared	–
ARK INNOVATION ETF	STOK	–	00214Q·10·4	771	0.14%	8,380	Sh.	92.00	Defined	–	–	Shared	–
ARK NEXT GENERATION	STOK	–	00214Q·40·1	215	0.04%	1,977	Sh.	108.75	Defined	–	–	Shared	–
AUTO DATA PROCESSING	STOK	–	053015·10·3	2,031	0.37%	14,560	Sh.	139.49	Defined	–	222	14,338	–
AYTU BIOSCIENCE INC	STOK	–	054754·70·0	12	0.00%	10,000	Sh.	1.20	Defined	–	–	Shared	–
BANK OF AMERICA CORP	STOK	–	060505·10·4	2,547	0.46%	105,712	Sh.	24.09	Defined	–	3,625	102,087	–
BAXTER INTERNTNL	STOK	–	071813·10·9	390	0.07%	4,847	Sh.	80.46	Defined	–	57	4,790	–
BCE INC F	STOK	–	05534B·76·0	505	0.09%	12,170	Sh.	41.50	Defined	–	2,235	9,935	–
BERKSHIRE HATHAWAY	STOK	–	084670·70·2	4,959	0.90%	23,286	Sh.	212.96	Defined	–	407	22,879	–
BIOGEN INC	STOK	–	09062X·10·3	219	0.04%	771	Sh.	284.05	Defined	–	126	645	–
BIOSIG TECHNOLOGIES	STOK	–	09073N·20·1	49	0.01%	10,000	Sh.	4.90	Defined	–	–	Shared	–
BIOSPECIFICS TECH CO	STOK	–	090931·10·6	1,246	0.23%	23,590	Sh.	52.82	Defined	–	–	Shared	–
BLACKROCK 2022 GLOBAL IN	STOK	–	09258P·10·4	259	0.05%	29,903	Sh.	8.66	Defined	–	–	Shared	–
BLACKROCK INC	STOK	–	09247X·10·1	2,004	0.36%	3,556	Sh.	563.55	Defined	–	87	3,469	–
BLACKROCK MUNCPL 2030 TA	STOK	–	09257P·10·5	361	0.07%	14,426	Sh.	25.02	Defined	–	–	Shared	–
BLACKROCK MUNIHOLDINGS N	STOK	–	09254X·10·1	384	0.07%	28,220	Sh.	13.61	Defined	–	–	Shared	–
BLACKSTONE GROUP INC	STOK	–	09260D·10·7	6,375	1.16%	122,130	Sh.	52.20	Defined	–	130	122,000	–
BOEING CO	STOK	–	097023·10·5	1,065	0.19%	6,444	Sh.	165.27	Defined	–	166	6,278	–
BP PLC F	STOK	–	055622·10·4	743	0.14%	42,565	Sh.	17.46	Defined	–	776	41,789	–
BRISTOL-MYERS SQU 30 RTS	STOK	–	110122·14·0	46	0.01%	117,775	Sh.	0.39	Defined	–	86,000	31,775	–
BRISTOL-MYERS SQUIBB	STOK	–	110122·10·8	11,506	2.09%	190,840	Sh.	60.29	Defined	–	352	190,488	–
BRISTOL-MYERS SQUIBB RTS	STOK	–	110122·15·7	874	0.16%	388,408	Sh.	2.25	Defined	–	1,100	387,308	–
BROADCOM INC	STOK	–	11135F·10·1	957	0.17%	2,627	Sh.	364.29	Defined	–	336	2,291	–
CALITHERA BIOSCIENCE	STOK	–	13089P·10·1	85	0.02%	24,771	Sh.	3.43	Defined	–	–	Shared	–
CANOPY GROWTH CORP F	STOK	–	138035·10·0	220	0.04%	15,331	Sh.	14.35	Defined	–	–	Shared	–
CAPITAL ONE FC	STOK	–	14040H·10·5	2,237	0.41%	31,129	Sh.	71.86	Defined	–	–	Shared	–
CARNIVAL CORP F	STOK	–	143658·30·0	758	0.14%	49,904	Sh.	15.19	Defined	–	133	49,771	–
CASTLIGHT HEALTH INC	STOK	–	14862Q·10·0	175	0.03%	155,000	Sh.	1.13	Defined	–	–	Shared	–
CATERPILLAR INC	STOK	–	149123·10·1	209	0.04%	1,403	Sh.	148.97	Defined	–	15	1,388	–
CHEVRON CORP	STOK	–	166764·10·0	2,051	0.37%	28,490	Sh.	71.99	Defined	–	1,363	27,127	–
CHURCH & DWIGHT CO	STOK	–	171340·10·2	3,982	0.72%	42,488	Sh.	93.72	Defined	–	27	42,461	–
CIGNA CORP	STOK	–	125523·10·0	2,668	0.49%	15,750	Sh.	169.40	Defined	–	22	15,728	–
CISCO SYSTEMS INC	STOK	–	17275R·10·2	2,849	0.52%	72,336	Sh.	39.39	Defined	–	4,456	67,880	–
