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Contran Corp., et al. – ‘4’ for 6/1/22 re: NL Industries Inc.

On:  Thursday, 6/2/22, at 10:45am ET   ·   For:  6/1/22   ·   Accession #:  1062993-22-14079   ·   File #:  1-00640

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/02/22  Contran Corp.                     4                      2:15K  NL Industries Inc.                Newsfile Corp./FA
          Kronos Worldwide Inc.
          Harold C. Simmons Family Trust No. 2
          Simmons Lisa K

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6                        
 2: EX-99       Additional Information                                 3±    11K

‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — form4.xml/3.6



        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2022-06-01 </periodOfReport>
<issuer>
<issuerCik> 0000072162 </issuerCik>
<issuerName> NL INDUSTRIES INC </issuerName>
<issuerTradingSymbol> NL </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0000024240 </rptOwnerCik>
<rptOwnerName> CONTRAN CORP </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 5430 LBJ FRWY </rptOwnerStreet1>
<rptOwnerStreet2> SUITE 1700 </rptOwnerStreet2>
<rptOwnerCity> DALLAS </rptOwnerCity>
<rptOwnerState> TX </rptOwnerState>
<rptOwnerZipCode> 75240-2620 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 0 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
</reportingOwnerRelationship>
</reportingOwner>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001599736 </rptOwnerCik>
<rptOwnerName> Simmons Lisa K </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 5430 LBJ FREEWAY </rptOwnerStreet1>
<rptOwnerStreet2> SUITE 1700 </rptOwnerStreet2>
<rptOwnerCity> DALLAS </rptOwnerCity>
<rptOwnerState> TX </rptOwnerState>
<rptOwnerZipCode> 75240-2620 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 0 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
</reportingOwnerRelationship>
</reportingOwner>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001257640 </rptOwnerCik>
<rptOwnerName> KRONOS WORLDWIDE INC </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 5430 LBJ FREEWAY </rptOwnerStreet1>
<rptOwnerStreet2> SUITE 1700 </rptOwnerStreet2>
<rptOwnerCity> DALLAS </rptOwnerCity>
<rptOwnerState> TX </rptOwnerState>
<rptOwnerZipCode> 75240-2620 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 0 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
</reportingOwnerRelationship>
</reportingOwner>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001600851 </rptOwnerCik>
<rptOwnerName> Harold C. Simmons Family Trust No. 2 </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 5430 LBJ FREEWAY </rptOwnerStreet1>
<rptOwnerStreet2> SUITE 1700 </rptOwnerStreet2>
<rptOwnerCity> DALLAS </rptOwnerCity>
<rptOwnerState> TX </rptOwnerState>
<rptOwnerZipCode> 75240-2620 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 0 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock $0.125 par value per share </value>
</securityTitle>
<transactionDate>
<value> 2022-06-01 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> S </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F1"/>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 2000 </value>
</transactionShares>
<transactionPricePerShare>
<value> 8.23 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 0 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> By Kronos </value>
<footnoteId id="F1"/>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeTransaction>
<nonDerivativeHolding>
<securityTitle>
<value> Common Stock $0.125 par value per share </value>
</securityTitle>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 40387531 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> By Valhi </value>
<footnoteId id="F2"/>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeHolding>
</nonDerivativeTable>
<footnotes>
<footnote id="F1"> On June 1, 2022, the issuer, NL Industries, Inc. ("NL"), purchased 2,000 shares of its common stock, par value $0.125 per share, from Kronos Worldwide, Inc. ("Kronos") in a private transaction that was approved in advance by the independent directors of NL and Kronos. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to have beneficially owned these shares. </footnote>
<footnote id="F2"> Directly held by Valhi, Inc. ("Valhi"). See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares. </footnote>
</footnotes>
<remarks> Exhibit Index 99.1 Additional Information </remarks>
<ownerSignature>
<signatureName> Andrew B. Nace, Executive Vice President of Contran Corporation </signatureName>
<signatureDate> 2022-06-01 </signatureDate>
</ownerSignature>
<ownerSignature>
<signatureName> Andrew B. Nace, Executive Vice President of Kronos Worldwide, Inc. </signatureName>
<signatureDate> 2022-06-01 </signatureDate>
</ownerSignature>
<ownerSignature>
<signatureName> Andrew B. Nace, Attorney-in-fact for Lisa K. Simmons </signatureName>
<signatureDate> 2022-06-01 </signatureDate>
</ownerSignature>
<ownerSignature>
<signatureName> Ashley Tarleton, AVP & Trust Officer of Tolleson Private Bank, not in its individual capacity but solely as trustee of the Harold C. Simmons Family Trust No. 2 </signatureName>
<signatureDate> 2022-06-01 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001062993-22-014079   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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