CITIGROUP INC	STOK	–	172967·42·4	1,193	0.22%	27,680	Sh.	43.10	Defined	–	2,108	25,572	–
CITRIX SYSTEMS INC	STOK	–	177376·10·0	210	0.04%	1,522	Sh.	137.98	Defined	–	122	1,400	–
CLOUDERA INC	STOK	–	18914U·10·0	205	0.04%	18,850	Sh.	10.88	Defined	–	–	Shared	–
CME GROUP INC	STOK	–	12572Q·10·5	626	0.11%	3,739	Sh.	167.42	Defined	–	53	3,686	–
COLGATE-PALMOLIVE CO	STOK	–	194162·10·3	910	0.17%	11,791	Sh.	77.18	Defined	–	185	11,606	–
COMCAST CORP	STOK	–	20030N·10·1	757	0.14%	16,356	Sh.	46.28	Defined	–	2,663	13,693	–
COMMUNICAT SVS SLCT SEC	STOK	–	81369Y·85·2	2,998	0.55%	50,470	Sh.	59.40	Defined	–	Sole	–	–
CONNECTONE BANCORP	STOK	–	20786W·10·7	141	0.03%	10,000	Sh.	14.10	Defined	–	–	Shared	–
CONSTELLATION BRAND	STOK	–	21036P·10·8	808	0.15%	4,266	Sh.	189.40	Defined	–	60	4,206	–
COSTCO WHOLESALE CO	STOK	–	22160K·10·5	426	0.08%	1,199	Sh.	355.30	Defined	–	127	1,072	–
CROWN CASTLE INTL CO	STOK	–	22822V·10·1	1,050	0.19%	6,309	Sh.	166.43	Defined	–	320	5,989	–
CVS HEALTH CORP	STOK	–	126650·10·0	1,513	0.28%	25,912	Sh.	58.39	Defined	–	210	25,702	–
DANAHER CORP	STOK	–	235851·10·2	2,151	0.39%	9,989	Sh.	215.34	Defined	–	79	9,910	–
DIAGEO PLC F	STOK	–	25243Q·20·5	1,013	0.18%	7,360	Sh.	137.64	Defined	–	486	6,874	–
DOCUSIGN INC	STOK	–	256163·10·6	22,968	4.18%	106,708	Sh.	215.24	Defined	–	–	Shared	–
DOMINION ENERGY INC	STOK	–	25746U·10·9	419	0.08%	5,315	Sh.	78.83	Defined	–	81	5,234	–
DOUBLELINE INCOME SOLUTI	STOK	–	258622·10·9	422	0.08%	26,335	Sh.	16.02	Defined	–	–	Shared	–
DUKE ENERGY CORP	STOK	–	26441C·20·4	390	0.07%	4,403	Sh.	88.58	Defined	–	437	3,966	–
EATON CORP PLC F	STOK	–	G29183·10·3	915	0.17%	8,972	Sh.	101.98	Defined	–	185	8,787	–
ELECTRONIC ARTS INC	STOK	–	285512·10·9	2,204	0.40%	16,900	Sh.	130.41	Defined	–	31	16,869	–
ELEVATE CREDIT INC	STOK	–	28621V·10·1	26	0.00%	10,000	Sh.	2.60	Defined	–	–	Shared	–
ENERGY SELECT SECTOR	STOK	–	81369Y·50·6	446	0.08%	14,900	Sh.	29.93	Defined	–	Sole	–	–
EQUINIX INC	STOK	–	29444U·70·0	1,169	0.21%	1,538	Sh.	760.08	Defined	–	38	1,500	–
EURONAV NV F	STOK	–	B38564·10·8	280	0.05%	31,700	Sh.	8.83	Defined	–	–	Shared	–
EXELON CORP	STOK	–	30161N·10·1	817	0.15%	22,840	Sh.	35.77	Defined	–	19	22,821	–
EXXON MOBIL CORP	STOK	–	30231G·10·2	3,616	0.66%	105,320	Sh.	34.33	Defined	–	1,346	103,974	–
FACEBOOK INC	STOK	–	30303M·10·2	3,976	0.72%	15,183	Sh.	261.87	Defined	–	756	14,427	–
FASTLY INC	STOK	–	31188V·10·0	1,722	0.31%	18,384	Sh.	93.67	Defined	–	–	Shared	–
FEDEX CORP	STOK	–	31428X·10·6	480	0.09%	1,908	Sh.	251.57	Defined	–	60	1,848	–
FIRST REPUBLIC BANK	STOK	–	33616C·10·0	2,720	0.49%	24,938	Sh.	109.07	Defined	–	14	24,924	–
FORTIVE CORP DISC	STOK	–	34959J·10·8	222	0.04%	2,917	Sh.	76.11	Defined	–	61	2,856	–
FS KKR CAP CORP II	STOK	–	35952V·30·3	148	0.03%	10,093	Sh.	14.66	Defined	–	–	Shared	–
FS KKR CAPITAL CORP	STOK	–	302635·20·6	900	0.16%	56,728	Sh.	15.87	Defined	–	–	Shared	–
GENERAL DYNAMICS CO	STOK	–	369550·10·8	512	0.09%	3,696	Sh.	138.53	Defined	–	345	3,351	–
GENERAL ELECTRIC CO	STOK	–	369604·10·3	423	0.08%	67,949	Sh.	6.23	Defined	–	980	66,969	–
GILEAD SCIENCES INC	STOK	–	375558·10·3	1,281	0.23%	20,265	Sh.	63.21	Defined	–	110	20,155	–
GLAXOSMITHKLINE PLC F	STOK	–	37733W·10·5	349	0.06%	9,279	Sh.	37.61	Defined	–	235	9,044	–
GOLD STANDARD VENTUR F	STOK	–	380738·10·4	278	0.05%	356,691	Sh.	0.78	Defined	–	–	Shared	–
GOLDMAN SACHS B D C INC	STOK	–	38147U·10·7	218	0.04%	14,500	Sh.	15.03	Defined	–	–	Shared	–
HARTFORD MLTFCTR DVLPD	STOK	–	518416·10·2	234	0.04%	9,051	Sh.	25.85	Defined	–	Sole	–	–
HCA HEALTHCARE INC	STOK	–	40412C·10·1	828	0.15%	6,640	Sh.	124.70	Defined	–	–	Shared	–
HOME DEPOT INC	STOK	–	437076·10·2	4,951	0.90%	17,829	Sh.	277.69	Defined	–	357	17,472	–
HONEYWELL INTL INC	STOK	–	438516·10·6	3,268	0.59%	19,855	Sh.	164.59	Defined	–	283	19,572	–
HP INC.	STOK	–	40434L·10·5	1,729	0.31%	91,067	Sh.	18.99	Defined	–	47	91,020	–
HUNTINGTON BANCSHS	STOK	–	446150·10·4	426	0.08%	46,402	Sh.	9.18	Defined	–	797	45,605	–
IBM CORP	STOK	–	459200·10·1	496	0.09%	4,073	Sh.	121.78	Defined	–	20	4,053	–
ILLUMINA INC	STOK	–	452327·10·9	3,324	0.60%	10,754	Sh.	309.09	Defined	–	48	10,706	–
INTEL CORP	STOK	–	458140·10·0	4,129	0.75%	79,750	Sh.	51.77	Defined	–	2,038	77,712	–
INTERCONTINENTAL EXC	STOK	–	45866F·10·4	4,674	0.85%	46,716	Sh.	100.05	Defined	–	148	46,568	–
INVESCO BULLETSHARES	STOK	–	46138J·88·2	10,679	1.94%	499,130	Sh.	21.40	Defined	–	1,860	497,270	–
INVESCO GLOBAL WATER	STOK	–	46138E·65·1	211	0.04%	6,638	Sh.	31.79	Defined	–	–	Shared	–
INVESCO KBW HIGH	STOK	–	46138E·61·0	242	0.04%	18,000	Sh.	13.44	Defined	–	–	Shared	–
INVESCO MTG CAP	STOK	–	46131B·10·0	27	0.00%	10,124	Sh.	2.67	Defined	–	–	Shared	–
INVESCO PREFERRED ETF	STOK	–	46138E·51·1	664	0.12%	45,084	Sh.	14.73	Defined	–	–	Shared	–
INVESCO QQQ TRUST	STOK	–	46090E·10·3	7,402	1.35%	26,640	Sh.	277.85	Defined	–	–	Shared	–
INVESCO VARIABLE RATE	STOK	–	46138G·87·0	768	0.14%	31,200	Sh.	24.62	Defined	–	–	Shared	–
IOVANCE BIOTHERAPEUTICS	STOK	–	462260·10·0	291	0.05%	8,844	Sh.	32.90	Defined	–	–	Shared	–
ISHARES 0-5 YEAR TIPS	STOK	–	46429B·74·7	1,450	0.26%	13,936	Sh.	104.05	Defined	–	Sole	–	–
ISHARES 20 PLUS YEAR	STOK	–	464287·43·2	509	0.09%	3,118	Sh.	163.25	Defined	–	1,707	1,411	–
ISHARES 3-7 YEAR	STOK	–	464288·66·1	1,462	0.27%	10,944	Sh.	133.59	Defined	–	10,878	66	–
ISHARES 7-10 YEAR	STOK	–	464287·44·0	557	0.10%	4,572	Sh.	121.83	Defined	–	Sole	–	–
ISHARES BROAD USD HG YLD	STOK	–	46435U·85·3	288	0.05%	7,304	Sh.	39.43	Defined	–	7,295	9	–
ISHARES CORE MSCI	STOK	–	46434G·10·3	465	0.08%	8,805	Sh.	52.81	Defined	–	–	Shared	–
ISHARES CORE MSCI EAFE	STOK	–	46432F·84·2	975	0.18%	16,175	Sh.	60.28	Defined	–	10,033	6,142	–
ISHARES CORE S&P	STOK	–	464287·80·4	734	0.13%	10,453	Sh.	70.22	Defined	–	9,562	891	–
ISHARES CORE S&P 500	STOK	–	464287·20·0	5,190	0.94%	15,442	Sh.	336.10	Defined	–	10,473	4,969	–
ISHARES CORE US	STOK	–	464287·22·6	296	0.05%	2,510	Sh.	117.93	Defined	–	–	Shared	–
ISHARES ESG AWARE MSCI	STOK	–	46434G·86·3	5,614	1.02%	97,879	Sh.	57.36	Defined	–	83,748	14,131	–
ISHARES GLOBAL TECH ETF	STOK	–	464287·29·1	726	0.13%	2,752	Sh.	263.81	Defined	–	2,457	295	–
ISHARES GOLD ETF	STOK	–	464285·10·5	2,341	0.43%	130,151	Sh.	17.99	Defined	–	536	129,615	–
ISHARES HIGH YIELD	STOK	–	46434V·40·7	1,069	0.19%	24,333	Sh.	43.93	Defined	–	23,769	564	–
ISHARES IBOXX INVT GRADE	STOK	–	464287·24·2	2,636	0.48%	19,568	Sh.	134.71	Defined	–	16,651	2,917	–
ISHARES MBS ETF IV	STOK	–	464288·58·8	1,676	0.30%	15,179	Sh.	110.42	Defined	–	592	14,587	–
ISHARES MORTGAGE REAL	STOK	–	46435G·34·2	283	0.05%	10,975	Sh.	25.79	Defined	–	–	Shared	–
ISHARES MSCI ALL COUNT	STOK	–	464288·18·2	2,046	0.37%	26,510	Sh.	77.18	Defined	–	Sole	–	–
ISHARES MSCI EAFE ETF	STOK	–	464287·46·5	322	0.06%	5,056	Sh.	63.69	Defined	–	–	Shared	–
ISHARES MSCI EAFE GROWTH	STOK	–	464288·88·5	2,413	0.44%	26,852	Sh.	89.86	Defined	–	22,273	4,579	–
ISHARES MSCI USA MIN VOL	STOK	–	46429B·69·7	1,838	0.33%	28,839	Sh.	63.73	Defined	–	10,006	18,833	–
ISHARES MSCI USA QLTY	STOK	–	46432F·33·9	274	0.05%	2,640	Sh.	103.79	Defined	–	255	2,385	–
ISHARES MSCI USA SIZE	STOK	–	46432F·37·0	232	0.04%	2,473	Sh.	93.81	Defined	–	Sole	–	–
ISHARES MSCI USA VALUE	STOK	–	46432F·38·8	1,230	0.22%	16,676	Sh.	73.76	Defined	–	14,311	2,365	–
ISHARES NASDAQ	STOK	–	464287·55·6	1,171	0.21%	8,646	Sh.	135.44	Defined	–	17	8,629	–
ISHARES NATIONAL MUNI	STOK	–	464288·41·4	1,886	0.34%	16,269	Sh.	115.93	Defined	–	15,344	925	–
ISHARES PREFERRED INCOME	STOK	–	464288·68·7	1,751	0.32%	48,041	Sh.	36.45	Defined	–	700	47,341	–
ISHARES RUSSELL 1000	STOK	–	464287·61·4	1,364	0.25%	6,590	Sh.	206.98	Defined	–	69	6,521	–
ISHARES RUSSELL 2000	STOK	–	464287·65·5	1,493	0.27%	9,967	Sh.	149.79	Defined	–	8,799	1,168	–
ISHARES SHORT MATURITY	STOK	–	46431W·50·7	1,017	0.19%	20,292	Sh.	50.12	Defined	–	5,578	14,714	–
ISHARES SHORT TREASURY	STOK	–	464288·67·9	1,007	0.18%	9,098	Sh.	110.68	Defined	–	–	Shared	–
ISHARES SILVER TRUST	STOK	–	46428Q·10·9	814	0.15%	37,625	Sh.	21.63	Defined	–	–	Shared	–
ISHARES TIPS BOND ETF	STOK	–	464287·17·6	524	0.10%	4,140	Sh.	126.57	Defined	–	–	Shared	–
ISHARES TR IS 1 5 YR IN	STOK	–	464288·64·6	2,101	0.38%	38,258	Sh.	54.92	Defined	–	32,154	6,104	–
ISHARES US FINANCIAL	STOK	–	464287·77·0	207	0.04%	1,696	Sh.	122.05	Defined	–	1,365	331	–
ISHARES US MEDICAL	STOK	–	464288·81·0	1,040	0.19%	3,471	Sh.	299.63	Defined	–	2,273	1,198	–
ISHARES US REGIONAL	STOK	–	464288·77·8	475	0.09%	14,500	Sh.	32.76	Defined	–	–	Shared	–
ISHARES US TREASURY BOND	STOK	–	46429B·26·7	3,055	0.56%	109,320	Sh.	27.95	Defined	–	96,798	12,522	–
JOHNSON & JOHNSON	STOK	–	478160·10·4	4,409	0.80%	29,612	Sh.	148.89	Defined	–	1,303	28,309	–
JPMORGAN CHASE & CO	STOK	–	46625H·10·0	6,408	1.17%	66,562	Sh.	96.27	Defined	–	2,143	64,419	–
JPMORGAN ULTRA SHORT	STOK	–	46641Q·83·7	743	0.14%	14,629	Sh.	50.79	Defined	–	–	Shared	–
KRAFT HEINZ CO	STOK	–	500754·10·6	1,479	0.27%	49,379	Sh.	29.95	Defined	–	–	Shared	–
LAKELAND BANCORP	STOK	–	511637·10·0	100	0.02%	10,055	Sh.	9.95	Defined	–	–	Shared	–
LAZARD GLOBAL TOTAL RETU	STOK	–	52106W·10·3	261	0.05%	16,807	Sh.	15.53	Defined	–	–	Shared	–
LOCKHEED MARTIN CORP	STOK	–	539830·10·9	422	0.08%	1,101	Sh.	383.29	Defined	–	144	957	–
LYFT INC	STOK	–	55087P·10·4	371	0.07%	13,469	Sh.	27.54	Defined	–	–	Shared	–
MARSH & MC LENNAN CO	STOK	–	571748·10·2	1,152	0.21%	10,044	Sh.	114.70	Defined	–	277	9,767	–
MASTERCARD INC	STOK	–	57636Q·10·4	902	0.16%	2,666	Sh.	338.33	Defined	–	220	2,446	–
MCDONALDS CORP	STOK	–	580135·10·1	1,681	0.31%	7,658	Sh.	219.51	Defined	–	193	7,465	–
MEDICAL PROPERTIES	STOK	–	58463J·30·4	335	0.06%	19,008	Sh.	17.62	Defined	–	183	18,825	–
MEDTRONIC PLC F	STOK	–	G5960L·10·3	3,571	0.65%	34,364	Sh.	103.92	Defined	–	1,363	33,001	–
MERCK & CO. INC.	STOK	–	58933Y·10·5	24,363	4.43%	293,707	Sh.	82.95	Defined	–	1,611	292,096	–
MFA FINL, INC.	STOK	–	55272X·10·2	67	0.01%	25,110	Sh.	2.67	Defined	–	–	Shared	–
MICROSOFT CORP	STOK	–	594918·10·4	10,236	1.86%	48,668	Sh.	210.32	Defined	–	2,061	46,607	–
MONDELEZ INTL	STOK	–	609207·10·5	3,748	0.68%	65,246	Sh.	57.44	Defined	–	725	64,521	–
MORGAN STANLEY	STOK	–	617446·44·8	611	0.11%	12,637	Sh.	48.35	Defined	–	2,135	10,502	–
NETFLIX INC	STOK	–	64110L·10·6	726	0.13%	1,452	Sh.	500.00	Defined	–	57	1,395	–
NEUBERGR BRM MLP AND ENR	STOK	–	64129H·10·4	67	0.01%	28,216	Sh.	2.37	Defined	–	–	Shared	–
NEW YORK CMNTY BANCO	STOK	–	649445·10·3	107	0.02%	12,901	Sh.	8.29	Defined	–	–	Shared	–
NEXTERA ENERGY INC	STOK	–	65339F·10·1	2,157	0.39%	7,773	Sh.	277.50	Defined	–	693	7,080	–
NORFOLK SOUTHERN CO	STOK	–	655844·10·8	6,555	1.19%	30,633	Sh.	213.98	Defined	–	138	30,495	–
NOVARTIS AG F	STOK	–	66987V·10·9	1,027	0.19%	11,805	Sh.	87.00	Defined	–	1,789	10,016	–
NVIDIA CORP	STOK	–	67066G·10·4	1,028	0.19%	1,900	Sh.	541.05	Defined	–	227	1,673	–
ODYSSEY MARINE EXPL	STOK	–	676118·20·1	233	0.04%	34,300	Sh.	6.79	Defined	–	–	Shared	–
OPKO HEALTH INC	STOK	–	68375N·10·3	155	0.03%	42,000	Sh.	3.69	Defined	–	–	Shared	–
ORACLE CORP	STOK	–	68389X·10·5	1,831	0.33%	30,669	Sh.	59.70	Defined	–	924	29,745	–
OWL ROCK CAPITAL CORP	STOK	–	69121K·10·4	25,354	4.61%	2,102,309	Sh.	12.06	Defined	–	–	Shared	–
P J T PARTNERS INCORPORA	STOK	–	69343T·10·7	291	0.05%	4,797	Sh.	60.66	Defined	–	–	Shared	–
PAYPAL HOLDINGS INCORPOR	STOK	–	70450Y·10·3	2,313	0.42%	11,738	Sh.	197.05	Defined	–	236	11,502	–
PEAPACK GLADSTONE FI	STOK	–	704699·10·7	294	0.05%	19,391	Sh.	15.16	Defined	–	–	Shared	–
PENNANTPARK INVESTMENT O	STOK	–	708062·10·4	117	0.02%	36,620	Sh.	3.19	Defined	–	–	Shared	–
PEPSICO INC	STOK	–	713448·10·8	1,801	0.33%	12,995	Sh.	138.59	Defined	–	393	12,602	–
PFIZER INC	STOK	–	717081·10·3	3,989	0.73%	108,688	Sh.	36.70	Defined	–	3,599	105,089	–
PHILIP MORRIS INTL	STOK	–	718172·10·9	3,021	0.55%	40,285	Sh.	74.99	Defined	–	1,071	39,214	–
PIMCO STRATEGIC INCOME C	STOK	–	72200X·10·4	93	0.02%	14,500	Sh.	6.41	Defined	–	–	Shared	–
PNC FINL SERVICES	STOK	–	693475·10·5	525	0.10%	4,773	Sh.	109.99	Defined	–	207	4,566	–
PROCTER & GAMBLE	STOK	–	742718·10·9	4,523	0.82%	32,543	Sh.	138.99	Defined	–	328	32,215	–
PUB SVC ENTERPISE GP	STOK	–	744573·10·6	543	0.10%	9,887	Sh.	54.92	Defined	–	472	9,415	–
QUALCOMM INC	STOK	–	747525·10·3	842	0.15%	7,159	Sh.	117.61	Defined	–	521	6,638	–
REALOGY HOLDINGS CO	STOK	–	75605Y·10·6	491	0.09%	51,973	Sh.	9.45	Defined	–	–	Shared	–
RIVERNORTH OPPORTUNITIES	STOK	–	76881Y·10·9	574	0.10%	40,015	Sh.	14.34	Defined	–	–	Shared	–
SALESFORCE COM	STOK	–	79466L·30·2	2,329	0.42%	9,267	Sh.	251.32	Defined	–	538	8,729	–
SELECT SECTOR HEALTH	STOK	–	81369Y·20·9	3,649	0.66%	34,598	Sh.	105.47	Defined	–	34,462	136	–
SELECT SECTOR INDUSTRIAL	STOK	–	81369Y·70·4	3,200	0.58%	41,569	Sh.	76.98	Defined	–	40,969	600	–
SELECT STR FINANCIAL	STOK	–	81369Y·60·5	3,079	0.56%	127,922	Sh.	24.07	Defined	–	127,222	700	–
SEMPRA ENERGY	STOK	–	816851·10·9	228	0.04%	1,922	Sh.	118.63	Defined	–	213	1,709	–
SIXTH STREET SPECIALTY L	STOK	–	83012A·10·9	250	0.05%	14,500	Sh.	17.24	Defined	–	–	Shared	–
SOUTHERN CO	STOK	–	842587·10·7	344	0.06%	6,350	Sh.	54.17	Defined	–	14	6,336	–
SOUTHWESTERN ENERGY	STOK	–	845467·10·9	35	0.01%	14,681	Sh.	2.38	Defined	–	–	Shared	–
SPDR BLOOMBERG BARCLAYS	STOK	–	78468R·66·3	207	0.04%	2,247	Sh.	92.12	Defined	–	–	Shared	–
SPDR FUND CONSUMER	STOK	–	81369Y·40·7	3,181	0.58%	30,874	Sh.	103.03	Defined	–	30,590	284	–
SPDR GOLD SHARES ETF EC	STOK	–	78463V·10·7	3,120	0.57%	17,613	Sh.	177.14	Defined	–	–	Shared	–
SPDR INTRMDT TRM CRPRATE	STOK	–	78464A·37·5	998	0.18%	27,152	Sh.	36.76	Defined	–	25,924	1,228	–
SPDR LONG TERM CORPORATE	STOK	–	78464A·36·7	562	0.10%	17,696	Sh.	31.76	Defined	–	17,627	69	–
SPDR NUVEEN BLOOMBERG	STOK	–	78468R·73·9	602	0.11%	11,681	Sh.	51.54	Defined	–	10,280	1,401	–
SPDR PORTFOLIO S&P 500	STOK	–	78464A·85·4	641	0.12%	16,293	Sh.	39.34	Defined	–	14,647	1,646	–
SPDR S&P 500 ETF	STOK	–	78462F·10·3	4,467	0.81%	13,340	Sh.	334.86	Defined	–	–	Shared	–
SPDR S&P 500 GROWTH ETF	STOK	–	78464A·40·9	4,587	0.83%	91,542	Sh.	50.11	Defined	–	–	Shared	–
SPDR S&P BIOTECH ETF IV	STOK	–	78464A·87·0	855	0.16%	7,670	Sh.	111.47	Defined	–	–	Shared	–
SPDR S&P DIVIDEND ETF	STOK	–	78464A·76·3	500	0.09%	5,413	Sh.	92.37	Defined	–	–	Shared	–
SPDR S&P REGIONAL	STOK	–	78464A·69·8	891	0.16%	24,985	Sh.	35.66	Defined	–	–	Shared	–
SPDR SHORT TERM	STOK	–	78464A·47·4	3,019	0.55%	96,226	Sh.	31.37	Defined	–	92,426	3,800	–
SPLUNK INC	STOK	–	848637·10·4	418	0.08%	2,223	Sh.	188.03	Defined	–	90	2,133	–
SPOTIFY TECHNOLOGY F	STOK	–	L8681T·10·2	812	0.15%	3,346	Sh.	242.68	Defined	–	16	3,330	–
SQUARE INC	STOK	–	852234·10·3	224	0.04%	1,377	Sh.	162.67	Defined	–	22	1,355	–
STARBUCKS CORP	STOK	–	855244·10·9	1,169	0.21%	13,600	Sh.	85.96	Defined	–	645	12,955	–
STRYKER CORP	STOK	–	863667·10·1	416	0.08%	1,995	Sh.	208.52	Defined	–	25	1,970	–
TARGET CORP	STOK	–	87612E·10·6	406	0.07%	2,576	Sh.	157.61	Defined	–	758	1,818	–
TECHNOLOGY SELECT SECTOR	STOK	–	81369Y·80·3	4,369	0.79%	37,439	Sh.	116.70	Defined	–	34,603	2,836	–
TESLA INC	STOK	–	88160R·10·1	1,577	0.29%	3,676	Sh.	429.00	Defined	–	–	Shared	–
TEVA PHARMACEUTICAL IN F	STOK	–	881624·20·9	100	0.02%	11,100	Sh.	9.01	Defined	–	–	Shared	–
TEXAS INSTRUMENTS	STOK	–	882508·10·4	2,295	0.42%	16,073	Sh.	142.79	Defined	–	666	15,407	–
THE COCA-COLA CO	STOK	–	191216·10·0	943	0.17%	19,105	Sh.	49.36	Defined	–	909	18,196	–
THERMO FISHER SCNTFC	STOK	–	883556·10·2	2,384	0.43%	5,399	Sh.	441.56	Defined	–	128	5,271	–
TJX COMPANIES INC	STOK	–	872540·10·9	732	0.13%	13,145	Sh.	55.69	Defined	–	279	12,866	–
TWO HARBORS INVESTMENT C	STOK	–	90187B·40·8	101	0.02%	19,800	Sh.	5.10	Defined	–	–	Shared	–
UBER TECHNOLOGIES INC	STOK	–	90353T·10·0	701	0.13%	19,219	Sh.	36.47	Defined	–	338	18,881	–
UNITED PARCEL SRVC	STOK	–	911312·10·6	281	0.05%	1,687	Sh.	166.57	Defined	–	423	1,264	–
UNITEDHEALTH GRP INC	STOK	–	91324P·10·2	868	0.16%	2,785	Sh.	311.67	Defined	–	327	2,458	–
UPWORK INC	STOK	–	91688F·10·4	3,601	0.66%	206,452	Sh.	17.44	Defined	–	–	Shared	–
URANIUM ENERGY CORP	STOK	–	916896·10·3	48	0.01%	48,500	Sh.	0.99	Defined	–	–	Shared	–
VALLEY NTNL BANC	STOK	–	919794·10·7	102	0.02%	14,955	Sh.	6.82	Defined	–	–	Shared	–
VANECK VECTORS GOLD	STOK	–	92189F·10·6	800	0.15%	20,438	Sh.	39.14	Defined	–	–	Shared	–
VANGUARD DIVIDEND	STOK	–	921908·84·4	697	0.13%	5,418	Sh.	128.65	Defined	–	–	Shared	–
VANGUARD ENERGY ETF	STOK	–	92204A·30·6	755	0.14%	18,730	Sh.	40.31	Defined	–	–	Shared	–
VANGUARD FTSE ALL WORLD	STOK	–	922042·77·5	4,897	0.89%	97,060	Sh.	50.45	Defined	–	92,921	4,139	–
VANGUARD FTSE PACIFIC	STOK	–	922042·86·6	1,381	0.25%	20,297	Sh.	68.04	Defined	–	20,196	101	–
VANGUARD GROWTH ETF	STOK	–	922908·73·6	2,005	0.36%	8,810	Sh.	227.58	Defined	–	–	Shared	–
VANGUARD HIGH DIVIDEND	STOK	–	921946·40·6	3,015	0.55%	37,252	Sh.	80.94	Defined	–	–	Shared	–
VANGUARD INFORMATION	STOK	–	92204A·70·2	368	0.07%	1,181	Sh.	311.60	Defined	–	172	1,009	–
VANGUARD INTERMEDIATE	STOK	–	92206C·87·0	2,957	0.54%	30,863	Sh.	95.81	Defined	–	30,178	685	–
VANGUARD MID CAP ETF IV	STOK	–	922908·62·9	587	0.11%	3,333	Sh.	176.12	Defined	–	–	Shared	–
VANGUARD MUNI BND TAX	STOK	–	922907·74·6	282	0.05%	5,173	Sh.	54.51	Defined	–	–	Shared	–
VANGUARD S&P 500 ETF	STOK	–	922908·36·3	236	0.04%	768	Sh.	307.29	Defined	–	–	Shared	–
VANGUARD SHORT TERM COR	STOK	–	92206C·40·9	1,109	0.20%	13,388	Sh.	82.84	Defined	–	–	Shared	–
VANGUARD SMALL CAP ETF	STOK	–	922908·75·1	643	0.12%	4,182	Sh.	153.75	Defined	–	–	Shared	–
VANGUARD TOTAL BOND	STOK	–	921937·83·5	828	0.15%	9,384	Sh.	88.24	Defined	–	–	Shared	–
VANGUARD TOTAL STOCK	STOK	–	922908·76·9	1,597	0.29%	9,378	Sh.	170.29	Defined	–	–	Shared	–
VANGUARD VALUE ETF	STOK	–	922908·74·4	1,447	0.26%	13,846	Sh.	104.51	Defined	–	–	Shared	–
VERIZON COMMUNICATN	STOK	–	92343V·10·4	1,850	0.34%	31,092	Sh.	59.50	Defined	–	1,380	29,712	–
VF CORP	STOK	–	918204·10·8	225	0.04%	3,200	Sh.	70.31	Defined	–	–	Shared	–
VISA INC	STOK	–	92826C·83·9	3,798	0.69%	18,994	Sh.	199.96	Defined	–	918	18,076	–
WALGREENS BOOTS ALLI	STOK	–	931427·10·8	281	0.05%	7,834	Sh.	35.87	Defined	–	966	6,868	–
WALMART INC	STOK	–	931142·10·3	510	0.09%	3,643	Sh.	139.99	Defined	–	260	3,383	–
WALT DISNEY CO	STOK	–	254687·10·6	3,050	0.55%	24,580	Sh.	124.08	Defined	–	530	24,050	–
WELLS FARGO & CO	STOK	–	949746·10·1	1,960	0.36%	83,365	Sh.	23.51	Defined	–	624	82,741	–
WESTERN ASSET MORTGAGE O	STOK	–	95790B·10·9	232	0.04%	17,672	Sh.	13.13	Defined	–	–	Shared	–
WESTERN UNION CO	STOK	–	959802·10·9	204	0.04%	9,535	Sh.	21.39	Defined	–	235	9,300	–
WORKDAY INC	STOK	–	98138H·10·1	879	0.16%	4,087	Sh.	215.07	Defined	–	113	3,974	–
WSDMTRE EMRG MKT EX STT	STOK	–	97717X·57·8	366	0.07%	10,861	Sh.	33.70	Defined	–	Sole	–	–
YUM BRANDS INC	STOK	–	988498·10·1	898	0.16%	9,834	Sh.	91.32	Defined	–	122	9,712	–
ZOMEDICA PHARMACEUTICA F	STOK	–	98979F·10·7	2	0.00%	20,000	Sh.	≈0.10	Defined	–	–	Shared	–
ZOOM VIDEO COMMUNICATION	STOK	–	98980L·10·1	34,198	6.22%	72,745	Sh.	470.11	Defined	–	–	Shared	–
— 214 Issuers —	— 269 Issues —			— 269 Holdings: $549,659,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers [ 16 Not Allocated Above ]

↑Top

Filing Submission 0001776082-20-000005 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Transcend Wealth Collective, LLC – ‘13F-HR’ for 9/30/20 – ‘INFO-TABLE’

On: Friday, 11/13/20, at 4:07pm ET · Effective: 11/13/20 · For: 9/30/20 · Accession #: 1776082-20-5 · File #: 28-20168

Previous ‘13F-HR’: ‘13F-HR’ on 8/5/20 for 6/30/20 · Next: ‘13F-HR’ on 2/12/21 for 12/31/20 · Latest: ‘13F-HR’ on 2/5/24 for 12/31/23

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — twc13fq32020.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Transcend Capital Advisors, LLC [ formerly Transcend Wealth Collective, LLC ] NJ · Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/20 · Assets: $549,659,000 · History: Assets Under Management

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Transcend Capital Advisors, LLC [ formerly Transcend Wealth Collective, LLC ]
NJ
· Form 13F Holdings Report